The Stacks project

15.64 Künneth spectral sequence

Let $R$ be a ring. Let $K^\bullet $ and $L^\bullet $ be filtered complexes of $R$-modules (see Homology, Definition 12.24.1; note that our filtrations are decreasing). Then the complex

\[ T^\bullet = \text{Tot}(K^\bullet \otimes _ R L^\bullet ) \]

also has a decreasing filtration defined by the formula

\[ F^ nT^\bullet = \mathop{\mathrm{Im}}\left( \bigoplus \nolimits _{i + j = n} \text{Tot}(F^ iK^\bullet \otimes _ R F^ jL^\bullet ) \to \text{Tot}(K^\bullet \otimes _ R L^\bullet ) \right) \]

Under some assumptions on our filtered complexes, we will determine the spectral sequence that arises from this by the construction in Homology, Section 12.24.

Assume that each $K^ n$, $F^ iK^ n$, $\text{gr}^ iK^ n$, $L^ m$, $F^ jL^ m$, and $\text{gr}^ jL^ m$ is a flat $R$-module. In this case the modules $F^ iK^ n \otimes _ R L^ m$, $K^ n \otimes _ R F^ jL^ m$, and $F^ iK^ n \otimes _ R F^ jL^ m$ are submodules of $K^ n \otimes _ R L^ m$. Similarly, the module $\text{gr}^ iK^ n \otimes _ R \text{gr}^ jL^ m$ is a submodule of $K^ n/F^{i + 1}K^ n \otimes _ R L^ m/F^{j + 1}L^ m$. Consider the map

\[ F^ nT^ n \longrightarrow \bigoplus \nolimits _{i + j = n} \text{Tot}(K^\bullet / F^{i + 1}K^\bullet \otimes _ R L^\bullet / F^{j + 1}L^\bullet ) \]

We leave it to the reader to show that we do indeed end up in the direct sum and not the direct product, due to our definition of $F^ nT^\bullet $. For $a + b = n$, the restriction of the displayed arrow to the subcomplex $\text{Tot}(F^ aK^\bullet \otimes _ R F^ bL^\bullet )$ of $F^ nT^\bullet $ maps into the summand with $i = a$ and $j = b$. Moreover, by our flatness assumptions, the image is isomorphic to $\text{Tot}(\text{gr}^ iK^\bullet \otimes _ R \text{gr}^ jL^\bullet )$ and the kernel of $\text{Tot}(F^ iK^\bullet \otimes _ R F^ jL^\bullet ) \to \text{Tot}(\text{gr}^ iK^\bullet \otimes _ R \text{gr}^ jL^\bullet )$ is $\text{Tot}(F^{i + 1}K^\bullet \otimes _ R F^ jL^\bullet ) + \text{Tot}(F^ iK^\bullet \otimes _ R F^{j + 1}L^\bullet )$. It follows that we have a short exact sequence of complexes

\[ 0 \to F^{n + 1}T^\bullet \to F^ nT^\bullet \to \bigoplus \nolimits _{i + j = n} \text{Tot}(\text{gr}^ iK^\bullet \otimes _ R \text{gr}^ jL^\bullet ) \to 0 \]

under our assumptions. In other words, this tells us that $\text{gr}^ nT^\bullet $ is a direct sum of the complexes $\text{Tot}(\text{gr}^ iK^\bullet \otimes _ R \text{gr}^ jL^\bullet )$ for $i + j = n$.

Assume in addition that the complexes of $R$-modules $K^\bullet $, $F^ iK^\bullet $, $\text{gr}^ iK^\bullet $, $L^\bullet $, $F^ jL^\bullet $, and $\text{gr}^ jL^\bullet $ are K-flat. In this case we conclude that the spectral sequence of Homology, Section 12.24 associated to the filtered complex $T^\bullet $ has terms

\[ E_1^{p, q} = \bigoplus \nolimits _{i + j = p} H^{p + q}(\text{gr}^ iK^\bullet \otimes _ R^\mathbf {L} \text{gr}^ jL^\bullet ) \]

with differentials induced from the short exact sequences

\[ 0 \to \text{gr}^{n + 1}T^\bullet \to F^ nT^\bullet /F^{n + 2}T^\bullet \to \text{gr}^ nT^\bullet \to 0 \]

