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The Stacks project

110.72 An example of a non-algebraic Hom-stack

Let \mathcal{Y}, \mathcal{Z} be algebraic stacks over a scheme S. The Hom-stack \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(\mathcal{Y}, \mathcal{Z}) is the stack in groupoids over S whose category of sections over a scheme T is given by the category

\mathop{\mathrm{Mor}}\nolimits _ T(\mathcal{Y} \times _ S T, \mathcal{Z} \times _ S T)

whose objects are 1-morphisms and whose morphisms are 2-morphisms. We omit the proof this is indeed a stack in groupoids over (\mathit{Sch}/S)_{fppf} (insert future reference here). Of course, in general the Hom-stack will not be algebraic. In this section we give an example where it is not true and where \mathcal{Y} is representable by a proper flat scheme over S and \mathcal{Z} is smooth and proper over S.

Let k be an algebraically closed field which is not the algebraic closure of a finite field. Let S = \mathop{\mathrm{Spec}}(k[[t]]) and S_ n = \mathop{\mathrm{Spec}}(k[t]/(t^ n)) \subset S. Let f : X \to S be a map satisfying the following

  1. f is projective and flat, and its fibres are geometrically connected curves,

  2. the fibre X_0 = X \times _ S S_0 is a nodal curve with smooth irreducible components whose dual graph has a loop consisting of rational curves,

  3. X is a regular scheme.

To make such a surface X we can take for example

X\quad :\quad T_0T_1T_2 - t(T_0^3 + T_1^3 + T_2^3) = 0

in \mathbf{P}^2_{k[[t]]}. Let A_0 be a non-zero abelian variety over k for example an elliptic curve. Let A = A_0 \times _{\mathop{\mathrm{Spec}}(k)} S be the constant abelian scheme over S associated to A_0. We will show that the stack \mathcal{X} = \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(X, [S/A])) is not algebraic.

Recall that [S/A] is on the one hand the quotient stack of A acting trivially on S and on the other hand equal to the stack classifying fppf A-torsors, see Examples of Stacks, Proposition 95.15.3. Observe that [S/A] = [\mathop{\mathrm{Spec}}(k)/A_0] \times _{\mathop{\mathrm{Spec}}(k)} S. This allows us to describe the fibre category over a scheme T as follows

\begin{align*} \mathcal{X}_ T & = \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(X, [S/A])_ T \\ & = \mathop{\mathrm{Mor}}\nolimits _ T(X \times _ S T, [S/A] \times _ S T) \\ & = \mathop{\mathrm{Mor}}\nolimits _ S(X \times _ S T, [S/A]) \\ & = \mathop{\mathrm{Mor}}\nolimits _{\mathop{\mathrm{Spec}}(k)}(X \times _ S T, [\mathop{\mathrm{Spec}}(k)/A_0]) \end{align*}

for any S-scheme T. In other words, the groupoid \mathcal{X}_ T is the groupoid of fppf A_0-torsors on X \times _ S T. Before we discuss why \mathcal{X} is not an algebraic stack, we need a few lemmas.

Lemma 110.72.1. Let W be a two dimensional regular integral Noetherian scheme with function field K. Let G \to W be an abelian scheme. Then the map H^1_{fppf}(W, G) \to H^1_{fppf}(\mathop{\mathrm{Spec}}(K), G) is injective.

Sketch of proof. Let P \to W be an fppf G-torsor which is trivial in the generic point. Then we have a morphism \mathop{\mathrm{Spec}}(K) \to P over W and we can take its scheme theoretic image Z \subset P. Since P \to W is proper (as a torsor for a proper group algebraic space over W) we see that Z \to W is a proper birational morphism. By Spaces over Fields, Lemma 72.3.2 the morphism Z \to W is finite away from finitely many closed points of W. By (insert future reference on resolving indeterminacies of morphisms by blowing quadratic transformations for surfaces) the irreducible components of the geometric fibres of Z \to W are rational curves. By More on Groupoids in Spaces, Lemma 79.11.3 there are no nonconstant morphisms from rational curves to group schemes or torsors over such. Hence Z \to W is finite, whence Z is a scheme and Z \to W is an isomorphism by Morphisms, Lemma 29.54.8. In other words, the torsor P is trivial. \square

Lemma 110.72.2. Let G be a smooth commutative group algebraic space over a field K. Then H^1_{fppf}(\mathop{\mathrm{Spec}}(K), G) is torsion.

