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The Stacks project

88.6 Algebraization of rig-smooth algebras over G-rings

If the base ring A is a Noetherian G-ring, then we can prove [III Theorem 7, Elkik] for arbitrary rig-smooth algebras with respect to any ideal I \subset A (not necessarily principal).

Lemma 88.6.1. Let I be an ideal of a Noetherian ring A. Let r \geq 0 and write P = A[x_1, \ldots , x_ r] the I-adic completion. Consider a resolution

P^{\oplus t} \xrightarrow {K} P^{\oplus m} \xrightarrow {g_1, \ldots , g_ m} P \to B \to 0

of a quotient of P. Assume B is rig-smooth over (A, I). Then there exists an integer n such that for any complex

P^{\oplus t} \xrightarrow {K'} P^{\oplus m} \xrightarrow {g'_1, \ldots , g'_ m} P

with g_ i - g'_ i \in I^ nP and K - K' \in I^ n\text{Mat}(m \times t, P) there exists an isomorphism B \to B' of A-algebras where B' = P/(g'_1, \ldots , g'_ m).

Proof. (A) By Definition 88.4.1 we can choose a c \geq 0 such that I^ c annihilates \mathop{\mathrm{Ext}}\nolimits ^1_ B(\mathop{N\! L}\nolimits _{B/A}^\wedge , N) for all B-modules N.

(B) By More on Algebra, Lemmas 15.4.1 and 15.4.2 there exists a constant c_1 = c(g_1, \ldots , g_ m, K) such that for n \geq c_1 + 1 the complex

P^{\oplus t} \xrightarrow {K'} P^{\oplus m} \xrightarrow {g'_1, \ldots , g'_ m} P \to B' \to 0

is exact and \text{Gr}_ I(B) \cong \text{Gr}_ I(B').

(C) Let d_0 = d(\text{Gr}_ I(B)) and q_0 = q(\text{Gr}_ I(B)) be the integers found in Local Cohomology, Section 51.22.

We claim that n = \max (c_1 + 1, q_0 + (d_0 + 1)c, 2(d_0 + 1)c + 1) works where c is as in (A), c_1 is as in (B), and q_0, d_0 are as in (C).

Let g'_1, \ldots , g'_ m and K' be as in the lemma. Since g_ i = g'_ i \in I^ nP we obtain a canonical A-algebra homomorphism

\psi _ n : B \longrightarrow B'/I^ nB'

which induces an isomorphism B/I^ nB \to B'/I^ nB'. Since \text{Gr}_ I(B) \cong \text{Gr}_ I(B') we have d_0 = d(\text{Gr}_ I(B')) and q_0 = q(\text{Gr}_ I(B')) and since n \geq \max (q_0 + (1 + d_0)c, 2(d_0 + 1)c + 1) we may apply Lemma 88.5.3 to find an A-algebra homomorphism

\varphi : B \longrightarrow B'

such that \varphi \bmod I^{n - (d_0 + 1)c}B' = \psi _ n \bmod I^{n - (d_0 + 1)c}B'. Since n - (d_0 + 1)c > 0 we see that \varphi is an A-algebra homomorphism which modulo I induces the isomorphism B/IB \to B'/IB' we found above. The rest of the proof shows that these facts force \varphi to be an isomorphism; we suggest the reader find their own proof of this.

Namely, it follows that \varphi is surjective for example by applying Algebra, Lemma 10.96.1 part (1) using the fact that B and B' are complete. Thus \varphi induces a surjection \text{Gr}_ I(B) \to \text{Gr}_ I(B') which has to be an isomorphism because the source and target are isomorphic Noetherian rings, see Algebra, Lemma 10.31.10 (of course you can show \varphi induces the isomorphism we found above but that would need a tiny argument). Thus \varphi induces injective maps I^ eB/I^{e + 1}B \to I^ eB'/I^{e + 1}B' for all e \geq 0. This implies \varphi is injective since for any b \in B there exists an e \geq 0 such that b \in I^ eB, b \not\in I^{e + 1}B by Krull's intersection theorem (Algebra, Lemma 10.51.4). This finishes the proof. \square

Lemma 88.6.2. Let I be an ideal of a Noetherian ring A. Let C^ h be the henselization of a finite type A-algebra C with respect to the ideal IC. Let J \subset C^ h be an ideal. Then there exists a finite type A-algebra B such that B^\wedge \cong (C^ h/J)^\wedge .

Proof. By More on Algebra, Lemma 15.12.4 the ring C^ h is Noetherian. Say J = (g_1, \ldots , g_ m). The ring C^ h is a filtered colimit of étale C algebras C' such that C/IC \to C'/IC' is an isomorphism (see proof of More on Algebra, Lemma 15.12.1). Pick an C' such that g_1, \ldots , g_ m are the images of g'_1, \ldots , g'_ m \in C'. Setting B = C'/(g'_1, \ldots , g'_ m) we get a finite type A-algebra. Of course (C, IC) and C', IC') have the same henselizations and the same completions. It follows easily from this that B^\wedge = (C^ h/J)^\wedge . \square

Proposition 88.6.3. Let I be an ideal of a Noetherian G-ring A. Let B be an object of (88.2.0.2). If B is rig-smooth over (A, I), then there exists a finite type A-algebra C and an isomorphism B \cong C^\wedge of A-algebras.