as explained in Homology, Lemma 12.24.3. In particular, the reader can show this means that the summand $H^{p + q}(\text{gr}^ iK^\bullet \otimes _ R^\mathbf {L} \text{gr}^ jL^\bullet )$ of $E_1^{p, q}$ maps into the sum

\[ H^{p + q + 1}(\text{gr}^{i + 1}K^\bullet \otimes _ R^\mathbf {L} \text{gr}^ jL^\bullet ) \oplus H^{p + q + 1}(\text{gr}^ iK^\bullet \otimes _ R^\mathbf {L} \text{gr}^{j + 1}L^\bullet ) \]

inside $E_1^{p + 1, q}$.

Lemma 15.64.1. Under the assumptions above, if in addition

  1. the filtration on $K^\bullet $ is finite and the filtration on $L^\bullet $ is finite, or

  2. more generally the following are true

    1. $F^ iK^\bullet $ is acyclic for $i \gg 0$,

    2. $F^ iK^\bullet \to K^\bullet $ is a quasi-isomorphism for $i \ll 0$,

    3. $F^ jL^\bullet $ is acyclic for $j \gg 0$, and

    4. $F^ jL^\bullet \to L^\bullet $ is a quasi-isomorphism for $j \ll 0$.

Then the spectral sequence is bounded, the associated filtration on each $H^ n(T^\bullet ) = H^ n(K^\bullet \otimes _ R^\mathbf {L} L^\bullet )$ is finite and we have convergence

\[ E_1^{p, q} = \bigoplus \nolimits _{i + j = p} H^{p + q}(\text{gr}^ iK^\bullet \otimes _ R^\mathbf {L} \text{gr}^ jL^\bullet ) \Rightarrow H^ n(K^\bullet \otimes _ R^\mathbf {L} L^\bullet ) \]

Proof. In case (1) the filtration on $T^\bullet $ is finite and the lemma follows immediately from Homology, Lemma 12.24.11. In case (2) choose $a < b$ such that $F^ iK^\bullet $ and $F^ jL^\bullet $ are acyclic for $i, j > b$ and $F^ iK^\bullet \to K^\bullet $ and $F^ jL^\bullet \to L^\bullet $ are quasi-isomorphisms for $i, j < a$. We claim that in this case the complex $F^ nT^\bullet $ is acyclic for $n > 2b$ and that $F^ nT^\bullet \to T^\bullet $ is a quasi-isomorphism for $n < 2a - 1$. Since the claim shows that Homology, Lemma 12.24.13 applies we see that our lemma is true.

Proof of the claim. Given $n$ and integers $i_1 \leq i_2$ consider

\[ S^{n, i_1, i_2} = \mathop{\mathrm{Im}}\left( \bigoplus \nolimits _{i_1 \leq i \leq i_2} \text{Tot}(F^ iK^\bullet \otimes _ R F^{n - i}L^\bullet ) \to \text{Tot}(K^\bullet \otimes _ R L^\bullet ) \right) \]

viewed as a subcomplex of $\text{Tot}(K^\bullet \otimes _ R L^\bullet )$. Observe that $F^ nT^\bullet = \mathop{\mathrm{colim}}\nolimits S^{n, i_1, i_2}$ is a filtered colimit. Thus to show the claim it suffices to show that $S^{n, i_1, i_2}$ is acyclic for $n > 2b$ and that $S^{n, i_1, i_2} \to \text{Tot}(K^\bullet \otimes L^\bullet )$ is a quasi-isomorphism for $n < 2a - 1$ and a cofinal set of choices of pairs $i_1, i_2$.

If $i_1 = i_2 = i$ and $n > 2b$, then

\[ S^{n, i, i} = \text{Tot}(F^ iK^\bullet \otimes _ R F^{n - i}L^\bullet ) \]

is acyclic: either $i > b$ and this complex is acyclic by our assumption that $F^{n - i}L^\bullet $ is K-flat, or $i \leq b$ and then $n - i \geq n - b > b$ and the same holds. Using our flatness assumptions the reader shows that there is a short exact sequence

\[ 0 \to S^{n + 1, i_2 + 1, i_2 + 1} \to S^{n, i_1, i_2} \oplus S^{n, i_2 + 1, i_2 + 1} \to S^{n, i_1, i_2 + 1} \to 0 \]

of complexes. Thus we see by induction on $i_2 - i_1$ that all of the complexes $S^{n, i_1, i_2}$ for $n > 2b$ are acyclic.

