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The Stacks project

Lemma 58.9.2. Let (A, I) be a henselian pair. Let X be a proper scheme over A. Set X_0 = X \times _{\mathop{\mathrm{Spec}}(A)} \mathop{\mathrm{Spec}}(A/I). Then the functor

\textit{FÉt}_ X \to \textit{FÉt}_{X_0},\quad U \longmapsto U_0 = U \times _ X X_0

is an equivalence of categories.

Proof. The proof of this lemma is exactly the same as the proof of Lemma 58.9.1.

Essential surjectivity when A is Noetherian and I-adically complete. Let X_ n = X \times _{\mathop{\mathrm{Spec}}(A)} \mathop{\mathrm{Spec}}(A/I^{n + 1}). By Étale Morphisms, Theorem 41.15.2 the inclusions

X_0 \to X_1 \to X_2 \to \ldots

induce equivalence of categories between the category of schemes étale over X_0 and the category of schemes étale over X_ n. Moreover, if U_ n \to X_ n corresponds to a finite étale morphism U_0 \to X_0, then U_ n \to X_ n is finite too, for example by More on Morphisms, Lemma 37.3.3. In this case the morphism U_0 \to \mathop{\mathrm{Spec}}(A/I) is proper as X_0 is proper over A/I. Thus we may apply Grothendieck's algebraization theorem (in the form of Cohomology of Schemes, Lemma 30.28.2) to see that there is a finite morphism U \to X whose restriction to X_0 recovers U_0. By More on Morphisms, Lemma 37.12.3 we see that U \to X is étale at every point of U_0. However, since every point of U specializes to a point of U_0 (as U is proper over A), we conclude that U \to X is étale. In this way we conclude the functor is essentially surjective.

Fully faithfulness when A is Noetherian and I-adically complete. Let U \to X and V \to X be finite étale morphisms and let \varphi _0 : U_0 \to V_0 be a morphism over X_0. Look at the morphism

\Gamma _{\varphi _0} : U_0 \longrightarrow U_0 \times _{X_0} V_0

This morphism is both finite étale and a closed immersion. By essential surjectivity applied to X = U \times _ X V we find a finite étale morphism W \to U \times _ X V whose special fibre is isomorphic to \Gamma _{\varphi _0}. Consider the projection W \to U. It is finite étale and an isomorphism over U_0 by construction. By Étale Morphisms, Lemma 41.14.2 W \to U is an isomorphism in an open neighbourhood of U_0. Thus it is an isomorphism and the composition \varphi : U \cong W \to V is the desired lift of \varphi _0.

Essential surjectivity when (A, I) is a henselian pair and A is a Noetherian G-ring. Let U_0 \to X_0 be a finite étale morphism. Let A^\wedge be the completion of A with respect to I. Observe that A^\wedge is a Noetherian ring which is IA^\wedge -adically complete, see Algebra, Lemmas 10.97.4 and 10.97.6. Let X^\wedge be the base change of X to A^\wedge . By the result above there exists a finite étale morphism V \to X^\wedge whose special fibre is U_0. Write A^\wedge = \mathop{\mathrm{colim}}\nolimits A_ i with A \to A_ i of finite type. By Limits, Lemma 32.10.1 there exists an i and a finitely presented morphism U_ i \to X_{A_ i} whose base change to X^\wedge is V. After increasing i we may assume that U_ i \to X_{A_ i} is finite and étale (Limits, Lemmas 32.8.3 and 32.8.10). Writing

A_ i = A[x_1, \ldots , x_ n]/(f_1, \ldots , f_ m)

the ring map A_ i \to A^\wedge can be reinterpreted as a solution (a_1, \ldots , a_ n) in A^\wedge for the system of equations f_ j = 0. By Smoothing Ring Maps, Lemma 16.14.1 we can approximate this solution (to order 11 for example) by a solution (b_1, \ldots , b_ n) in A. Translating back we find an A-algebra map A_ i \to A which gives the same closed point as the original map A_ i \to A^\wedge (as 11 > 1). The base change U \to X of V \to X_{A_ i} by this ring map will therefore be a finite étale morphism whose special fibre is isomorphic to U_0.

Fully faithfulness when (A, I is a henselian pair and A is a Noetherian G-ring. This can be deduced from essential surjectivity in exactly the same manner as was done in the case that A is complete Noetherian.

General case. Let (A, I) be a henselian pair. Set S = \mathop{\mathrm{Spec}}(A) and denote S_0 = \mathop{\mathrm{Spec}}(A/I). By Limits, Lemma 32.13.3 we can write X \to \mathop{\mathrm{Spec}}(A) as a cofiltered limit of proper morphisms X_ i \to S_ i with S_ i affine and of finite type over \mathbf{Z}. Write S_ i = \mathop{\mathrm{Spec}}(A_ i) and denote I_ i \subset A_ i the inverse image of I by the map A_ i \to A. Set S_{i, 0} = \mathop{\mathrm{Spec}}(A_ i/I_ i). Since S = \mathop{\mathrm{lim}}\nolimits S_ i we have A = \mathop{\mathrm{colim}}\nolimits A_ i. Thus we also have I = \mathop{\mathrm{colim}}\nolimits I_ i and A/I = \mathop{\mathrm{colim}}\nolimits A_ i/I_ i. The ring A_ i is a Noetherian G-ring (More on Algebra, Proposition 15.50.12). Denote (A_ i^ h, I_ i^ h) the henselization of the pair (A_ i, I_ i). By More on Algebra, Lemma 15.12.5 we see that A = \mathop{\mathrm{colim}}\nolimits A_ i^ h. By More on Algebra, Lemma 15.50.15 the rings A_ i^ h are G-rings. Thus we see that A = \mathop{\mathrm{colim}}\nolimits A_ i^ h and

X = \mathop{\mathrm{lim}}\nolimits (X_ i \times _{S_ i} \mathop{\mathrm{Spec}}(A_ i^ h))

as schemes. The category of schemes finite étale over X is the limit of the category of schemes finite étale over X_ i \times _{S_ i} \mathop{\mathrm{Spec}}(A_ i^ h) (by Limits, Lemmas 32.10.1, 32.8.3, and 32.8.10) The same thing is true for schemes finite étale over X_0 = \mathop{\mathrm{lim}}\nolimits (X_ i \times _{S_ i} S_{i, 0}). Thus we formally deduce the result for X / \mathop{\mathrm{Spec}}(A) from the result for the (X_ i \times _{S_ i} \mathop{\mathrm{Spec}}(A_ i^ h)) / \mathop{\mathrm{Spec}}(A_ i^ h) which we dealt with above. \square


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