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The Stacks project

Serre's criterion for affineness.

[Serre-criterion], [II, Theorem 5.2.1 (d') and IV (1.7.17), EGA]

Lemma 30.3.1. Let X be a scheme. Assume that

  1. X is quasi-compact,

  2. for every quasi-coherent sheaf of ideals \mathcal{I} \subset \mathcal{O}_ X we have H^1(X, \mathcal{I}) = 0.

Then X is affine.

Proof. Let x \in X be a closed point. Let U \subset X be an affine open neighbourhood of x. Write U = \mathop{\mathrm{Spec}}(A) and let \mathfrak m \subset A be the maximal ideal corresponding to x. Set Z = X \setminus U and Z' = Z \cup \{ x\} . By Schemes, Lemma 26.12.4 there are quasi-coherent sheaves of ideals \mathcal{I}, resp. \mathcal{I}' cutting out the reduced closed subschemes Z, resp. Z'. Consider the short exact sequence

0 \to \mathcal{I}' \to \mathcal{I} \to \mathcal{I}/\mathcal{I}' \to 0.

Since x is a closed point of X and x \not\in Z we see that \mathcal{I}/\mathcal{I}' is supported at x. In fact, the restriction of \mathcal{I}/\mathcal{I'} to U corresponds to the A-module A/\mathfrak m. Hence we see that \Gamma (X, \mathcal{I}/\mathcal{I'}) = A/\mathfrak m. Since by assumption H^1(X, \mathcal{I}') = 0 we see there exists a global section f \in \Gamma (X, \mathcal{I}) which maps to the element 1 \in A/\mathfrak m as a section of \mathcal{I}/\mathcal{I'}. Clearly we have x \in X_ f \subset U. This implies that X_ f = D(f_ A) where f_ A is the image of f in A = \Gamma (U, \mathcal{O}_ X). In particular X_ f is affine.

Consider the union W = \bigcup X_ f over all f \in \Gamma (X, \mathcal{O}_ X) such that X_ f is affine. Obviously W is open in X. By the arguments above every closed point of X is contained in W. The closed subset X \setminus W of X is also quasi-compact (see Topology, Lemma 5.12.3). Hence it has a closed point if it is nonempty (see Topology, Lemma 5.12.8). This would contradict the fact that all closed points are in W. Hence we conclude X = W.

Choose finitely many f_1, \ldots , f_ n \in \Gamma (X, \mathcal{O}_ X) such that X = X_{f_1} \cup \ldots \cup X_{f_ n} and such that each X_{f_ i} is affine. This is possible as we've seen above. By Properties, Lemma 28.27.3 to finish the proof it suffices to show that f_1, \ldots , f_ n generate the unit ideal in \Gamma (X, \mathcal{O}_ X). Consider the short exact sequence

\xymatrix{ 0 \ar[r] & \mathcal{F} \ar[r] & \mathcal{O}_ X^{\oplus n} \ar[rr]^{f_1, \ldots , f_ n} & & \mathcal{O}_ X \ar[r] & 0 }

The arrow defined by f_1, \ldots , f_ n is surjective since the opens X_{f_ i} cover X. We let \mathcal{F} be the kernel of this surjective map. Observe that \mathcal{F} has a filtration

0 = \mathcal{F}_0 \subset \mathcal{F}_1 \subset \ldots \subset \mathcal{F}_ n = \mathcal{F}

so that each subquotient \mathcal{F}_ i/\mathcal{F}_{i - 1} is isomorphic to a quasi-coherent sheaf of ideals. Namely we can take \mathcal{F}_ i to be the intersection of \mathcal{F} with the first i direct summands of \mathcal{O}_ X^{\oplus n}. The assumption of the lemma implies that H^1(X, \mathcal{F}_ i/\mathcal{F}_{i - 1}) = 0 for all i. This implies that H^1(X, \mathcal{F}_2) = 0 because it is sandwiched between H^1(X, \mathcal{F}_1) and H^1(X, \mathcal{F}_2/\mathcal{F}_1). Continuing like this we deduce that H^1(X, \mathcal{F}) = 0. Therefore we conclude that the map

\xymatrix{ \bigoplus \nolimits _{i = 1, \ldots , n} \Gamma (X, \mathcal{O}_ X) \ar[rr]^{f_1, \ldots , f_ n} & & \Gamma (X, \mathcal{O}_ X) }

is surjective as desired. \square


Comments (7)

Comment #1332 by Paul Lessard on

Affinenes in the slogan should be changed to affineness (missing the second s).

Comment #2724 by on

A reference is EGA II, Theorem 5.2.1 (d') and EGA IV_1, 1.7.17

Comment #7115 by Liu on

The assumption in EGA II (5.2.1) & EGA IV (1.7.17) says that the scheme X should be qcqs. Here we only assume quasi-compact, does it harm the argument given here?

Comment #7158 by DatPham on

@#7115: That is qcqs is in fact a consequence of the fact that has a finite cover of affine open subsets of the form . Indeed is affine (hence quasi-compact) as soon as are affine.

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