Lemma 90.13.1. Let \mathcal{F} be a predeformation category. Assume \mathcal{F} has a versal formal object. Then \mathcal{F} satisfies (S1).
90.13 Versal formal objects
The existence of a versal formal object forces \mathcal{F} to have property (S1).
Proof. Let \xi be a versal formal object of \mathcal{F}. Let
be a diagram in \mathcal{F} such that x_2 \to x lies over a surjective ring map. Since the natural morphism \widehat{\mathcal{F}}|_{\mathcal{C}_\Lambda } \xrightarrow {\sim } \mathcal{F} is an equivalence (see Remark 90.7.7), we can consider this diagram also as a diagram in \widehat{\mathcal{F}}. By Lemma 90.8.11 there exists a morphism \xi \to x_1, so by Remark 90.8.10 we also get a morphism \xi \to x_2 making the diagram
commute. If x_1 \to x and x_2 \to x lie above ring maps A_1 \to A and A_2 \to A then taking the pushforward of \xi to A_1 \times _ A A_2 gives an object y as required by (S1). \square
In the case that our cofibred category satisfies (S1) and (S2) we can characterize the versal formal objects as follows.
Lemma 90.13.2. Let \mathcal{F} be a predeformation category satisfying (S1) and (S2). Let \xi be a formal object of \mathcal{F} corresponding to \underline{\xi } : \underline{R}|_{\mathcal{C}_\Lambda } \to \mathcal{F}, see Remark 90.7.12. Then \xi is versal if and only if the following two conditions hold:
the map d\underline{\xi } : T\underline{R}|_{\mathcal{C}_\Lambda } \to T\mathcal{F} on tangent spaces is surjective, and
given a diagram in \widehat{\mathcal{F}}
\vcenter { \xymatrix{ & y \ar[d] \\ \xi \ar[r] & x } } \quad \text{lying over}\quad \vcenter { \xymatrix{ & B \ar[d]^{f} \\ R \ar[r] & A } }in \widehat{\mathcal{C}}_\Lambda with B \to A a small extension of Artinian rings, then there exists a ring map R \to B such that
\xymatrix{ & B \ar[d]^{f} \\ R \ar[ur] \ar[r] & A }commutes.
Proof. If \xi is versal then (1) holds by Lemma 90.8.8 and (2) holds by Remark 90.8.10. Assume (1) and (2) hold. By Remark 90.8.10 we must show that given a diagram in \widehat{\mathcal{F}} as in (2), there exists \xi \to y such that
commutes. Let b : R \to B be the map guaranteed by (2). Denote y' = b_*\xi and choose a factorization \xi \to y' \to x lying over R \to B \to A of the given morphism \xi \to x. By (S1) we obtain a commutative diagram
Set I = \mathop{\mathrm{Ker}}(f). Let \overline{g} : B \times _ A B \to k[I] be the ring map (u, v) \mapsto \overline{u} \oplus (v - u), cf. Lemma 90.10.8. By (1) there exists a morphism \xi \to \overline{g}_*z which lies over a ring map i : R \to k[\epsilon ]. Choose an Artinian quotient b_1 : R \to B_1 such that both b : R \to B and i : R \to k[\epsilon ] factor through R \to B_1, i.e., giving h : B_1 \to B and i' : B_1 \to k[\epsilon ]. Choose a pushforward y_1 = b_{1, *}\xi , a factorization \xi \to y_1 \to y' lying over R \to B_1 \to B of \xi \to y', and a factorization \xi \to y_1 \to \overline{g}_*z lying over R \to B_1 \to k[\epsilon ] of \xi \to \overline{g}_*z. Applying (S1) once more we obtain
Note that the map g : B_1 \times _ A B \to k[I] of Lemma 90.10.8 (defined using h) is the composition of B_1 \times _ A B \to B \times _ A B and the map \overline{g} above. By construction there exists a morphism y_1 \to g_*z_1 \cong \overline{g}_*z! Hence Lemma 90.10.8 applies (to the outer rectangles in the diagrams above) to give a morphism y_1 \to y and precomposing with \xi \to y_1 gives the desired morphism \xi \to y. \square
If \mathcal{F} has property (S1) then the “largest quotient where a lift exists” exists. Here is a precise statement.
Lemma 90.13.3. Let \mathcal{F} be a category cofibred in groupoids over \mathcal{C}_\Lambda which has (S1). Let B \to A be a surjection in \mathcal{C}_\Lambda with kernel I annihilated by \mathfrak m_ B. Let x \in \mathcal{F}(A). The set of ideals
has a smallest element.
Proof. Note that \mathcal{J} is nonempty as I \in \mathcal{J}. Also, if J \in \mathcal{J} and J \subset J' \subset I then J' \in \mathcal{J} because we can pushforward the object y to an object y' over B/J'. Let J and K be elements of the displayed set. We claim that J \cap K \in \mathcal{J} which will prove the lemma. Since I is a k-vector space we can find an ideal J \subset J' \subset I such that J \cap K = J' \cap K and such that J' + K = I. By the above we may replace J by J' and assume that J + K = I. In this case
Hence the existence of an element z \in \mathcal{F}(A/(J \cap K)) mapping to x follows, via (S1), from the existence of the elements we have assumed exist over A/J and A/K. \square
We will improve on the following result later.
Lemma 90.13.4. Let \mathcal{F} be a category cofibred in groupoids over \mathcal{C}_\Lambda . Assume the following conditions hold:
\mathcal{F} is a predeformation category.
\mathcal{F} satisfies (S1).
\mathcal{F} satisfies (S2).
\dim _ k T\mathcal{F} is finite.
