The Stacks project

15.110 Group actions and integral closure

This section is in some sense a continuation of Algebra, Section 10.38. More material of a similar kind can be found in Fundamental Groups, Section 58.12

Lemma 15.110.1. Let $\varphi : A \to B$ be a surjection of rings. Let $G$ be a finite group of order $n$ acting on $\varphi : A \to B$. If $b \in B^ G$, then there exists a monic polynomial $P \in A^ G[T]$ which maps to $(T - b)^ n$ in $B^ G[T]$.

Proof. Choose $a \in A$ lifting $b$ and set $P = \prod _{\sigma \in G} (T - \sigma (a))$. $\square$

Lemma 15.110.2. Let $R$ be a ring. Let $G$ be a finite group acting on $R$. Let $I \subset R$ be an ideal such that $\sigma (I) \subset I$ for all $\sigma \in G$. Then $R^ G/I^ G \subset (R/I)^ G$ is an integral extension of rings which induces a homeomorphism on spectra and purely inseparable extensions of residue fields.

Proof. Since $I^ G = R^ G \cap I$ it is clear that the map is injective. Lemma 15.110.1 shows that Algebra, Lemma 10.46.11 applies. $\square$

Lemma 15.110.3. Let $G$ be a finite group of order $n$ acting on a ring $R$. Let $J \subset R^ G$ be an ideal. For $x \in JR$ we have $\prod _{\sigma \in G} (T - \sigma (x)) = T^ n + a_1 T^{n - 1} + \ldots + a_ n$ with $a_ i \in J$.

Proof. Observe that the polynomial is indeed monic and has coefficients in $R^ G$. We can write $x = f_1 b_1 + \ldots + f_ m b_ m$ with $f_ j \in J$ and $b_ j \in R$. Thus, arguing by induction on $m$, we may assume that $x = y - fb$ with $f \in J$, $b \in R$, and $y \in JR$ such that the result holds for $y$. Then we see that

\[ \prod \nolimits _{\sigma \in G} (T - \sigma (x)) = \prod \nolimits _{\sigma \in G} (T - \sigma (y) + f\sigma (b)) = \prod \nolimits _{\sigma \in G} (T - \sigma (y)) + \sum _{i = 1, \ldots , n} f^ i a_ i \]

where we have

\[ a_ i = \sum \nolimits _{S \subset G,\ |S| = i} \prod \nolimits _{\sigma \in S} \sigma (b) \prod \nolimits _{\sigma \not\in S} (T - \sigma (y)) \]

A computation we omit shows that $a_ i \in R^ G$ (hint: the given expression is symmetric). Thus the polynomial of the statement of the lemma for $x$ is congruent modulo $J$ to the polynomial for $y$ and this proves the induction step. $\square$

Lemma 15.110.4. Let $R$ be a ring. Let $G$ be a finite group of order $n$ acting on $R$. Let $J \subset R^ G$ be an ideal. Then $R^ G/J \to (R/JR)^ G$ is ring map such that

  1. for $b \in (R/JR)^ G$ there is a monic polynomial $P \in R^ G/J[T]$ whose image in $(R/JR)^ G[T]$ is $(T - b)^ n$,

  2. for $a \in \mathop{\mathrm{Ker}}(R^ G/J \to (R/JR)^ G)$ we have $(T - a)^ n = T^ n$ in $R^ G/J[T]$.

In particular, $R^ G/J \to (R/JR)^ G$ is an integral ring map which induces homeomorphisms on spectra and purely inseparable extensions of residue fields.

Proof. Part (1) follow from Lemma 15.110.1 with $I = JR$. If $a$ is as in part (2), then $a$ is the image of $x \in R^ G \cap JR$. Hence $(T - x)^ n = \prod _{\sigma \in G} (T - \sigma (x))$ is congruent to $T^ n$ modulo $J$ by Lemma 15.110.3. This proves part (2). To see the final statement we may apply Algebra, Lemma 10.46.11. $\square$

Remark 15.110.5. In Lemma 15.110.4 we see that the map $R^ G/J \to (R/JR)^ G$ is an isomorphism if $n$ is invertible in $R$.

Lemma 15.110.6. Let $R$ be a ring. Let $G$ be a finite group of order $n$ acting on $R$. Let $A$ be an $R^ G$-algebra.

  1. for $b \in (A \otimes _{R^ G} R)^ G$ there exists a monic polynomial $P \in A[T]$ whose image in $(A \otimes _{R^ G} R)^ G[T]$ is $(T - b)^ n$,

  2. for $a \in \mathop{\mathrm{Ker}}(A \to (A \otimes _{R^ G} R)^ G)$ we have $(T - a)^ n = T^ n$ in $A[T]$.

