52.14 Application to connectedness
In this section we discuss Grothendieck's connectedness theorem and variants; the original version can be found as [Exposee XIII, Theorem 2.1, SGA2]. There is a version called Faltings' connectedness theorem in the literature; our guess is that this refers to [Theorem 6, Faltings-some]. Let us state and prove the optimal version for complete local rings given in [Theorem 1.6, Varbaro].
Lemma 52.14.1.reference Let (A, \mathfrak m) be a Noetherian complete local ring. Let I be a proper ideal of A. Set X = \mathop{\mathrm{Spec}}(A) and Y = V(I). Denote
d the minimal dimension of an irreducible component of X, and
c the minimal dimension of a closed subset Z \subset X such that X \setminus Z is disconnected.
Then for Z \subset Y closed we have Y \setminus Z is connected if \dim (Z) < \min (c, d - 1) - \text{cd}(A, I). In particular, the punctured spectrum of A/I is connected if \text{cd}(A, I) < \min (c, d - 1).
Proof.
Let us first prove the final assertion. As a first case, if the punctured spectrum of A/I is empty, then Local Cohomology, Lemma 51.4.10 shows every irreducible component of X has dimension \leq \text{cd}(A, I) and we get \min (c, d - 1) - \text{cd}(A, I) < 0 which implies the lemma holds in this case. Thus we may assume U \cap Y is nonempty where U = X \setminus \{ \mathfrak m\} is the punctured spectrum of A. We may replace A by its reduction. Observe that A has a dualizing complex (Dualizing Complexes, Lemma 47.22.4) and that A is complete with respect to I (Algebra, Lemma 10.96.8). If we assume d - 1 > \text{cd}(A, I), then we may apply Lemma 52.11.3 to see that
\mathop{\mathrm{colim}}\nolimits H^0(V, \mathcal{O}_ V) \longrightarrow \mathop{\mathrm{lim}}\nolimits H^0(U, \mathcal{O}_ U/I^ n\mathcal{O}_ U)
is an isomorphism where the colimit is over opens V \subset U containing U \cap Y. If U \cap Y is disconnected, then its nth infinitesimal neighbourhood in U is disconnected for all n and we find the right hand side has a nontrivial idempotent (here we use that U \cap Y is nonempty). Thus we can find a V which is disconnected. Set Z = X \setminus V. By Local Cohomology, Lemma 51.4.10 we see that every irreducible component of Z has dimension \leq \text{cd}(A, I). Hence c \leq \text{cd}(A, I) and this indeed proves the final statement.
We can deduce the statement of the lemma from what we just proved as follows. Suppose that Z \subset Y closed and Y \setminus Z is disconnected and \dim (Z) = e. Recall that a connected space is nonempty by convention. Hence we conclude either (a) Y = Z or (b) Y \setminus Z = W_1 \amalg W_2 with W_ i nonempty, open, and closed in Y \setminus Z. In case (b) we may pick points w_ i \in W_ i which are closed in U, see Morphisms, Lemma 29.16.10. Then we can find f_1, \ldots , f_ e \in \mathfrak m such that V(f_1, \ldots , f_ e) \cap Z = \{ \mathfrak m\} and in case (b) we may assume w_ i \in V(f_1, \ldots , f_ e). Namely, we can inductively using prime avoidance choose f_ i such that \dim V(f_1, \ldots , f_ i) \cap Z = e - i and such that in case (b) we have w_1, w_2 \in V(f_ i). It follows that the punctured spectrum of A/I + (f_1, \ldots , f_ e) is disconnected (small detail omitted). Since \text{cd}(A, I + (f_1, \ldots , f_ e)) \leq \text{cd}(A, I) + e by Local Cohomology, Lemmas 51.4.4 and 51.4.3 we conclude that
\text{cd}(A, I) + e \geq \min (c, d - 1)
by the first part of the proof. This implies e \geq \min (c, d - 1) - \text{cd}(A, I) which is what we had to show.
\square
Lemma 52.14.2. Let I \subset \mathfrak a be ideals of a Noetherian ring A. Assume
A is I-adically complete and has a dualizing complex,
if \mathfrak p \subset A is a minimal prime not contained in V(I) and \mathfrak q \in V(\mathfrak p) \cap V(\mathfrak a), then \dim ((A/\mathfrak p)_\mathfrak q) > \text{cd}(A, I) + 1,
any nonempty open V \subset \mathop{\mathrm{Spec}}(A) which contains V(I) \setminus V(\mathfrak a) is connected1.
Then V(I) \setminus V(\mathfrak a) is either empty or connected.
Proof.
We may replace A by its reduction. Then we have the inequality in (2) for all associated primes of A. By Proposition 52.12.3 we see that
\mathop{\mathrm{colim}}\nolimits H^0(V, \mathcal{O}_ V) = \mathop{\mathrm{lim}}\nolimits H^0(T_ n, \mathcal{O}_{T_ n})
where the colimit is over the opens V as in (3) and T_ n is the nth infinitesimal neighbourhood of T = V(I) \setminus V(\mathfrak a) in U = \mathop{\mathrm{Spec}}(A) \setminus V(\mathfrak a). Thus T is either empty or connected, since if not, then the right hand side would have a nontrivial idempotent and we've assumed the left hand side does not. Some details omitted.
\square
Lemma 52.14.3. Let A be a Noetherian domain which has a dualizing complex and which is complete with respect to a nonzero f \in A. Let f \in \mathfrak a \subset A be an ideal. Assume every irreducible component of Z = V(\mathfrak a) has codimension > 2 in X = \mathop{\mathrm{Spec}}(A), i.e., assume every irreducible component of Z has codimension > 1 in Y = V(f). Then Y \setminus Z is connected.
Proof.
This is a special case of Lemma 52.14.2 (whose proof relies on Proposition 52.12.3). Below we prove it using the easier Proposition 52.12.6.
Set U = X \setminus Z. By Proposition 52.12.6 we have an isomorphism
\mathop{\mathrm{colim}}\nolimits \Gamma (V, \mathcal{O}_ V) \to \mathop{\mathrm{lim}}\nolimits _ n \Gamma (U, \mathcal{O}_ U/f^ n \mathcal{O}_ U)
where the colimit is over open V \subset U containing U \cap Y. Hence if U \cap Y is disconnected, then for some V there exists a nontrivial idempotent in \Gamma (V, \mathcal{O}_ V). This is impossible as V is an integral scheme as X is the spectrum of a domain.
\square
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