Then \mathcal{F} has a versal formal object.
Proof. Assume (1), (2), (3), and (4) hold. Choose an object R \in \mathop{\mathrm{Ob}}\nolimits (\widehat{\mathcal{C}}_\Lambda ) such that \underline{R}|_{\mathcal{C}_\Lambda } is smooth. See Lemma 90.9.5. Let r = \dim _ k T\mathcal{F} and put S = R[[X_1, \ldots , X_ r]].
We are going to inductively construct for n \geq 2 pairs (J_ n, f_{n - 1} : \xi _ n \to \xi _{n - 1}) where J_ n \subset S is an decreasing sequence of ideals and f_{n - 1} : \xi _ n \to \xi _{n - 1} is a morphism of \mathcal{F} lying over the projection S/J_ n \to S/J_{n - 1}.
Step 1. Let J_1 = \mathfrak m_ S. Let \xi _1 be the unique (up to unique isomorphism) object of \mathcal{F} over k = S/J_1 = S/\mathfrak m_ S
Step 2. Let J_2 = \mathfrak m_ S^2 + \mathfrak {m}_ R S. Then S/J_2 = k[V] with V = kX_1 \oplus \ldots \oplus kX_ r By (S2) for \overline{\mathcal{F}} we get a bijection
see Lemmas 90.10.5 and 90.12.2. Choose a basis \theta _1, \ldots , \theta _ r for T\mathcal{F} and set \xi _2 = \sum \theta _ i \otimes X_ i \in \mathop{\mathrm{Ob}}\nolimits (\mathcal{F}(S/J_2)). The point of this choice is that
is surjective. Let f_1 : \xi _2 \to \xi _1 be the unique morphism.
Induction step. Assume (J_ n, f_{n - 1} : \xi _ n \to \xi _{n - 1}) has been constructed for some n \geq 2. There is a minimal element J_{n + 1} of the set of ideals J \subset S satisfying: (a) \mathfrak m_ S J_ n \subset J \subset J_ n and (b) there exists a morphism \xi _{n + 1} \to \xi _ n lying over S/J \to S/J_ n, see Lemma 90.13.3. Let f_ n : \xi _{n + 1} \to \xi _ n be any morphism of \mathcal{F} lying over S/J_{n + 1} \to S/J_ n.
Set J = \bigcap J_ n. Set \overline{S} = S/J. Set \overline{J}_ n = J_ n/J. By Lemma 90.4.7 the sequence of ideals (\overline{J}_ n) induces the \mathfrak m_{\overline{S}}-adic topology on \overline{S}. Since (\xi _ n, f_ n) is an object of \widehat{\mathcal{F}}_\mathcal {I}(\overline{S}), where \mathcal{I} is the filtration (\overline{J}_ n) of \overline{S}, we see that (\xi _ n, f_ n) induces an object \xi of \widehat{\mathcal{F}}(\overline{S}). see Lemma 90.7.4.
We prove \xi is versal. For versality it suffices to check conditions (1) and (2) of Lemma 90.13.2. Condition (1) follows from our choice of \xi _2 in Step 2 above. Suppose given a diagram in \widehat{\mathcal{F}}
in \widehat{\mathcal{C}}_\Lambda with f: B \to A a small extension of Artinian rings. We have to show there is a map \overline{S} \to B fitting into the diagram on the right. Choose n such that \overline{S} \to A factors through \overline{S} \to S/J_ n. This is possible as the sequence (\overline{J}_ n) induces the \mathfrak m_{\overline{S}}-adic topology as we saw above. The pushforward of \xi along \overline{S} \to S/J_ n is \xi _ n. We may factor \xi \to x as \xi \to \xi _ n \to x hence we get a diagram in \mathcal{F}
To check condition (2) of Lemma 90.13.2 it suffices to complete the diagram
or equivalently, to complete the diagram
If p_1 has a section we are done. If not, by Lemma 90.3.8 (2) p_1 is a small extension, so by Lemma 90.3.12 (4) p_1 is an essential surjection. Recall that S = R[[X_1, \ldots , X_ r]] and that we chose R such that \underline{R}|_{\mathcal{C}_\Lambda } is smooth. Hence there exists a map h : R \to B lifting the map R \to S \to S/J_ n \to A. By the universal property of a power series ring there is an R-algebra map h : S = R[[X_1, \ldots , X_ r]] \to B lifting the given map S \to S/J_ n \to A. This induces a map g: S \to S/J_ n \times _ A B making the solid square in the diagram
commute. Then g is a surjection since p_1 is an essential surjection. We claim the ideal K = \mathop{\mathrm{Ker}}(g) of S satisfies conditions (a) and (b) of the construction of J_{n + 1} in the induction step above. Namely, K \subset J_ n is clear and \mathfrak m_ SJ_ n \subset K as p_1 is a small extension; this proves (a). By (S1) applied to
there exists a lifting of \xi _ n to S/K \cong S/J_ n \times _ A B, so (b) holds. Since J_{n + 1} was the minimal ideal with properties (a) and (b) this implies J_{n + 1} \subset K. Thus the desired map S/J_{n+1} \to S/K \cong S/J_ n \times _ A B exists. \square
Remark 90.13.5. Let F : \mathcal{C}_\Lambda \to \textit{Sets} be a predeformation functor satisfying (S1) and (S2). The condition \dim _ k TF < \infty is precisely condition (H3) from Schlessinger's paper. Recall that (S1) and (S2) correspond to conditions (H1) and (H2), see Remark 90.10.3. Thus Lemma 90.13.4 tells us
for predeformation functors. We will make the link with hulls in Remark 90.15.6.
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