Assume $n < 2a - 1$. Observe that

\[ S^{n, a - 1, a - 1} = \text{Tot}(F^{a - 1}K^\bullet \otimes _ R F^{n - a + 1}L^\bullet ) \to \text{Tot}(K^\bullet \otimes _ R L^\bullet ) \]

is a quasi-isomorphism because both $a - 1 < a$ and $n - a + 1 < a$ and all our complexes are K-flat hence both sides compute the same object of $D(R)$. Observe that for $i_2 \geq a - 1$ and $n < 2a - 1$ the map

\[ S^{n + 1, i_2 + 1, i_2 + 1} \to S^{n, i_2 + 1, i_2 + 1} \]

is a quasi-isomorphism because left and right hand side are quasi-isomorphic to $\text{Tot}(F^{i_2 + 1}K^\bullet \otimes L^\bullet )$. Thus using the short exact sequence of complexes in the previous paragraph we find that $S^{n, a - 1, a - 1} \to S^{n, a - 1, t}$ is a quasi-isomorphism for all $t \geq a - 1$. On the other hand, there are similarly short exact sequences

\[ 0 \to S^{n + 1, i_1, i_1} \to S^{n, i_1 - 1, i_1 - 1} \oplus S^{n, i_1, i_2} \to S^{n, i_1 - 1, i_2} \to 0 \]

of complexes. Similarly to the above, we note that for $i_1 \leq a - 1$ the map

\[ S^{n + 1, i_1, i_1} \to S^{n, i_1 - 1, i_1 - 1} \]

is a quasi-isomorphism because left and right hand side are quasi-isomorphic to $\text{Tot}(K^\bullet \otimes F^{n - i_1 + 1}L^\bullet )$. Thus we conclude that $S^{n, s, t} \to S^{n, a - 1, t}$ is a quasi-isomorphism for all $s \leq a - 1$. Combined we find that $S^{n, s, t}$ for $s \leq a - 1$ and $t \geq a - 1$ maps quasi-isomorphically to $\text{Tot}(K^\bullet \otimes _ R L^\bullet )$. This finishes the proof of the lemma. $\square$

Lemma 15.64.2. Let $R$ be a ring. Let $K^\bullet $ be a filtered complex. There exists a map $f : P^\bullet \to K^\bullet $ of filtered complexes such that

  1. each $P^ n$, $F^ iP^ n$, $\text{gr}^ iP^ n$ is a free $R$-module,

  2. the complexes of $R$-modules $P^\bullet $, $F^ iP^\bullet $, and $\text{gr}^ iP^\bullet $ are K-flat,

  3. $f$ induces quasi-isomorphisms $P^\bullet \to K^\bullet $, $F^ iP^\bullet \to F^ iK^\bullet $, and $\text{gr}^ iP^\bullet \to \text{gr}^ iK^\bullet $.

Proof. Let us say a filtered complex $L^\bullet $ is basic if each $L^ n$, $F^ iL^ n$, $\text{gr}^ iL^ n$ is a free $R$-module and if all differentials are zero.

There exists a basic filtered complex $P_0^\bullet $ and a map $f_0 : P_0^\bullet \to K^\bullet $ of filtered complexes such that $f_0$ and $F^ if_0$, $i \in \mathbf{Z}$ are surjective on cohomology. To see this set

\[ P_0^ n = \bigoplus \nolimits _{z \in \mathop{\mathrm{Ker}}(d_ K^ n)} R \xi _ z \oplus \bigoplus \nolimits _{j \in \mathbf{Z}} \bigoplus \nolimits _{z \in \mathop{\mathrm{Ker}}(d_{F^ jK}^ n)} R \xi _ z \]

with zero differentials and the map $f_0$ defined by $f_0(\xi _ z) = z$. As for the filtration, we set

\[ F^ iP_0^ n = \bigoplus \nolimits _{j \geq i \in \mathbf{Z}} \bigoplus \nolimits _{z \in \mathop{\mathrm{Ker}}(d_{F^ jK}^ n)} R \xi _ z \]

We leave it to the reader to check that this gives $f_0 : P_0^\bullet \to K^\bullet $ as claimed.

