## 36.2 Thickenings

The following terminology may not be completely standard, but it is convenient.

Definition 36.2.1. Thickenings.

We say a scheme $X'$ is a *thickening* of a scheme $X$ if $X$ is a closed subscheme of $X'$ and the underlying topological spaces are equal.

We say a scheme $X'$ is a *first order thickening* of a scheme $X$ if $X$ is a closed subscheme of $X'$ and the quasi-coherent sheaf of ideals $\mathcal{I} \subset \mathcal{O}_{X'}$ defining $X$ has square zero.

Given two thickenings $X \subset X'$ and $Y \subset Y'$ a *morphism of thickenings* is a morphism $f' : X' \to Y'$ such that $f'(X) \subset Y$, i.e., such that $f'|_ X$ factors through the closed subscheme $Y$. In this situation we set $f = f'|_ X : X \to Y$ and we say that $(f, f') : (X \subset X') \to (Y \subset Y')$ is a morphism of thickenings.

Let $S$ be a scheme. We similarly define *thickenings over $S$*, and *morphisms of thickenings over $S$*. This means that the schemes $X, X', Y, Y'$ above are schemes over $S$, and that the morphisms $X \to X'$, $Y \to Y'$ and $f' : X' \to Y'$ are morphisms over $S$.

Finite order thickenings. Let $i_ X : X \to X'$ be a thickening. Any local section of the kernel $\mathcal{I} = \mathop{\mathrm{Ker}}(i_ X^\sharp )$ is locally nilpotent. Let us say that $X \subset X'$ is a *finite order thickening* if the ideal sheaf $\mathcal{I}$ is “globally” nilpotent, i.e., if there exists an $n \geq 0$ such that $\mathcal{I}^{n + 1} = 0$. Technically the class of finite order thickenings $X \subset X'$ is much easier to handle than the general case. Namely, in this case we have a filtration

\[ 0 \subset \mathcal{I}^ n \subset \mathcal{I}^{n - 1} \subset \ldots \subset \mathcal{I} \subset \mathcal{O}_{X'} \]

and we see that $X'$ is filtered by closed subspaces

\[ X = X_0 \subset X_1 \subset \ldots \subset X_{n - 1} \subset X_{n + 1} = X' \]

such that each pair $X_ i \subset X_{i + 1}$ is a first order thickening over $S$. Using simple induction arguments many results proved for first order thickenings can be rephrased as results on finite order thickenings.

First order thickening are described as follows (see Modules, Lemma 17.25.11).

Lemma 36.2.2. Let $X$ be a scheme over a base $S$. Consider a short exact sequence

\[ 0 \to \mathcal{I} \to \mathcal{A} \to \mathcal{O}_ X \to 0 \]

of sheaves on $X$ where $\mathcal{A}$ is a sheaf of $f^{-1}\mathcal{O}_ S$-algebras, $\mathcal{A} \to \mathcal{O}_ X$ is a surjection of sheaves of $f^{-1}\mathcal{O}_ S$-algebras, and $\mathcal{I}$ is its kernel. If

$\mathcal{I}$ is an ideal of square zero in $\mathcal{A}$, and

$\mathcal{I}$ is quasi-coherent as an $\mathcal{O}_ X$-module

then $X' = (X, \mathcal{A})$ is a scheme and $X \to X'$ is a first order thickening over $S$. Moreover, any first order thickening over $S$ is of this form.

**Proof.**
It is clear that $X'$ is a locally ringed space. Let $U = \mathop{\mathrm{Spec}}(B)$ be an affine open of $X$. Set $A = \Gamma (U, \mathcal{A})$. Note that since $H^1(U, \mathcal{I}) = 0$ (see Cohomology of Schemes, Lemma 29.2.2) the map $A \to B$ is surjective. By assumption the kernel $I = \mathcal{I}(U)$ is an ideal of square zero in the ring $A$. By Schemes, Lemma 25.6.4 there is a canonical morphism of locally ringed spaces

\[ (U, \mathcal{A}|_ U) \longrightarrow \mathop{\mathrm{Spec}}(A) \]

coming from the map $B \to \Gamma (U, \mathcal{A})$. Since this morphism fits into the commutative diagram

\[ \xymatrix{ (U, \mathcal{O}_ X|_ U) \ar[d] \ar[r] & \mathop{\mathrm{Spec}}(B) \ar[d] \\ (U, \mathcal{A}|_ U) \ar[r] & \mathop{\mathrm{Spec}}(A) } \]

