63.8 Preliminaries to derived lower shriek via compactifications
In this section we prove some lemmas on the existence of certain natural isomorphisms of functors which follow immediately from proper base change.
Lemma 63.8.1. Consider a commutative diagram of schemes
\xymatrix{ X' \ar[r]_{g'} \ar[d]_{f'} & X \ar[d]^ f \\ Y' \ar[r]^ g & Y }
with f and f' proper and g and g' separated and locally quasi-finite. Let \Lambda be a ring. Functorially in K \in D(X'_{\acute{e}tale}, \Lambda ) there is a canonical map
g_!Rf'_*K \longrightarrow Rf_*(g'_!K)
in D(Y_{\acute{e}tale}, \Lambda ). This map is an isomorphism if (a) K is bounded below and has torsion cohomology sheaves, or (b) \Lambda is a torsion ring.
Proof.
Represent K by a K-injective complex \mathcal{J}^\bullet of sheaves of \Lambda -modules on X'_{\acute{e}tale}. Choose a quasi-isomorphism g'_!\mathcal{J}^\bullet \to \mathcal{I}^\bullet to a K-injective complex \mathcal{I}^\bullet of sheaves of \Lambda -modules on X_{\acute{e}tale}. Then we can consider the map
g_!f'_*\mathcal{J}^\bullet = g_!f'_!\mathcal{J}^\bullet = f_!g'_!\mathcal{J}^\bullet = f_*g'_!\mathcal{J}^\bullet \to f_*\mathcal{I}^\bullet
where the first and third equality come from Lemma 63.3.4 and the second equality comes from Lemma 63.3.13 which tells us that both g_! \circ f'_! and f_! \circ g'_! are equal to (g \circ f')_! = (f \circ g')_! as subsheaves of (g \circ f')_* = (f \circ g')_*.
Assume \Lambda is torsion, i.e., we are in case (b). With notation as above, it suffices to show that f_*g'_!\mathcal{J}^\bullet \to f_*\mathcal{I}^\bullet is an isomorphism. The question is local on Y. Hence we may assume that the dimension of fibres of f is bounded, see Morphisms, Lemma 29.28.5. Then we see that Rf_* has finite cohomological dimension, see Étale Cohomology, Lemma 59.92.2. Hence by Derived Categories, Lemma 13.32.2, if we show that R^ qf_*(g'_!\mathcal{J}) = 0 for q > 0 and any injective sheaf of \Lambda -modules \mathcal{J} on X'_{\acute{e}tale}, then the result follows.
The stalk of R^ qf_*(g'_!\mathcal{J}) at a geometric point \overline{y} is equal to H^ q(X_{\overline{y}}, (g'_!\mathcal{J})|_{X_{\overline{y}}}) by Étale Cohomology, Lemma 59.91.13. Since formation of g'_! commutes with base change (Lemma 63.3.12) this is equal to
H^ q(X_{\overline{y}}, g'_{\overline{y}, !}(\mathcal{J}|_{X'_{\overline{y}}}))
where g'_{\overline{y}} : X'_{\overline{y}} \to X_{\overline{y}} is the induced morphism between geometric fibres. Since Y' \to Y is locally quasi-finite, we see that X'_{\overline{y}} is a disjoint union of the fibres X'_{\overline{y}'} at geometric points \overline{y}' of Y' lying over \overline{y}. Denote g'_{\overline{y}'} : X'_{\overline{y}'} \to X_{\overline{y}} the restriction of g'_{\overline{y}} to X'_{\overline{y}'}. Thus the previous cohomology group is equal to
H^ q(X_{\overline{y}}, \bigoplus \nolimits _{\overline{y}'/\overline{y}} g'_{\overline{y}', !}(\mathcal{J}|_{X'_{\overline{y}'}}))
for example by Lemma 63.3.15 (but it is also obvious from the definition of g'_{\overline{y}, !} in Section 63.3). Since taking étale cohomology over X_{\overline{y}} commutes with direct sums (Étale Cohomology, Theorem 59.51.3) we conclude it suffices to show that
H^ q(X_{\overline{y}}, g'_{\overline{y}', !}(\mathcal{J}|_{X'_{\overline{y}'}}))
is zero. Observe that g_{\overline{y}'} : X'_{\overline{y}'} \to X_{\overline{y}} is a morphism between proper scheme over \overline{y} and hence is proper itself. As it is locally quasi-finite as well we conclude that g_{\overline{y}'} is finite. Thus we see that g'_{\overline{y}', !} = g'_{\overline{y}', *} = Rg'_{\overline{y}', *}. By Leray we conlude that we have to show
H^ q(X'_{\overline{y}'}, \mathcal{J}|_{X'_{\overline{y}'}})
is zero. As \Lambda is torsion, this follows from proper base change (Étale Cohomology, Lemma 59.91.13) as the higher direct images of \mathcal{J} under f' are zero.
Proof in case (a). We will deduce this from case (b) by standard arguments. We will show that the induced map g_! R^ pf'_* K \to R^ pf_*(g'_!K) is an isomorphism for all p \in \mathbf{Z}. Fix an integer p_0 \in \mathbf{Z}. Let a be an integer such that H^ j(K) = 0 for j < a. We will prove g_! R^ pf'_* K \to R^ pf_*(g'_!K) is an isomorphism for p \leq p_0 by descending induction on a. If a > p_0, then we see that the left and right hand side of the map are zero for p \leq p_0 by trivial vanishing, see Derived Categories, Lemma 13.16.1 (and use that g_! and g'_! are exact functors). Assume a \leq p_0. Consider the distinguished triangle
H^ a(K)[-a] \to K \to \tau _{\geq a + 1}K
By induction we have the result for \tau _{\geq a + 1}K. In the next paragraph, we will prove the result for H^ a(K)[-a]. Then five lemma applied to the map between long exact sequence of cohomology sheaves associated to the map of distinguished triangles
\xymatrix{ g_! Rf'_*(H^ a(K)[-a]) \ar[d] \ar[r] & g_! Rf'_* K \ar[r] \ar[d] & g_! Rf'_* \tau _{\geq a + 1} K \ar[d] \\ Rf_*(g'_!(H^ a(K)[-a])) \ar[r] & Rf_*(g'_!K) \ar[r] & Rf_*(g'_!\tau _{|geq a + 1}K) }
gives the result for K. Some details omitted.
