The Stacks project

Lemma 58.32.1. In the situation above, if $NF(C, \varphi , \tau ) > 0$, then there exist an étale $k$-algebra map $\varphi '$ and a surjective $k$-algebra map $\tau '$ fitting into the commutative diagram

\[ \xymatrix{ & B \\ C \ar[r] & C/\varphi '(I)C \ar[u]_{\tau '} \\ k[x_1, \ldots , x_ n] \ar[u]^{\varphi '} \ar[r] & A \ar[u] \ar@/_3em/[uu]_\pi } \]

with $NF(C, \varphi ', \tau ') < NF(C, \varphi , \tau )$.

Proof. Choose $r \geq 0$ and $y_1, \ldots , y_ r \in C$ which generate $C$ over $\mathop{\mathrm{Im}}(\varphi )$ and let $0 \leq s \leq r$ be such that $y_1, \ldots , y_ s$ are integral over $\mathop{\mathrm{Im}}(\varphi )$ such that $r - s = NF(C, \varphi , \tau ) > 0$. Since $B$ is finite over $A$, the image of $y_{s + 1}$ in $B$ satisfies a monic polynomial over $A$. Hence we can find $d \geq 1$ and $f_1, \ldots , f_ d \in k[x_1, \ldots , x_ n]$ such that

\[ z = y_{s + 1}^ d + \varphi (f_1) y_{s + 1}^{d - 1} + \ldots + \varphi (f_ d) \in J = \mathop{\mathrm{Ker}}(C \to C/\varphi (I)C \xrightarrow {\tau } B) \]

Since $\varphi : k[x_1, \ldots , x_ n] \to C$ is étale, we can find a nonzero and nonconstant polynomial $g \in k[T_1, \ldots , T_{n + 1}]$ such that

\[ g(\varphi (x_1), \ldots , \varphi (x_ n), z) = 0 \quad \text{in}\quad C \]

To see this you can use for example that $C \otimes _{\varphi , k[x_1, \ldots , x_ n]} k(x_1, \ldots , x_ n)$ is a finite product of finite separable field extensions of $k(x_1, \ldots , x_ n)$ (see Algebra, Lemmas 10.143.4) and hence $z$ satisfies a monic polynomial over $k(x_1, \ldots , x_ n)$. Clearing denominators we obtain $g$.

The existence of $g$ and Algebra, Lemma 10.115.2 produce integers $e_1, e_2, \ldots , e_ n \geq 1$ such that $z$ is integral over the subring $C'$ of $C$ generated by $t_1 = \varphi (x_1) + z^{pe_1}, \ldots , t_ n = \varphi (x_ n) + z^{pe_ n}$. Of course, the elements $\varphi (x_1), \ldots , \varphi (x_ n)$ are also integral over $C'$ as are the elements $y_1, \ldots , y_ s$. Finally, by our choice of $z$ the element $y_{s + 1}$ is integral over $C'$ too.

Consider the ring map

\[ \varphi ' : k[x_1, \ldots , x_ n] \longrightarrow C, \quad x_ i \longmapsto t_ i \]

with image $C'$. Since $\text{d}(\varphi (x_ i)) = \text{d}(t_ i) = \text{d}(\varphi '(x_ i))$ in $\Omega _{C/k}$ (and this is where we use the characteristic of $k$ is $p > 0$) we conclude that $\varphi '$ is étale because $\varphi $ is étale, see Algebra, Lemma 10.151.9. Observe that $\varphi '(x_ i) - \varphi (x_ i) = t_ i - \varphi (x_ i) = z^{pe_ i}$ is in the kernel $J$ of the map $C \to C/\varphi (I)C \to B$ by our choice of $z$ as an element of $J$. Hence for $f \in I$ the element

\[ \varphi '(f) = f(t_1, \ldots , t_ n) = f(\varphi (x_1) + z^{pe_1}, \ldots , \varphi (x_ n) + z^{pe_ n}) = \varphi (f) + \text{element of }(z) \]

is in $J$ as well. In other words, $\varphi '(I)C \subset J$ and we obtain a surjection

\[ \tau ' : C/\varphi '(I)C \longrightarrow C/J \cong B \]

of algebras étale over $A$. Finally, the algebra $C$ is generated by the elements $\varphi (x_1), \ldots , \varphi (x_ n), y_1, \ldots , y_ r$ over $C' = \mathop{\mathrm{Im}}(\varphi ')$ with $\varphi (x_1), \ldots , \varphi (x_ n), y_1, \ldots , y_{s + 1}$ integral over $C' = \mathop{\mathrm{Im}}(\varphi ')$. Hence $NF(C, \varphi ', \tau ') < r - s = NF(C, \varphi , \tau )$. This finishes the proof. $\square$


Comments (0)


Post a comment

Your email address will not be published. Required fields are marked.

In your comment you can use Markdown and LaTeX style mathematics (enclose it like $\pi$). A preview option is available if you wish to see how it works out (just click on the eye in the toolbar).

Unfortunately JavaScript is disabled in your browser, so the comment preview function will not work.

All contributions are licensed under the GNU Free Documentation License.




In order to prevent bots from posting comments, we would like you to prove that you are human. You can do this by filling in the name of the current tag in the following input field. As a reminder, this is tag 0G1F. Beware of the difference between the letter 'O' and the digit '0'.