5.19 Specialization
Definition 5.19.1. Let X be a topological space.
If x, x' \in X then we say x is a specialization of x', or x' is a generalization of x if x \in \overline{\{ x'\} }. Notation: x' \leadsto x.
A subset T \subset X is stable under specialization if for all x' \in T and every specialization x' \leadsto x we have x \in T.
A subset T \subset X is stable under generalization if for all x \in T and every generalization x' \leadsto x we have x' \in T.
Lemma 5.19.2. Let X be a topological space.
Any closed subset of X is stable under specialization.
Any open subset of X is stable under generalization.
A subset T \subset X is stable under specialization if and only if the complement T^ c is stable under generalization.
Proof.
Let F be a closed subset of X, if y\in F then \{ y\} \subset F, so \overline{\{ y\} } \subset \overline{F} = F as F is closed. Thus for all specialization x of y, we have x\in F.
Let x, y\in X such that x\in \overline{\{ y\} } and let T be a subset of X. Saying that T is stable under specialization means that y\in T implies x\in T and reciprocally saying that T is stable under generalization means that x\in T implies y\in T. Therefore (3) is proven using contraposition.
The second property follows from (1) and (3) by considering the complement.
\square
Lemma 5.19.3. Let T \subset X be a subset of a topological space X. The following are equivalent
T is stable under specialization, and
T is a (directed) union of closed subsets of X.
Proof.
Suppose that T is stable under specialization, then for all y\in T we have \overline{\{ y\} } \subset T. Thus T = \bigcup _{y\in T} \overline{\{ y\} } which is an union of closed subsets of X. Reciprocally, suppose that T = \bigcup _{i\in I}F_ i where F_ i are closed subsets of X. If y\in T then there exists i\in I such that y\in F_ i. As F_ i is closed, we have \overline{\{ y\} } \subset F_ i \subset T, which proves that T is stable under specialization.
\square
Definition 5.19.4. Let f : X \to Y be a continuous map of topological spaces.
We say that specializations lift along f or that f is specializing if given y' \leadsto y in Y and any x'\in X with f(x') = y' there exists a specialization x' \leadsto x of x' in X such that f(x) = y.
We say that generalizations lift along f or that f is generalizing if given y' \leadsto y in Y and any x\in X with f(x) = y there exists a generalization x' \leadsto x of x in X such that f(x') = y'.
Lemma 5.19.5. Suppose f : X \to Y and g : Y \to Z are continuous maps of topological spaces. If specializations lift along both f and g then specializations lift along g \circ f. Similarly for “generalizations lift along”.
Proof.
Let z'\leadsto z be a specialization in Z and let x' \in X such as g\circ f (x') = z'. Then because specializations lift along g, there exists a specialization f(x') \leadsto y of f(x') in Y such that g(y) = z. Likewise, because specializations lift along f, there exists a specialization x' \leadsto x of x' in X such that f(x) = y. It provides a specialization x' \leadsto x of x' in X such that g\circ f(x) = z. In other words, specialization lift along g\circ f.
\square
Lemma 5.19.6. Let f : X \to Y be a continuous map of topological spaces.
If specializations lift along f, and if T \subset X is stable under specialization, then f(T) \subset Y is stable under specialization.
If generalizations lift along f, and if T \subset X is stable under generalization, then f(T) \subset Y is stable under generalization.
Proof.
Let y' \leadsto y be a specialization in Y where y'\in f(T) and let x'\in T such that f(x') = y'. Because specialization lift along f, there exists a specialization x'\leadsto x of x' in X such that f(x) = y. But T is stable under specialization so x\in T and then y \in f(T). Therefore f(T) is stable under specialization.
The proof of (2) is identical, using that generalizations lift along f.
\square
Lemma 5.19.7. Let f : X \to Y be a continuous map of topological spaces.
If f is closed then specializations lift along f.
If f is open, X is a Noetherian topological space, each irreducible closed subset of X has a generic point, and Y is Kolmogorov then generalizations lift along f.
Proof.
Assume f is closed. Let y' \leadsto y in Y and any x'\in X with f(x') = y' be given. Consider the closed subset T = \overline{\{ x'\} } of X. Then f(T) \subset Y is a closed subset, and y' \in f(T). Hence also y \in f(T). Hence y = f(x) with x \in T, i.e., x' \leadsto x.
