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The Stacks project

5.13 Locally quasi-compact spaces

Recall that a neighbourhood of a point need not be open.

Definition 5.13.1. A topological space X is called locally quasi-compact1 if every point has a fundamental system of quasi-compact neighbourhoods.

The term locally compact space in the literature often refers to a space as in the following lemma.

Lemma 5.13.2. A Hausdorff space is locally quasi-compact if and only if every point has a quasi-compact neighbourhood.

Proof. Let X be a Hausdorff space. Let x \in X and let x \in E \subset X be a quasi-compact neighbourhood. Then E is closed by Lemma 5.12.4. Suppose that x \in U \subset X is an open neighbourhood of x. Then Z = E \setminus U is a closed subset of E not containing x. Hence we can find a pair of disjoint open subsets W, V \subset E of E such that x \in V and Z \subset W, see Lemma 5.12.4. It follows that \overline{V} \subset E is a closed neighbourhood of x contained in E \cap U. Also \overline{V} is quasi-compact as a closed subset of E (Lemma 5.12.3). In this way we obtain a fundamental system of quasi-compact neighbourhoods of x. \square

Lemma 5.13.3 (Baire category theorem). Let X be a locally quasi-compact Hausdorff space. Let U_ n \subset X, n \geq 1 be dense open subsets. Then \bigcap _{n \geq 1} U_ n is dense in X.

Proof. After replacing U_ n by \bigcap _{i = 1, \ldots , n} U_ i we may assume that U_1 \supset U_2 \supset \ldots . Let x \in X. We will show that x is in the closure of \bigcap _{n \geq 1} U_ n. Thus let E be a neighbourhood of x. To show that E \cap \bigcap _{n \geq 1} U_ n is nonempty we may replace E by a smaller neighbourhood. After replacing E by a smaller neighbourhood, we may assume that E is quasi-compact.

Set x_0 = x and E_0 = E. Below, we will inductively choose a point x_ i \in E_{i - 1} \cap U_ i and a quasi-compact neighbourhood E_ i of x_ i with E_ i \subset E_{i - 1} \cap U_ i. Because X is Hausdorff, the subsets E_ i \subset X are closed (Lemma 5.12.4). Since the E_ i are also nonempty we conclude that \bigcap _{i \geq 1} E_ i is nonempty (Lemma 5.12.6). Since \bigcap _{i \geq 1} E_ i \subset E \cap \bigcap _{n \geq 1} U_ n this proves the lemma.

The base case i = 0 we have done above. Induction step. Since E_{i - 1} is a neighbourhood of x_{i - 1} we can find an open x_{i - 1} \in W \subset E_{i - 1}. Since U_ i is dense in X we see that W \cap U_ i is nonempty. Pick any x_ i \in W \cap U_ i. By definition of locally quasi-compact spaces we can find a quasi-compact neighbourhood E_ i of x_ i contained in W \cap U_ i. Then E_ i \subset E_{i - 1} \cap U_ i as desired. \square

Lemma 5.13.4. Let X be a Hausdorff and quasi-compact space. Let X = \bigcup _{i \in I} U_ i be an open covering. Then there exists an open covering X = \bigcup _{i \in I} V_ i such that \overline{V_ i} \subset U_ i for all i.

Proof. Let x \in X. Choose an i(x) \in I such that x \in U_{i(x)}. Since X \setminus U_{i(x)} and \{ x\} are disjoint closed subsets of X, by Lemmas 5.12.3 and 5.12.4 there exists an open neighbourhood U_ x of x whose closure is disjoint from X \setminus U_{i(x)}. Thus \overline{U_ x} \subset U_{i(x)}. Since X is quasi-compact, there is a finite list of points x_1, \ldots , x_ m such that X = U_{x_1} \cup \ldots \cup U_{x_ m}. Setting V_ i = \bigcup _{i = i(x_ j)} U_{x_ j} the proof is finished. \square

Lemma 5.13.5. Let X be a Hausdorff and quasi-compact space. Let X = \bigcup _{i \in I} U_ i be an open covering. Suppose given an integer p \geq 0 and for every (p + 1)-tuple i_0, \ldots , i_ p of I an open covering U_{i_0} \cap \ldots \cap U_{i_ p} = \bigcup W_{i_0 \ldots i_ p, k}. Then there exists an open covering X = \bigcup _{j \in J} V_ j and a map \alpha : J \to I such that \overline{V_ j} \subset U_{\alpha (j)} and such that each V_{j_0} \cap \ldots \cap V_{j_ p} is contained in W_{\alpha (j_0) \ldots \alpha (j_ p), k} for some k.