Proof. Choose a surjection $E \to A$ where $E$ is a polynomial algebra over $R^ G$. Then $(E \otimes _{R^ G} R)^ G = E$ because $E$ is free as an $R^ G$-module. Denote $J = \mathop{\mathrm{Ker}}(E \to A)$. Since tensor product is right exact we see that $A \otimes _{R^ G} R$ is the quotient of $E \otimes _{R^ G} R$ by the ideal generated by $J$. In this way we see that our lemma is a special case of Lemma 15.110.4. $\square$

Lemma 15.110.7. Let $R$ be a ring. Let $G$ be a finite group acting on $R$. Let $R^ G \to A$ be a ring map. The map

\[ A \to (A \otimes _{R^ G} R)^ G \]

is an isomorphism if $R^ G \to A$ is flat. In general the map is integral, induces a homeomorphism on spectra, and induces purely inseparable residue field extensions.

Proof. To see the first statement consider the exact sequence $0 \to R^ G \to R \to \bigoplus _{\sigma \in G} R$ where the second map sends $x$ to $(\sigma (x) - x)_{\sigma \in G}$. Tensoring with $A$ the sequence remains exact if $R^ G \to A$ is flat. Thus $A$ is the $G$-invariants in $(A \otimes _{R^ G} R)^ G$.

The second statement follows from Lemma 15.110.6 and Algebra, Lemma 10.46.11. $\square$

Lemma 15.110.8. Let $G$ be a finite group acting on a ring $R$. For any two primes $\mathfrak q, \mathfrak q' \subset R$ lying over the same prime in $R^ G$ there exists a $\sigma \in G$ with $\sigma (\mathfrak q) = \mathfrak q'$.

Proof. The extension $R^ G \subset R$ is integral because every $x \in R$ is a root of the monic polynomial $\prod _{\sigma \in G}(T - \sigma (x))$ in $R^ G[T]$. Thus there are no inclusion relations among the primes lying over a given prime $\mathfrak p$ (Algebra, Lemma 10.36.20). If the lemma is wrong, then we can choose $x \in \mathfrak q'$, $x \not\in \sigma (\mathfrak q)$ for all $\sigma \in G$. See Algebra, Lemma 10.15.2. Then $y = \prod _{\sigma \in G} \sigma (x)$ is in $R^ G$ and in $\mathfrak p = R^ G \cap \mathfrak q'$. On the other hand, $x \not\in \sigma (\mathfrak q)$ for all $\sigma $ means $\sigma (x) \not\in \mathfrak q$ for all $\sigma $. Hence $y \not\in \mathfrak q$ as $\mathfrak q$ is a prime ideal. This is impossible as $y \in \mathfrak p \subset \mathfrak q$. $\square$

Lemma 15.110.9. Let $G$ be a finite group acting on a ring $R$. Let $\mathfrak q \subset R$ be a prime lying over $\mathfrak p \subset R^ G$. Then $\kappa (\mathfrak q)/\kappa (\mathfrak p)$ is an algebraic normal extension and the map

\[ D = \{ \sigma \in G \mid \sigma (\mathfrak q) = \mathfrak q\} \longrightarrow \text{Aut}(\kappa (\mathfrak q)/\kappa (\mathfrak p)) \]

is surjective1.

Proof. With $A = (R^ G)_\mathfrak p$ and $B = A \otimes _{R^ G} R$ we see that $A = B^ G$ as localization is flat, see Lemma 15.110.7. Observe that $\mathfrak pA$ and $\mathfrak qB$ are prime ideals, $D$ is the stabilizer of $\mathfrak qB$, and $\kappa (\mathfrak p) = \kappa (\mathfrak pA)$ and $\kappa (\mathfrak q) = \kappa (\mathfrak qB)$. Thus we may replace $R$ by $B$ and assume that $\mathfrak p$ is a maximal ideal. Since $R^ G \subset R$ is an integral ring extension, we find that the maximal ideals of $R$ are exactly the primes lying over $\mathfrak p$ (follows from Algebra, Lemmas 10.36.20 and 10.36.22). By Lemma 15.110.8 there are finitely many of them $\mathfrak q = \mathfrak q_1, \mathfrak q_2, \ldots , \mathfrak q_ m$ and they form a single orbit for $G$. By the Chinese remainder theorem (Algebra, Lemma 10.15.4) the map $R \to \prod _{j = 1, \ldots , m} R/\mathfrak q_ j$ is surjective.