By induction on $m \geq 0$ we are going to construct embeddings

\[ P_0^\bullet \subset \ldots P_ m^\bullet \subset P_{m + 1}^\bullet \]

of filtered complexes and maps $f_ m : P_ m^\bullet \to K^\bullet $ with the following properties

  1. the filtered complex $P_{m + 1}^\bullet / P_ m^\bullet $ is basic,

  2. the kernel of $H^ n(f_ m)$ and $H^ n(F^ if_ m)$ maps to zero in $H^ n(P_{m + 1}^\bullet )$ and $H^ n(F^ iP_{m + 1}^\bullet )$,

  3. the map $f_{m + 1} : P_{m + 1}^\bullet \to K^\bullet $ extends the map $f_ m$.

To to this, set

\[ \Omega _{n, m} = \mathop{\mathrm{Ker}}\left(\mathop{\mathrm{Ker}}(d^ n_{P_ m}) \to H^ n(K^\bullet )\right), \text{ resp. } \Omega _{n, i, m} = \mathop{\mathrm{Ker}}\left(\mathop{\mathrm{Ker}}(d^ n_{F^ iP_ m}) \to H^ n(F^ iK^\bullet )\right), \]

Note that $\Omega _{n, m}$ surjects onto the kernel of $H^ n(f_ m)$ and that $\Omega _{n, i, m}$ surjects onto the kernel of $H^ n(F^ if_ n)$. For each $z \in \Omega _{n, m}$, resp. $z \in \Omega _{n, i, m}$ we choose a $y_ z \in K^{n - 1}$, resp. $y_ z \in F^ iK^{n - 1}$ such that $d_ K(y_ z) = f_ m(z)$. Then we set

\[ P^ n_{m + 1} = P_ m^ n \oplus \bigoplus \nolimits _{z \in \Omega _{n + 1, m}} R \eta _ z \oplus \bigoplus \nolimits _{j \in \mathbf{Z}} \bigoplus \nolimits _{z \in \Omega _{n + 1, j, m}} R \eta _ z \]

We set $d_{P_ m}(\eta _ z) = z$ and we set $f_{m + 1}(\eta _ z) = y_ z$. Finally, we set

\[ F^ iP_{m + 1}^ n = F^ iP_ m^ n \oplus \bigoplus \nolimits _{j \geq i} \bigoplus \nolimits _{z \in \Omega _{n + 1, j, m}} R \eta _ z \]

We leave it to the reader to check that this gives $P_ m^\bullet \subset P_{m + 1}^\bullet $ and $f_{m + 1} : P_{m + 1}^\bullet \to K^\bullet $ as claimed.

At this point we simply take

\[ P^\bullet = \bigcup P_ m^\bullet \]

as a filtered complex with map $f : P^\bullet \to K^\bullet $ given by $\bigcup f_ m$.

Part (1) of the statement of the lemma holds because $P^ n$ as a filtered module is isomorphic to the direct sum of $P_0^ n$ and $P_{m + 1}^ n/P_ m^ n$ for $m \geq 0$. Small detail omitted.

Part (3) of the statement. Observe that $H^ n(P^\bullet ) = \mathop{\mathrm{colim}}\nolimits H^ n(P_ m^\bullet )$. The map $f_0$ is surjective on cohomology; whence the same holds for each $f_ m$. For each $m$ by construction the embedding $P_ m^\bullet \subset P_{m + 1}^\bullet $ kills the kernel of $H^ n(f_ m)$. Combining these facts the reader easily concludes that $H^ n(f)$ is an isomorphism. Similarly for $H^ n(F^ if_ n)$. Then also $H^ n(\text{gr}^ if)$ must be an isomorphism because of the short exact sequence $0 \to F^{i + 1} \to F^ i \to \text{gr}^ i \to 0$ (of functors on the category of filtered complexes, say). Small detail omitted.