Assume f is open, X Noetherian, every irreducible closed subset of X has a generic point, and Y is Kolmogorov. Let y' \leadsto y in Y and any x \in X with f(x) = y be given. Consider T = f^{-1}(\{ y'\} ) \subset X. Take an open neighbourhood x \in U \subset X of x. Then f(U) \subset Y is open and y \in f(U). Hence also y' \in f(U). In other words, T \cap U \not= \emptyset . This proves that x \in \overline{T}. Since X is Noetherian, T is Noetherian (Lemma 5.9.2). Hence it has a decomposition T = T_1 \cup \ldots \cup T_ n into irreducible components. Then correspondingly \overline{T} = \overline{T_1} \cup \ldots \cup \overline{T_ n}. By the above x \in \overline{T_ i} for some i. By assumption there exists a generic point x' \in \overline{T_ i}, and we see that x' \leadsto x. As x' \in \overline{T} we see that f(x') \in \overline{\{ y'\} }. Note that f(\overline{T_ i}) = f(\overline{\{ x'\} }) \subset \overline{\{ f(x')\} }. If f(x') \not= y', then since Y is Kolmogorov f(x') is not a generic point of the irreducible closed subset \overline{\{ y'\} } and the inclusion \overline{\{ f(x')\} } \subset \overline{\{ y'\} } is strict, i.e., y' \not\in f(\overline{T_ i}). This contradicts the fact that f(T_ i) = \{ y'\} . Hence f(x') = y' and we win.
\square
Lemma 5.19.8. Suppose that s, t : R \to U and \pi : U \to X are continuous maps of topological spaces such that
\pi is open,
U is sober,
s, t have finite fibres,
generalizations lift along s, t,
(t, s)(R) \subset U \times U is an equivalence relation on U and X is the quotient of U by this equivalence relation (as a set).
Then X is Kolmogorov.
Proof.
Properties (3) and (5) imply that a point x corresponds to an finite equivalence class \{ u_1, \ldots , u_ n\} \subset U of the equivalence relation. Suppose that x' \in X is a second point corresponding to the equivalence class \{ u'_1, \ldots , u'_ m\} \subset U. Suppose that u_ i \leadsto u'_ j for some i, j. Then for any r' \in R with s(r') = u'_ j by (4) we can find r \leadsto r' with s(r) = u_ i. Hence t(r) \leadsto t(r'). Since \{ u'_1, \ldots , u'_ m\} = t(s^{-1}(\{ u'_ j\} )) we conclude that every element of \{ u'_1, \ldots , u'_ m\} is the specialization of an element of \{ u_1, \ldots , u_ n\} . Thus \overline{\{ u_1\} } \cup \ldots \cup \overline{\{ u_ n\} } is a union of equivalence classes, hence of the form \pi ^{-1}(Z) for some subset Z \subset X. By (1) we see that Z is closed in X and in fact Z = \overline{\{ x\} } because \pi (\overline{\{ u_ i\} }) \subset \overline{\{ x\} } for each i. In other words, x \leadsto x' if and only if some lift of x in U specializes to some lift of x' in U, if and only if every lift of x' in U is a specialization of some lift of x in U.
Suppose that both x \leadsto x' and x' \leadsto x. Say x corresponds to \{ u_1, \ldots , u_ n\} and x' corresponds to \{ u'_1, \ldots , u'_ m\} as above. Then, by the results of the preceding paragraph, we can find a sequence
\ldots \leadsto u'_{j_3} \leadsto u_{i_3} \leadsto u'_{j_2} \leadsto u_{i_2} \leadsto u'_{j_1} \leadsto u_{i_1}
which must repeat, hence by (2) we conclude that \{ u_1, \ldots , u_ n\} = \{ u'_1, \ldots , u'_ m\} , i.e., x = x'. Thus X is Kolmogorov.
\square
Lemma 5.19.9. Let f : X \to Y be a morphism of topological spaces. Suppose that Y is a sober topological space, and f is surjective. If either specializations or generalizations lift along f, then \dim (X) \geq \dim (Y).
Proof.
Assume specializations lift along f. Let Z_0 \subset Z_1 \subset \ldots Z_ e \subset Y be a chain of irreducible closed subsets of X. Let \xi _ e \in X be a point mapping to the generic point of Z_ e. By assumption there exists a specialization \xi _ e \leadsto \xi _{e - 1} in X such that \xi _{e - 1} maps to the generic point of Z_{e - 1}. Continuing in this manner we find a sequence of specializations
\xi _ e \leadsto \xi _{e - 1} \leadsto \ldots \leadsto \xi _0
with \xi _ i mapping to the generic point of Z_ i. This clearly implies the sequence of irreducible closed subsets
\overline{\{ \xi _0\} } \subset \overline{\{ \xi _1\} } \subset \ldots \overline{\{ \xi _ e\} }
is a chain of length e in X. The case when generalizations lift along f is similar.
\square
Lemma 5.19.10. Let X be a Noetherian sober topological space. Let E \subset X be a subset of X.
If E is constructible and stable under specialization, then E is closed.
If E is constructible and stable under generalization, then E is open.
Proof.
Let E be constructible and stable under generalization. Let Y \subset X be an irreducible closed subset with generic point \xi \in Y. If E \cap Y is nonempty, then it contains \xi (by stability under generalization) and hence is dense in Y, hence it contains a nonempty open of Y, see Lemma 5.16.3. Thus E is open by Lemma 5.16.5. This proves (2). To prove (1) apply (2) to the complement of E in X.
\square
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