First we prove that the extension is normal. Pick an element $\alpha \in \kappa (\mathfrak q)$. We have to show that the minimal polynomial $P$ of $\alpha $ over $\kappa (\mathfrak p)$ splits completely. By the above we can choose $a \in \mathfrak q_2 \cap \ldots \cap \mathfrak q_ m$ mapping to $\alpha $ in $\kappa (\mathfrak q)$. Consider the polynomial $Q = \prod _{\sigma \in G} (T - \sigma (a))$ in $R^ G[T]$. The image of $Q$ in $R[T]$ splits completely into linear factors, hence the same is true for its image in $\kappa (\mathfrak q)[T]$. Since $P$ divides the image of $Q$ in $\kappa (\mathfrak p)[T]$ we conclude that $P$ splits completely into linear factors over $\kappa (\mathfrak q)$ as desired.

Since $\kappa (\mathfrak q)/\kappa (\mathfrak p)$ is normal we may assume $\kappa (\mathfrak q) = \kappa _1 \otimes _{\kappa (\mathfrak p)} \kappa _2$ with $\kappa _1/\kappa (\mathfrak p)$ purely inseparable and $\kappa _2/\kappa (\mathfrak p)$ Galois, see Fields, Lemma 9.27.3. Pick $\alpha \in \kappa _2$ which generates $\kappa _2$ over $\kappa (\mathfrak p)$ if it is finite and a subfield of degree $> |G|$ if it is infinite (to get a contradiction). This is possible by Fields, Lemma 9.19.1. Pick $a$, $P$, and $Q$ as in the previous paragraph. If $\alpha ' \in \kappa _2$ is a Galois conjugate of $\alpha $ over $\kappa (\mathfrak p)$, then the fact that $P$ divides the image of $P$ in $\kappa (\mathfrak p)[T]$ shows there exists a $\sigma \in G$ such that $\sigma (a)$ maps to $\alpha '$. By our choice of $a$ (vanishing at other maximal ideals) this implies $\sigma \in D$ and that the image of $\sigma $ in $\text{Aut}(\kappa (\mathfrak q)/\kappa (\mathfrak p))$ maps $\alpha $ to $\alpha '$. Hence the surjectivity or the desired absurdity in case $\alpha $ has degree $> |G|$ over $\kappa (\mathfrak p)$. $\square$

Lemma 15.110.10. Let $A$ be a normal domain with fraction field $K$. Let $L/K$ be a (possibly infinite) Galois extension. Let $G = \text{Gal}(L/K)$ and let $B$ be the integral closure of $A$ in $L$.

  1. For any two primes $\mathfrak q, \mathfrak q' \subset B$ lying over the same prime in $A$ there exists a $\sigma \in G$ with $\sigma (\mathfrak q) = \mathfrak q'$.

  2. Let $\mathfrak q \subset B$ be a prime lying over $\mathfrak p \subset A$. Then $\kappa (\mathfrak q)/\kappa (\mathfrak p)$ is an algebraic normal extension and the map

    \[ D = \{ \sigma \in G \mid \sigma (\mathfrak q) = \mathfrak q\} \longrightarrow \text{Aut}(\kappa (\mathfrak q)/\kappa (\mathfrak p)) \]

    is surjective.

Proof. Proof of (1). Consider pairs $(M, \sigma )$ where $K \subset M \subset L$ is a subfield such that $M/K$ is Galois, $\sigma \in \text{Gal}(M/K)$ with $\sigma (\mathfrak q \cap M) = \mathfrak q' \cap M$. We say $(M', \sigma ') \geq (M, \sigma )$ if and only if $M \subset M'$ and $\sigma '|_ M = \sigma $. Observe that $(K, \text{id}_ K)$ is such a pair as $A = K \cap B$ since $A$ is a normal domain. The collection of these pairs satisfies the hypotheses of Zorn's lemma, hence there exists a maximal pair $(M, \sigma )$. If $M \not= L$, then we can find $M \subset M' \subset L$ with $M'/M$ nontrivial and finite and $M'/K$ Galois (Fields, Lemma 9.16.5). Choose $\sigma ' \in \text{Gal}(M'/K)$ whose restriction to $M$ is $\sigma $ (Fields, Lemma 9.22.2). Then the primes $\sigma '(\mathfrak q \cap M')$ and $\mathfrak q' \cap M'$ restrict to the same prime of $B \cap M$. Since $B \cap M = (B \cap M')^{\text{Gal}(M'/M)}$ we can use Lemma 15.110.8 to find $\tau \in \text{Gal}(M'/M)$ with $\tau (\sigma '(\mathfrak q \cap M')) = \mathfrak q' \cap M'$. Hence $(M', \tau \circ \sigma ') > (M, \sigma )$ contradicting the maximality of $(M, \sigma )$.