Proof. Choose a presentation B = A[x_1, \ldots , x_ r]^\wedge /J. Write P = A[x_1, \ldots , x_ r]^\wedge . Choose generators g_1, \ldots , g_ m \in J. Choose generators k_1, \ldots , k_ t of the module of relations between g_1, \ldots , g_ m, i.e., such that

P^{\oplus t} \xrightarrow {k_1, \ldots , k_ t} P^{\oplus m} \xrightarrow {g_1, \ldots , g_ m} P \to B \to 0

is a resolution. Write k_ i = (k_{i1}, \ldots , k_{im}) so that we have

88.6.3.1
\begin{equation} \label{restricted-equation-relations-straight-up} \sum \nolimits _ j k_{ij}g_ j = 0 \end{equation}

for i = 1, \ldots , t. Denote K = (k_{ij}) the m \times t-matrix with entries k_{ij}.

Let A[x_1, \ldots , x_ r]^ h be the henselization of the pair (A[x_1, \ldots , x_ r], IA[x_1, \ldots , x_ r]), see More on Algebra, Lemma 15.12.1. We may and do think of A[x_1, \ldots , x_ r]^ h as a subring of P = A[x_1, \ldots , x_ r]^\wedge , see More on Algebra, Lemma 15.12.4. Since A is a Noetherian G-ring, so is A[x_1, \ldots , x_ r], see More on Algebra, Proposition 15.50.10. Hence we have approximation for the map A[x_1, \ldots , x_ r]^ h \to A[x_1, \ldots , x_ r]^\wedge = P with respect to the ideal generated by I, see Smoothing Ring Maps, Lemma 16.14.1. Choose a large enough integer n as in Lemma 88.6.1. By the approximation property we may choose g'_1, \ldots , g'_ m \in A[x_1, \ldots , x_ r]^ h and a matrix K' = (k'_{ij}) \in \text{Mat}(m \times t, A[x_1, \ldots , x_ r]^ h) such that \sum \nolimits _ j k'_{ij}g'_ j = 0 in A[x_1, \ldots , x_ r]^ h and such that g_ i - g'_ i \in I^ nP and K - K' \in I^ n\text{Mat}(m \times t, P). By our choice of n we conclude that there is an isomorphism

B \to P/(g'_1, \ldots , g'_ m) = \left(A[x_1, \ldots , x_ r]^ h/(g'_1, \ldots , g'_ m)\right)^\wedge

This finishes the proof by Lemma 88.6.2. \square

The following lemma isn't true in general if A is not a G-ring but just Noetherian. Namely, if (A, \mathfrak m) is local and I = \mathfrak m, then the lemma is equivalent to Artin approximation for A^ h (as in Smoothing Ring Maps, Theorem 16.13.1) which does not hold for every Noetherian local ring.

Lemma 88.6.4. Let A be a Noetherian G-ring. Let I \subset A be an ideal. Let B, C be finite type A-algebras. For any A-algebra map \varphi : B^\wedge \to C^\wedge of I-adic completions and any N \geq 1 there exist

  1. an étale ring map C \to C' which induces an isomorphism C/IC \to C'/IC',

  2. an A-algebra map \varphi : B \to C'

such that \varphi and \psi agree modulo I^ N into C^\wedge = (C')^\wedge .

Proof. The statement of the lemma makes sense as C \to C' is flat (Algebra, Lemma 10.143.3) hence induces an isomorphism C/I^ nC \to C'/I^ nC' for all n (More on Algebra, Lemma 15.89.2) and hence an isomorphism on completions. Let C^ h be the henselization of the pair (C, IC), see More on Algebra, Lemma 15.12.1. Then C^ h is the filtered colimit of the algebras C' and the maps C \to C' \to C^ h induce isomorphism on completions (More on Algebra, Lemma 15.12.4). Thus it suffices to prove there exists an A-algebra map B \to C^ h which is congruent to \psi modulo I^ N. Write B = A[x_1, \ldots , x_ n]/(f_1, \ldots , f_ m). The ring map \psi corresponds to elements \hat c_1, \ldots , \hat c_ n \in C^\wedge with f_ j(\hat c_1, \ldots , \hat c_ n) = 0 for j = 1, \ldots , m. Namely, as A is a Noetherian G-ring, so is C, see More on Algebra, Proposition 15.50.10. Thus Smoothing Ring Maps, Lemma 16.14.1 applies to give elements c_1, \ldots , c_ n \in C^ h such that f_ j(c_1, \ldots , c_ n) = 0 for j = 1, \ldots , m and such that \hat c_ i - c_ i \in I^ NC^ h. This determines the map B \to C^ h as desired. \square


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