Part (2) of the statement. To see that $P^\bullet $ is K-flat, by Lemma 15.59.8, it suffices to show that $P_ m^\bullet $ is K-flat. By Lemma 15.59.6 and induction it suffices to note that a complex with zero differentials and free terms is K-flat. The same argument works to show that $F^ iP^\bullet $ is K-flat for all $i \in \mathbf{Z}$. Finally, we see that $\text{gr}^ iP^\bullet $ is K-flat by another application of Lemma 15.59.6. $\square$

Proposition 15.64.3. Let $R$ be a ring. Let $K^\bullet $ and $L^\bullet $ be filtered complexes of $R$-modules. Then there exists a filtered complex $T^\bullet $ representing $K^\bullet \otimes _ R^\mathbf {L} L^\bullet $ in $D(R)$ such that the associated spectral sequence has $E_1$-page

\[ E_1^{p, q} = \bigoplus \nolimits _{i + j = p} H^{p + q}(\text{gr}^ iK^\bullet \otimes _ R^\mathbf {L} \text{gr}^ jL^\bullet ) \]

If

  1. $F^ iK^\bullet $ is acyclic for $i \gg 0$,

  2. $F^ iK^\bullet \to K^\bullet $ is a quasi-isomorphism for $i \ll 0$,

  3. $F^ jL^\bullet $ is acyclic for $j \gg 0$, and

  4. $F^ jL^\bullet \to L^\bullet $ is a quasi-isomorphism for $j \ll 0$.

then the spectral sequence is bounded, the associated filtration on each $H^ n(K^\bullet \otimes _ R^\mathbf {L} L^\bullet )$ is finite and the spectral sequence convergences.

Proof. Choose $P^\bullet \to K^\bullet $ and $Q^\bullet \to L^\bullet $ as in Lemma 15.64.2. Then we use the spectral sequence for the filtered complex

\[ T^\bullet = \text{Tot}(P^\bullet \otimes _ R Q^\bullet ) \]

described in the text of this section and in Lemma 15.64.1. $\square$

Lemma 15.64.4 (Künneth Spectral Sequence). Let $R$ be a ring. Let $K$ and $L$ be objects of $D^ b(R)$. There exists a bigraded bounded spectral sequence $\{ E_ r\} _{r \geq 2}$ with

\[ E_2^{p, q} = \bigoplus \nolimits _{i + j = q} \text{Tor}^ R_{-p}(H^ i(K), H^ j(L)) \]

and $d_ r$ of bidegree $(r, -r + 1)$ converging to $H^{p + q}(K \otimes _ R^\mathbf {L} L)$.

Proof. Let $K^\bullet $ be a complex of $R$-modules representing $K$ and let $L^\bullet $ be a complex of $R$-modules representing $L$. Set $F^ iK^\bullet = \tau _{\leq -i}K^\bullet $ and similarly for $L$, see Homology, Section 12.15. Apply Proposition 15.64.3 noting that $\text{gr}^ iK^\bullet = H^{-i}(K)[i]$ to get a bounded spectral sequence $\{ (E')_ r\} _{r \geq 1}$ with

\[ (E')^{p, q}_1 = \bigoplus \nolimits _{i + j = p} \text{Tor}^ R_{-2p - q}(H^{-i}(K), H^{-j}(L)) \]

converging to the cohomology of $K \otimes _ R^\mathbf {L} L$. By construction this spectral sequence has differentials $d_ r^{p, q} : (E')_ r^{p, q} \to (E')_ r^{p + r, q - r + 1}$ for $r \geq 1$. To get the spectral sequence of the lemma we set for $r \geq 2$

\[ E_ r^{p, q} = (E')_{r - 1}^{-q, p + 2q} \]

We leave it to the reader to show that this works. $\square$

Example 15.64.5. If $R = \mathbf{Z}$ or more generally if $R$ is a Dedekind domain, then $\text{Tor}_ i^ R(M, N) = 0$ for $i \not\in \{ 0, 1\} $ for all $R$-modules $M$ and $N$. Hence the spectral sequence of Lemma 15.64.4 degenerates at the $E_2$ page and we get short exact sequences

\[ 0 \to \bigoplus _{i + j = n} H^ i(K) \otimes _ R H^ j(L) \to H^ n(K \otimes _ R^\mathbf {L} L) \to \bigoplus _{i + j = n + 1} \text{Tor}^ R_1(H^ i(K), H^ j(L)) \to 0 \]

for all $n \in \mathbf{Z}$.


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