we see that it is a homeomorphism on underlying topological spaces. Thus to see that it is an isomorphism, it suffices to check it induces an isomorphism on the local rings. For $u \in U$ corresponding to the prime $\mathfrak p \subset A$ we obtain a commutative diagram of short exact sequences

\[ \xymatrix{ 0 \ar[r] & I_{\mathfrak p} \ar[r] \ar[d] & A_{\mathfrak p} \ar[r] \ar[d] & B_{\mathfrak p} \ar[r] \ar[d] & 0 \\ 0 \ar[r] & \mathcal{I}_ u \ar[r] & \mathcal{A}_ u \ar[r] & \mathcal{O}_{X, u} \ar[r] & 0. } \]

The left and right vertical arrows are isomorphisms because $\mathcal{I}$ and $\mathcal{O}_ X$ are quasi-coherent sheaves. Hence also the middle map is an isomorphism. Hence every point of $X' = (X, \mathcal{A})$ has an affine neighbourhood and $X'$ is a scheme as desired.
$\square$

Lemma 36.2.3. Any thickening of an affine scheme is affine.

**Proof.**
This is a special case of Limits, Proposition 31.11.2.
$\square$

**Proof for a finite order thickening.**
Suppose that $X \subset X'$ is a finite order thickening with $X$ affine. Then we may use Serre's criterion to prove $X'$ is affine. More precisely, we will use Cohomology of Schemes, Lemma 29.3.1. Let $\mathcal{F}$ be a quasi-coherent $\mathcal{O}_{X'}$-module. It suffices to show that $H^1(X', \mathcal{F}) = 0$. Denote $i : X \to X'$ the given closed immersion and denote $\mathcal{I} = \mathop{\mathrm{Ker}}(i^\sharp : \mathcal{O}_{X'} \to i_*\mathcal{O}_ X)$. By our discussion of finite order thickenings (following Definition 36.2.1) there exists an $n \geq 0$ and a filtration

\[ 0 = \mathcal{F}_{n + 1} \subset \mathcal{F}_ n \subset \mathcal{F}_{n - 1} \subset \ldots \subset \mathcal{F}_0 = \mathcal{F} \]

by quasi-coherent submodules such that $\mathcal{F}_ a/\mathcal{F}_{a + 1}$ is annihilated by $\mathcal{I}$. Namely, we can take $\mathcal{F}_ a = \mathcal{I}^ a\mathcal{F}$. Then $\mathcal{F}_ a/\mathcal{F}_{a + 1} = i_*\mathcal{G}_ a$ for some quasi-coherent $\mathcal{O}_ X$-module $\mathcal{G}_ a$, see Morphisms, Lemma 28.4.1. We obtain

\[ H^1(X', \mathcal{F}_ a/\mathcal{F}_{a + 1}) = H^1(X', i_*\mathcal{G}_ a) = H^1(X, \mathcal{G}_ a) = 0 \]

The second equality comes from Cohomology of Schemes, Lemma 29.2.4 and the last equality from Cohomology of Schemes, Lemma 29.2.2. Thus $\mathcal{F}$ has a finite filtration whose successive quotients have vanishing first cohomology and it follows by a simple induction argument that $H^1(X', \mathcal{F}) = 0$.
$\square$

Lemma 36.2.4. Let $S \subset S'$ be a thickening of schemes. Let $X' \to S'$ be a morphism and set $X = S \times _{S'} X'$. Then $(X \subset X') \to (S \subset S')$ is a morphism of thickenings. If $S \subset S'$ is a first (resp. finite order) thickening, then $X \subset X'$ is a first (resp. finite order) thickening.

**Proof.**
Omitted.
$\square$

Lemma 36.2.5. If $S \subset S'$ and $S' \subset S''$ are thickenings, then so is $S \subset S''$.

**Proof.**
Omitted.
$\square$

Lemma 36.2.6. The property of being a thickening is fpqc local. Similarly for first order thickenings.

**Proof.**
The statement means the following: Let $X \to X'$ be a morphism of schemes and let $\{ g_ i : X'_ i \to X'\} $ be an fpqc covering such that the base change $X_ i \to X'_ i$ is a thickening for all $i$. Then $X \to X'$ is a thickening. Since the morphisms $g_ i$ are jointly surjective we conclude that $X \to X'$ is surjective. By Descent, Lemma 34.20.19 we conclude that $X \to X'$ is a closed immersion. Thus $X \to X'$ is a thickening. We omit the proof in the case of first order thickenings.
$\square$

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