Proof. Every G-torsor P over \mathop{\mathrm{Spec}}(K) is smooth over K as a form of G. Hence P has a point over a finite separable extension L/K. Say [L : K] = n. Let [n](P) denote the G-torsor whose class is n times the class of P in H^1_{fppf}(\mathop{\mathrm{Spec}}(K), G). There is a canonical morphism

P \times _{\mathop{\mathrm{Spec}}(K)} \ldots \times _{\mathop{\mathrm{Spec}}(K)} P \to [n](P)

of algebraic spaces over K. This morphism is symmetric as G is abelian. Hence it factors through the quotient

(P \times _{\mathop{\mathrm{Spec}}(K)} \ldots \times _{\mathop{\mathrm{Spec}}(K)} P)/S_ n

On the other hand, the morphism \mathop{\mathrm{Spec}}(L) \to P defines a morphism

(\mathop{\mathrm{Spec}}(L) \times _{\mathop{\mathrm{Spec}}(K)} \ldots \times _{\mathop{\mathrm{Spec}}(K)} \mathop{\mathrm{Spec}}(L))/S_ n \longrightarrow (P \times _{\mathop{\mathrm{Spec}}(K)} \ldots \times _{\mathop{\mathrm{Spec}}(K)} P)/S_ n

and the reader can verify that the scheme on the left has a K-rational point. Thus we see that [n](P) is the trivial torsor. \square

To prove \mathcal{X} = \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(X, [S/A]) is not an algebraic stack, by Artin's Axioms, Lemma 98.9.5, it is enough to show the following.

Lemma 110.72.3. The canonical map \mathcal{X}(S) \to \mathop{\mathrm{lim}}\nolimits \mathcal{X}(S_ n) is not essentially surjective.

Sketch of proof. Unwinding definitions, it is enough to check that H^1(X, A_0) \to \mathop{\mathrm{lim}}\nolimits H^1(X_ n, A_0) is not surjective. As X is regular and projective, by Lemmas 110.72.2 and 110.72.1 each A_0-torsor over X is torsion. In particular, the group H^1(X, A_0) is torsion. It is thus enough to show: (a) the group H^1(X_0, A_0) is non-torsion, and (b) the maps H^1(X_{n + 1}, A_0) \to H^1(X_ n, A_0) are surjective for all n.

Ad (a). One constructs a nontorsion A_0-torsor P_0 on the nodal curve X_0 by glueing trivial A_0-torsors on each component of X_0 using non-torsion points on A_0 as the isomorphisms over the nodes. More precisely, let x \in X_0 be a node which occurs in a loop consisting of rational curves. Let X'_0 \to X_0 be the normalization of X_0 in X_0 \setminus \{ x\} . Let x', x'' \in X'_0 be the two points mapping to x_0. Then we take A_0 \times _{\mathop{\mathrm{Spec}}(k)} X'_0 and we identify A_0 \times {x'} with A_0 \times \{ x''\} using translation A_0 \to A_0 by a nontorsion point a_0 \in A_0(k) (there is such a nontorsion point as k is algebraically closed and not the algebraic closure of a finite field – this is actually not trivial to prove). One can show that the glueing is an algebraic space (in fact one can show it is a scheme) and that it is an nontorsion A_0-torsor over X_0. The reason that it is nontorsion is that if [n](P_0) has a section, then that section produces a morphism s : X'_0 \to A_0 such that [n](a_0) = s(x') - s(x'') in the group law on A_0(k). However, since the irreducible components of the loop are rational to section s is constant on them ( More on Groupoids in Spaces, Lemma 79.11.3). Hence s(x') = s(x'') and we obtain a contradiction.

Ad (b). Deformation theory shows that the obstruction to deforming an A_0-torsor P_ n \to X_ n to an A_0-torsor P_{n + 1} \to X_{n + 1} lies in H^2(X_0, \omega ) for a suitable vector bundle \omega on X_0. The latter vanishes as X_0 is a curve, proving the claim. \square

Proposition 110.72.4. The stack \mathcal{X} = \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(X, [S/A]) is not algebraic.

Proof. See discussion above. \square

Remark 110.72.5. Proposition 110.72.4 contradicts [Theorem 1.1, AokiHomStacks]. The problem is the non-effectivity of formal objects for \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(X, [S/A]). The same problem is mentioned in the Erratum [AokiHomStacksErr] to [AokiHomStacks]. Unfortunately, the Erratum goes on to assert that \underline{\mathop{\mathrm{Mor}}\nolimits }_ S(\mathcal{Y}, \mathcal{Z}) is algebraic if \mathcal{Z} is separated, which also contradicts Proposition 110.72.4 as [S/A] is separated.


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