Part (2) is proved in exactly the same manner as part (1). We write out the details. Pick $\overline{\sigma } \in \text{Aut}(\kappa (\mathfrak q)/\kappa (\mathfrak p))$. Consider pairs $(M, \sigma )$ where $K \subset M \subset L$ is a subfield such that $M/K$ is Galois, $\sigma \in \text{Gal}(M/K)$ with $\sigma (\mathfrak q \cap M) = \mathfrak q \cap M$ and

\[ \xymatrix{ \kappa (\mathfrak q \cap M) \ar[r] \ar[d]_\sigma & \kappa (\mathfrak q) \ar[d]_{\overline{\sigma }} \\ \kappa (\mathfrak q \cap M) \ar[r] & \kappa (\mathfrak q) } \]

commutes. We say $(M', \sigma ') \geq (M, \sigma )$ if and only if $M \subset M'$ and $\sigma '|_ M = \sigma $. As above $(K, \text{id}_ K)$ is such a pair. The collection of these pairs satisfies the hypotheses of Zorn's lemma, hence there exists a maximal pair $(M, \sigma )$. If $M \not= L$, then we can find $M \subset M' \subset L$ with $M'/M$ finite and $M'/K$ Galois (Fields, Lemma 9.16.5). Choose $\sigma ' \in \text{Gal}(M'/K)$ whose restriction to $M$ is $\sigma $ (Fields, Lemma 9.22.2). Then the primes $\sigma '(\mathfrak q \cap M')$ and $\mathfrak q \cap M'$ restrict to the same prime of $B \cap M$. Adjusting the choice of $\sigma '$ as in the first paragraph, we may assume that $\sigma '(\mathfrak q \cap M') = \mathfrak q \cap M'$. Then $\sigma '$ and $\overline{\sigma }$ define maps $\kappa (\mathfrak q \cap M') \to \kappa (\mathfrak q)$ which agree on $\kappa (\mathfrak q \cap M)$. Since $B \cap M = (B \cap M')^{\text{Gal}(M'/M)}$ we can use Lemma 15.110.9 to find $\tau \in \text{Gal}(M'/M)$ with $\tau (\mathfrak q \cap M') = \mathfrak q \cap M'$ such that $\tau \circ \sigma $ and $\overline{\sigma }$ induce the same map on $\kappa (\mathfrak q \cap M')$. There is a small detail here in that the lemma first guarantees that $\kappa (\mathfrak q \cap M')/\kappa (\mathfrak q \cap M)$ is normal, which then tells us that the difference between the maps is an automorphism of this extension (Fields, Lemma 9.15.10), to which we can apply the lemma to get $\tau $. Hence $(M', \tau \circ \sigma ') > (M, \sigma )$ contradicting the maximality of $(M, \sigma )$. $\square$

Lemma 15.110.11. Let $A$ be a normal domain with fraction field $K$. Let $M/L/K$ be a tower of (possibly infinite) Galois extensions of $K$. Let $H = \text{Gal}(M/K)$ and $G = \text{Gal}(L/K)$ and let $C$ and $B$ be the integral closure of $A$ in $M$ and $L$. Let $\mathfrak r \subset C$ and $\mathfrak q = B \cap \mathfrak r$. Set $D_\mathfrak r = \{ \tau \in H \mid \tau (\mathfrak r) = \mathfrak r\} $ and $I_\mathfrak r = \{ \tau \in D_\mathfrak r \mid \tau \bmod \mathfrak r = \text{id}_{\kappa (\mathfrak r)}\} $ and similarly for $D_\mathfrak q$ and $I_\mathfrak q$. Under the map $H \to G$ the induced maps $D_\mathfrak r \to D_\mathfrak q$ and $I_\mathfrak r \to I_\mathfrak q$ are surjective.

Proof. Let $\sigma \in D_\mathfrak q$. Pick $\tau \in H$ mapping to $\sigma $. This is possible by Fields, Lemma 9.22.2. Then $\tau (\mathfrak r)$ and $\mathfrak r$ both lie over $\mathfrak q$. Hence by Lemma 15.110.10 there exists a $\sigma ' \in \text{Gal}(M/L)$ with $\sigma '(\tau (\mathfrak r)) = \mathfrak r$. Hence $\sigma '\tau \in D_\mathfrak r$ maps to $\sigma $. The case of inertia groups is proved in exactly the same way using surjectivity onto automorphism groups. $\square$

[1] Recall that we use the notation $\text{Gal}$ only in the case of Galois extensions.

Comments (2)

Comment #6609 by Yijin Wang on

There are two typos in Lemma 0BRJ. In the first paragraph, 'Since R⊂R^{G} is an integral ring extension' should be 'Since R^{G}⊂R is an integral ring extension.' 'We may replace R by B' should be 'We may replace R^{G} by A'

Comment #6853 by on

OK, I changed the first thing but not the second. Because in the statement of the lemma we start with and the action of on it. Then we replace by and the action of on in order to reach the situation where is local with maximal ideal . See this commit.


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