Proof. Since X is quasi-compact, there is a reduction to the case where I is finite (details omitted). We prove the result for I finite by induction on p. The base case p = 0 is immediate by taking a covering as in Lemma 5.13.4 refining the open covering X = \bigcup W_{i_0, k}.

Induction step. Assume the lemma proven for p - 1. For all p-tuples i'_0, \ldots , i'_{p - 1} of I let U_{i'_0} \cap \ldots \cap U_{i'_{p - 1}} = \bigcup W_{i'_0 \ldots i'_{p - 1}, k} be a common refinement of the coverings U_{i_0} \cap \ldots \cap U_{i_ p} = \bigcup W_{i_0 \ldots i_ p, k} for those (p + 1)-tuples such that \{ i'_0, \ldots , i'_{p - 1}\} = \{ i_0, \ldots , i_ p\} (equality of sets). (There are finitely many of these as I is finite.) By induction there exists a solution for these opens, say X = \bigcup V_ j and \alpha : J \to I. At this point the covering X = \bigcup _{j \in J} V_ j and \alpha satisfy \overline{V_ j} \subset U_{\alpha (j)} and each V_{j_0} \cap \ldots \cap V_{j_ p} is contained in W_{\alpha (j_0) \ldots \alpha (j_ p), k} for some k if there is a repetition in \alpha (j_0), \ldots , \alpha (j_ p). Of course, we may and do assume that J is finite.

Fix i_0, \ldots , i_ p \in I pairwise distinct. Consider (p + 1)-tuples j_0, \ldots , j_ p \in J with i_0 = \alpha (j_0), \ldots , i_ p = \alpha (j_ p) such that V_{j_0} \cap \ldots \cap V_{j_ p} is not contained in W_{\alpha (j_0) \ldots \alpha (j_ p), k} for any k. Let N be the number of such (p + 1)-tuples. We will show how to decrease N. Since

\overline{V_{j_0}} \cap \ldots \cap \overline{V_{j_ p}} \subset U_{i_0} \cap \ldots \cap U_{i_ p} = \bigcup W_{i_0 \ldots i_ p, k}

we find a finite set K = \{ k_1, \ldots , k_ t\} such that the LHS is contained in \bigcup _{k \in K} W_{i_0 \ldots i_ p, k}. Then we consider the open covering

V_{j_0} = (V_{j_0} \setminus (\overline{V_{j_1}} \cap \ldots \cap \overline{V_{j_ p}})) \cup (\bigcup \nolimits _{k \in K} V_{j_0} \cap W_{i_0 \ldots i_ p, k})

The first open on the RHS intersects V_{j_1} \cap \ldots \cap V_{j_ p} in the empty set and the other opens V_{j_0, k} of the RHS satisfy V_{j_0, k} \cap V_{j_1} \ldots \cap V_{j_ p} \subset W_{\alpha (j_0) \ldots \alpha (j_ p), k}. Set J' = J \amalg K. For j \in J set V'_ j = V_ j if j \not= j_0 and set V'_{j_0} = V_{j_0} \setminus (\overline{V_{j_1}} \cap \ldots \cap \overline{V_{j_ p}}). For k \in K set V'_ k = V_{j_0, k}. Finally, the map \alpha ' : J' \to I is given by \alpha on J and maps every element of K to i_0. A simple check shows that N has decreased by one under this replacement. Repeating this procedure N times we arrive at the situation where N = 0.

