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The Stacks project

Lemma 10.21.3. Let R be a ring. For each U \subset \mathop{\mathrm{Spec}}(R) which is open and closed there exists a unique idempotent e \in R such that U = D(e). This induces a 1-1 correspondence between open and closed subsets U \subset \mathop{\mathrm{Spec}}(R) and idempotents e \in R.

Proof. Let U \subset \mathop{\mathrm{Spec}}(R) be open and closed. Since U is closed it is quasi-compact by Lemma 10.17.8, and similarly for its complement. Write U = \bigcup _{i = 1}^ n D(f_ i) as a finite union of standard opens. Similarly, write \mathop{\mathrm{Spec}}(R) \setminus U = \bigcup _{j = 1}^ m D(g_ j) as a finite union of standard opens. Since \emptyset = D(f_ i) \cap D(g_ j) = D(f_ i g_ j) we see that f_ i g_ j is nilpotent by Lemma 10.17.2. Let I = (f_1, \ldots , f_ n) \subset R and let J = (g_1, \ldots , g_ m) \subset R. Note that V(J) equals U, that V(I) equals the complement of U, so \mathop{\mathrm{Spec}}(R) = V(I) \amalg V(J). By the remark on nilpotency above, we see that (IJ)^ N = (0) for some sufficiently large integer N. Since \bigcup D(f_ i) \cup \bigcup D(g_ j) = \mathop{\mathrm{Spec}}(R) we see that I + J = R, see Lemma 10.17.2. By raising this equation to the 2Nth power we conclude that I^ N + J^ N = R. Write 1 = x + y with x \in I^ N and y \in J^ N. Then 0 = xy = x(1 - x) as I^ N J^ N = (0). Thus x = x^2 is idempotent and contained in I^ N \subset I. The idempotent y = 1 - x is contained in J^ N \subset J. This shows that the idempotent x maps to 1 in every residue field \kappa (\mathfrak p) for \mathfrak p \in V(J) and that x maps to 0 in \kappa (\mathfrak p) for every \mathfrak p \in V(I).

To see uniqueness suppose that e_1, e_2 are distinct idempotents in R. We have to show there exists a prime \mathfrak p such that e_1 \in \mathfrak p and e_2 \not\in \mathfrak p, or conversely. Write e_ i' = 1 - e_ i. If e_1 \not= e_2, then 0 \not= e_1 - e_2 = e_1(e_2 + e_2') - (e_1 + e_1')e_2 = e_1 e_2' - e_1' e_2. Hence either the idempotent e_1 e_2' \not= 0 or e_1' e_2 \not= 0. An idempotent is not nilpotent, and hence we find a prime \mathfrak p such that either e_1e_2' \not\in \mathfrak p or e_1'e_2 \not\in \mathfrak p, by Lemma 10.17.2. It is easy to see this gives the desired prime. \square


Comments (2)

Comment #2242 by on

Let the ring be . Then the idempotents do not correspond to clopen subsets of ,since the idempotent doesn't correspond to anything.

Should the bijection be with connected components of ?

Comment #2278 by on

Dear Hari Rau-Murthy, hmm, why do you say what you say? The idempotent corresponds to the open point corresponding to the first factor of the infinite product.


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