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The Stacks project

89.9 Examples

Some examples related to the results earlier in this chapter.

Example 89.9.1.reference Let k be a field. The ring A = k[x, y, z]/(x^ r + y^ s + z^ t) is a UFD for r, s, t pairwise coprime integers. Namely, since x^ r + y^ s + z^ t is irreducible A is a domain. The element z is a prime element, i.e., generates a prime ideal in A. On the other hand, if t = 1 + ers for some e, then

A[1/z] \cong k[x', y', 1/z]

where x' = x/z^{es}, y' = y/z^{er} and z = (x')^ r + (y')^ s. Thus A[1/z] is a localization of a polynomial ring and hence a UFD. It follows from an argument of Nagata that A is a UFD. See Algebra, Lemma 10.120.7. A similar argument can be given if t is not congruent to 1 modulo rs.

Example 89.9.2.reference The ring A = \mathbf{C}[[x, y, z]]/(x^ r + y^ s + z^ t) is not a UFD when 1 < r < s < t are pairwise coprime integers and not equal to 2, 3, 5. For example consider the special case A = \mathbf{C}[[x, y, z]]/(x^2 + y^5 + z^7). Consider the maps

\psi _\zeta : \mathbf{C}[[x, y, z]]/(x^2 + y^5 + z^7) \to \mathbf{C}[[t]]

given by

x \mapsto t^7,\quad y \mapsto t^3,\quad z \mapsto -\zeta t^2(1 + t)^{1/7}

where \zeta is a 7th root of unity. The kernel \mathfrak p_\zeta of \psi _\zeta is a height one prime, hence if A is a UFD, then it is principal, say given by f_\zeta \in \mathbf{C}[[x, y, z]]. Note that V(x^3 - y^7) = \bigcup V(\mathfrak p_\zeta ) and A/(x^3 - y^7) is reduced away from the closed point. Hence, still assuming A is a UFD, we would obtain

\prod \nolimits _\zeta f_\zeta = u(x^3 - y^7) + a(x^2 + y^5 + z^7) \quad \text{in}\quad \mathbf{C}[[x, y, z]]

for some unit u \in \mathbf{C}[[x, y, z]] and some element a \in \mathbf{C}[[x, y, z]]. After scaling by a constant we may assume u(0, 0, 0) = 1. Note that the left hand side vanishes to order 7. Hence a = - x \bmod \mathfrak m^2. But then we get a term xy^5 on the right hand side which does not occur on the left hand side. A contradiction.

Example 89.9.3. There exists an excellent 2-dimensional Noetherian local ring and a modification X \to S = \mathop{\mathrm{Spec}}(A) which is not a scheme. We sketch a construction. Let X be a normal surface over \mathbf{C} with a unique singular point x \in X. Assume that there exists a resolution \pi : X' \to X such that the exceptional fibre C = \pi ^{-1}(x)_{red} is a smooth projective curve. Furthermore, assume there exists a point c \in C such that if \mathcal{O}_ C(nc) is in the image of \mathop{\mathrm{Pic}}\nolimits (X') \to \mathop{\mathrm{Pic}}\nolimits (C), then n = 0. Then we let X'' \to X' be the blowing up in the nonsingular point c. Let C' \subset X'' be the strict transform of C and let E \subset X'' be the exceptional fibre. By Artin's results ([ArtinII]; use for example [Mumford-topology] to see that the normal bundle of C' is negative) we can blow down the curve C' in X'' to obtain an algebraic space X'''. Picture

\xymatrix{ & X'' \ar[ld] \ar[rd] \\ X' \ar[rd] & & X''' \ar[ld] \\ & X }

We claim that X''' is not a scheme. This provides us with our example because X''' is a scheme if and only if the base change of X''' to A = \mathcal{O}_{X, x} is a scheme (details omitted). If X''' where a scheme, then the image of C' in X''' would have an affine neighbourhood. The complement of this neighbourhood would be an effective Cartier divisor on X''' (because X''' is nonsingular apart from 1 point). This effective Cartier divisor would correspond to an effective Cartier divisor on X'' meeting E and avoiding C'. Taking the image in X' we obtain an effective Cartier divisor meeting C (set theoretically) in c. This is impossible as no multiple of c is the restriction of a Cartier divisor by assumption.

To finish we have to find such a singular surface X. We can just take X to be the affine surface given by

x^3 + y^3 + z^3 + x^4 + y^4 + z^4 = 0

in \mathbf{A}^3_\mathbf {C} = \mathop{\mathrm{Spec}}(\mathbf{C}[x, y, z]) and singular point (0, 0, 0). Then (0, 0, 0) is the only singular point. Blowing up X in the maximal ideal corresponding to (0, 0, 0) we find three charts each isomorphic to the smooth affine surface

1 + s^3 + t^3 + x(1 + s^4 + t^4) = 0

which is nonsingular with exceptional divisor C given by x = 0. The reader will recognize C as an elliptic curve. Finally, the surface X is rational as projection from (0, 0, 0) shows, or because in the equation for the blowup we can solve for x. Finally, the Picard group of a nonsingular rational surface is countable, whereas the Picard group of an elliptic curve over the complex numbers is uncountable. Hence we can find a closed point c as indicated.


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