To finish the proof we argue by induction on the number M of (p + 1)-tuples i_0, \ldots , i_ p \in I with pairwise distinct entries for which there exists a (p + 1)-tuple j_0, \ldots , j_ p \in J with i_0 = \alpha (j_0), \ldots , i_ p = \alpha (j_ p) such that V_{j_0} \cap \ldots \cap V_{j_ p} is not contained in W_{\alpha (j_0) \ldots \alpha (j_ p), k} for any k. To do this, we claim that the operation performed in the previous paragraph does not increase M. This follows formally from the fact that the map \alpha ' : J' \to I factors through a map \beta : J' \to J such that V'_{j'} \subset V_{\beta (j')}. \square

Lemma 5.13.6. Let X be a Hausdorff and locally quasi-compact space. Let Z \subset X be a quasi-compact (hence closed) subset. Suppose given an integer p \geq 0, a set I, for every i \in I an open U_ i \subset X, and for every (p + 1)-tuple i_0, \ldots , i_ p of I an open W_{i_0 \ldots i_ p} \subset U_{i_0} \cap \ldots \cap U_{i_ p} such that

  1. Z \subset \bigcup U_ i, and

  2. for every i_0, \ldots , i_ p we have W_{i_0 \ldots i_ p} \cap Z = U_{i_0} \cap \ldots \cap U_{i_ p} \cap Z.

Then there exist opens V_ i of X such that we have Z \subset \bigcup V_ i, for all i we have \overline{V_ i} \subset U_ i, and we have V_{i_0} \cap \ldots \cap V_{i_ p} \subset W_{i_0 \ldots i_ p} for all (p + 1)-tuples i_0, \ldots , i_ p.

Proof. Since Z is quasi-compact, there is a reduction to the case where I is finite (details omitted). Because X is locally quasi-compact and Z is quasi-compact, we can find a neighbourhood Z \subset E which is quasi-compact, i.e., E is quasi-compact and contains an open neighbourhood of Z in X. If we prove the result after replacing X by E, then the result follows. Hence we may assume X is quasi-compact.

We prove the result in case I is finite and X is quasi-compact by induction on p. The base case is p = 0. In this case we have X = (X \setminus Z) \cup \bigcup W_ i. By Lemma 5.13.4 we can find a covering X = V \cup \bigcup V_ i by opens V_ i \subset W_ i and V \subset X \setminus Z with \overline{V_ i} \subset W_ i for all i. Then we see that we obtain a solution of the problem posed by the lemma.

Induction step. Assume the lemma proven for p - 1. Set W_{j_0 \ldots j_{p - 1}} equal to the intersection of all W_{i_0 \ldots i_ p} with \{ j_0, \ldots , j_{p - 1}\} = \{ i_0, \ldots , i_ p\} (equality of sets). By induction there exists a solution for these opens, say V_ i \subset U_ i. It follows from our choice of W_{j_0 \ldots j_{p - 1}} that we have V_{i_0} \cap \ldots \cap V_{i_ p} \subset W_{i_0 \ldots i_ p} for all (p + 1)-tuples i_0, \ldots , i_ p where i_ a = i_ b for some 0 \leq a < b \leq p. Thus we only need to modify our choice of V_ i if V_{i_0} \cap \ldots \cap V_{i_ p} \not\subset W_{i_0 \ldots i_ p} for some (p + 1)-tuple i_0, \ldots , i_ p with pairwise distinct elements. In this case we have

T = \overline{V_{i_0} \cap \ldots \cap V_{i_ p} \setminus W_{i_0 \ldots i_ p}} \subset \overline{V_{i_0}} \cap \ldots \cap \overline{V_{i_ p}} \setminus W_{i_0 \ldots i_ p}

is a closed subset of X contained in U_{i_0} \cap \ldots \cap U_{i_ p} not meeting Z. Hence we can replace V_{i_0} by V_{i_0} \setminus T to “fix” the problem. After repeating this finitely many times for each of the problem tuples, the lemma is proven. \square

