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The Stacks project

Lemma 37.72.7. Consider a commutative diagram

\xymatrix{ X \ar[rr]_ f \ar[rd] & & Y \ar[ld] \\ & S }

of morphisms of schemes. Let s \in S be a point. Assume

  1. X \to S is locally of finite presentation and flat at points of X_ s,

  2. Y \to S is locally of finite presentation,

  3. f is proper,

  4. the fibres of f_ s : X_ s \to Y_ s have dimension \leq 1 and R^1f_{s, *}\mathcal{O}_{X_ s} = 0,

  5. \mathcal{O}_{Y_ s} \to f_{s, *}\mathcal{O}_{X_ s} is an isomorphism.

Then there is an open Y_ s \subset V \subset Y such that (a) V is flat over S, (b) f^{-1}(V) is flat over S, (c) \dim (X_ y) \leq 1 for y \in V, (d) R^1f_*\mathcal{O}_ X|_ V = 0, (e) \mathcal{O}_ V \to f_*\mathcal{O}_ X|_ V is an isomorphism, and (a) – (e) remain true after base change of f^{-1}(V) \to V by any S' \to S.

Proof. Let y \in Y_ s. We may always replace Y by an open neighbourhood of y. Thus we may assume Y and S affine. We may also assume that X is flat over S, \dim (X_ y) \leq 1 for y \in Y, R^1f_*\mathcal{O}_ X = 0 universally, and that \mathcal{O}_ Y \to f_*\mathcal{O}_ X is surjective, see Lemma 37.72.5. (We won't use all of this.)

Assume S and Y affine. Write S = \mathop{\mathrm{lim}}\nolimits S_ i as a cofiltered of affine Noetherian schemes S_ i. By Limits, Lemma 32.10.1 there exists an element 0 \in I and a diagram

\xymatrix{ X_0 \ar[rr]_{f_0} \ar[rd] & & Y_0 \ar[ld] \\ & S_0 }

of finite type morphisms of schemes whose base change to S is the diagram of the lemma. After increasing 0 we may assume Y_0 is affine and X_0 \to S_0 proper, see Limits, Lemmas 32.13.1 and 32.4.13. Let s_0 \in S_0 be the image of s. As Y_ s is affine, we see that R^1f_{s, *}\mathcal{O}_{X_ s} = 0 is equivalent to H^1(X_ s, \mathcal{O}_{X_ s}) = 0. Since X_ s is the base change of X_{0, s_0} by the faithfully flat map \kappa (s_0) \to \kappa (s) we see that H^1(X_{0, s_0}, \mathcal{O}_{X_{0, s_0}}) = 0 and hence R^1f_{0, *}\mathcal{O}_{X_{0, s_0}} = 0. Similarly, as \mathcal{O}_{Y_ s} \to f_{s, *}\mathcal{O}_{X_ s} is an isomorphism, so is \mathcal{O}_{Y_{0, s_0}} \to f_{0, *}\mathcal{O}_{X_{0, s_0}}. Since the dimensions of the fibres of X_ s \to Y_ s are at most 1, the same is true for the morphism X_{0, s_0} \to Y_{0, s_0}. Finally, since X \to S is flat, after increasing 0 we may assume X_0 is flat over S_0, see Limits, Lemma 32.8.7. Thus it suffices to prove the lemma for X_0 \to Y_0 \to S_0 and the point s_0.

Combining the reduction arguments above we reduce to the case where S and Y affine, S Noetherian, the fibres of f have dimension \leq 1, and R^1f_*\mathcal{O}_ X = 0 universally. Let y \in Y_ s be a point. Claim:

\mathcal{O}_{Y, y} \longrightarrow (f_*\mathcal{O}_ X)_ y

is an isomorphism. The claim implies the lemma. Namely, since f_*\mathcal{O}_ X is coherent (Cohomology of Schemes, Proposition 30.19.1) the claim means we can replace Y by an open neighbourhood of y and obtain an isomorphism \mathcal{O}_ Y \to f_*\mathcal{O}_ X. Then we conclude that Y is flat over S by Lemma 37.72.6. Finally, the isomorphism \mathcal{O}_ Y \to f_*\mathcal{O}_ X remains an isomorphism after any base change S' \to S by the final statement of Lemma 37.72.6.

Proof of the claim. We already know that \mathcal{O}_{Y, y} \longrightarrow (f_*\mathcal{O}_ X)_ y is surjective (Lemma 37.72.5) and that (f_*\mathcal{O}_ X)_ y is \mathcal{O}_{S, s}-flat (Lemma 37.72.6) and that the induced map

\mathcal{O}_{Y_ s, y} = \mathcal{O}_{Y, y}/\mathfrak m_ s\mathcal{O}_{Y, y} \longrightarrow (f_*\mathcal{O}_ X)_ y/\mathfrak m_ s (f_*\mathcal{O}_ X)_ y \to (f_{s, *}\mathcal{O}_{X_ s})_ y

is injective by the assumption in the lemma. Then it follows from Algebra, Lemma 10.99.1 that \mathcal{O}_{Y, y} \longrightarrow (f_*\mathcal{O}_ X)_ y is injective as desired. \square


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