Lemma 5.13.7. Let X be a topological space. Let Z \subset X be a quasi-compact subset such that any two points of Z have disjoint open neighbourhoods in X. Suppose given an integer p \geq 0, a set I, for every i \in I an open U_ i \subset X, and for every (p + 1)-tuple i_0, \ldots , i_ p of I an open W_{i_0 \ldots i_ p} \subset U_{i_0} \cap \ldots \cap U_{i_ p} such that

  1. Z \subset \bigcup U_ i, and

  2. for every i_0, \ldots , i_ p we have W_{i_0 \ldots i_ p} \cap Z = U_{i_0} \cap \ldots \cap U_{i_ p} \cap Z.

Then there exist opens V_ i of X such that

  1. Z \subset \bigcup V_ i,

  2. V_ i \subset U_ i for all i,

  3. \overline{V_ i} \cap Z \subset U_ i for all i, and

  4. V_{i_0} \cap \ldots \cap V_{i_ p} \subset W_{i_0 \ldots i_ p} for all (p + 1)-tuples i_0, \ldots , i_ p.

Proof. Since Z is quasi-compact, there is a reduction to the case where I is finite (details omitted). We prove the result in case I is finite by induction on p.

The base case is p = 0. For z \in Z \cap U_ i and z' \in Z \setminus U_ i there exist disjoint opens z \in V_{z, z'} and z' \in W_{z, z'} of X. Since Z \setminus U_ i is quasi-compact (Lemma 5.12.3), we can choose a finite number z'_1, \ldots , z'_ r such that Z \setminus U_ i \subset W_{z, z'_1} \cup \ldots \cup W_{z, z'_ r}. Then we see that V_ z = V_{z, z'_1} \cap \ldots \cap V_{z, z'_ r} \cap U_ i is an open neighbourhood of z contained in U_ i with the property that \overline{V_ z} \cap Z \subset U_ i. Since z and i where arbitrary and since Z is quasi-compact we can find a finite list z_1, i_1, \ldots , z_ t, i_ t and opens V_{z_ j} \subset U_{i_ j} with \overline{V_{z_ j}} \cap Z \subset U_{i_ j} and Z \subset \bigcup V_{z_ j}. Then we can set V_ i = W_ i \cap (\bigcup _{j : i = i_ j} V_{z_ j}) to solve the problem for p = 0.

Induction step. Assume the lemma proven for p - 1. Set W_{j_0 \ldots j_{p - 1}} equal to the intersection of all W_{i_0 \ldots i_ p} with \{ j_0, \ldots , j_{p - 1}\} = \{ i_0, \ldots , i_ p\} (equality of sets). By induction there exists a solution for these opens, say V_ i \subset U_ i. It follows from our choice of W_{j_0 \ldots j_{p - 1}} that we have V_{i_0} \cap \ldots \cap V_{i_ p} \subset W_{i_0 \ldots i_ p} for all (p + 1)-tuples i_0, \ldots , i_ p where i_ a = i_ b for some 0 \leq a < b \leq p. Thus we only need to modify our choice of V_ i if V_{i_0} \cap \ldots \cap V_{i_ p} \not\subset W_{i_0 \ldots i_ p} for some (p + 1)-tuple i_0, \ldots , i_ p with pairwise distinct elements. In this case we have

T = \overline{V_{i_0} \cap \ldots \cap V_{i_ p} \setminus W_{i_0 \ldots i_ p}} \subset \overline{V_{i_0}} \cap \ldots \cap \overline{V_{i_ p}} \setminus W_{i_0 \ldots i_ p}

is a closed subset of X not meeting Z by our property (3) of the opens V_ i. Hence we can replace V_{i_0} by V_{i_0} \setminus T to “fix” the problem. After repeating this finitely many times for each of the problem tuples, the lemma is proven. \square

[1] This may not be standard notation. Alternative notions used in the literature are: (1) Every point has some quasi-compact neighbourhood, and (2) Every point has a closed quasi-compact neighbourhood. A scheme has the property that every point has a fundamental system of open quasi-compact neighbourhoods.

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