Let \mathcal{F} be a torsion abelian sheaf on X'_{\acute{e}tale}. To finish the proof we show that g_! Rf'_*\mathcal{F} \to R^ pf_*(g'_!\mathcal{F}) is an isomorphism for all p. We can write \mathcal{F} = \bigcup \mathcal{F}[n] where \mathcal{F}[n] = \mathop{\mathrm{Ker}}(n : \mathcal{F} \to \mathcal{F}). We have the isomorphism for \mathcal{F}[n] by case (b). Since the functors g_!, g'_!, R^ pf_*, R^ pf'_* commute with filtered colimits (follows from Lemma 63.3.17 and Étale Cohomology, Lemma 59.51.8) the proof is complete.
\square
Lemma 63.8.2. Consider a commutative diagram of schemes
\xymatrix{ X' \ar[r]_ k \ar[d]_{f'} & X \ar[d]^ f \\ Y' \ar[r]_ l \ar[d]_{g'} & Y \ar[d]^ g \\ Z' \ar[r]^ m & Z }
with f, f', g and g' proper and k, l, and m separated and locally quasi-finite. Then the isomorphisms of Lemma 63.8.1 for the two squares compose to give the isomorphism for the outer rectangle (see proof for a precise statement).
Proof.
The statement means that if we write R(g \circ f)_* = Rg_* \circ Rf_* and R(g' \circ f')_* = Rg'_* \circ Rf'_*, then the isomorphism m_! \circ Rg'_* \circ Rf'_* \to Rg_* \circ Rf_* \circ k_! of the outer rectangle is equal to the composition
m_! \circ Rg'_* \circ Rf'_* \to Rg_* \circ l_! \circ Rf'_* \to Rg_* \circ Rf_* \circ k_!
of the two maps of the squares in the diagram. To prove this choose a K-injective complex \mathcal{J}^\bullet of \Lambda -modules on X'_{\acute{e}tale} and a quasi-isomorphism k_!\mathcal{J}^\bullet \to \mathcal{I}^\bullet to a K-injective complex \mathcal{I}^\bullet of \Lambda -modules on X_{\acute{e}tale}. The proof of Lemma 63.8.1 shows that the canonical map
a : l_!f'_*\mathcal{J}^\bullet \to f_*\mathcal{I}^\bullet
is a quasi-isomorphism and this quasi-isomorphism produces the second arrow on applying Rg_*. By Cohomology on Sites, Lemma 21.20.10 the complex f_*\mathcal{I}^\bullet , resp. f'_*\mathcal{J}^\bullet is a K-injective complex of \Lambda -modules on Y_{\acute{e}tale}, resp. Y'_{\acute{e}tale}. (Using this is cheating and could be avoided.) In particular, the same reasoning gives that the canonical map
b : m_!g'_*f'_*\mathcal{J}^\bullet \to g_*f_*\mathcal{I}^\bullet
is a quasi-isomorphism and this quasi-isomorphism represents the first arrow. Finally, the proof of Lemma 63.8.1 show that g_*l_!f'_!\mathcal{J}^\bullet represents Rg_*(l_!f'_*\mathcal{J}^\bullet ) because f'_*\mathcal{J}^\bullet is K-injective. Hence Rg_*(a) = g_*(a) and the composition g_*(a) \circ b is the arrow of Lemma 63.8.1 for the rectangle.
\square
Lemma 63.8.3. Consider a commutative diagram of schemes
\xymatrix{ X'' \ar[r]_{g'} \ar[d]_{f''} & X' \ar[r]_ g \ar[d]_{f'} & X \ar[d]^ f \\ Y'' \ar[r]^{h'} & Y' \ar[r]^ h & Y }
with f, f', and f'' proper and g, g', h, and h' separated and locally quasi-finite. Then the isomorphisms of Lemma 63.8.1 for the two squares compose to give the isomorphism for the outer rectangle (see proof for a precise statement).
Proof.
The statement means that if we write (h \circ h')_! = h_! \circ h'_! and (g \circ g')_! = g_! \circ g'_! using the equalities of Lemma 63.3.13, then the isomorphism h_! \circ h'_! \circ Rf''_* \to Rf_* \circ g_! \circ g'_! of the outer rectangle is equal to the composition
h_! \circ h'_! \circ Rf''_* \to h_! \circ Rf'_* \circ g'_! \to Rf_* \circ g_! \circ g'_!
of the two maps of the squares in the diagram. To prove this choose a K-injective complex \mathcal{I}^\bullet of \Lambda -modules on X''_{\acute{e}tale} and a quasi-isomorphism g'_!\mathcal{I}^\bullet \to \mathcal{J}^\bullet to a K-injective complex \mathcal{J}^\bullet of \Lambda -modules on X'_{\acute{e}tale}. Next, choose a quasi-isomorphism g_!\mathcal{J}^\bullet \to \mathcal{K}^\bullet to a K-injective complex \mathcal{K}^\bullet of \Lambda -modules on X_{\acute{e}tale}. The proof of Lemma 63.8.1 shows that the canonical maps
h'_!f''_*\mathcal{I}^\bullet \to f'_*\mathcal{J}^\bullet \quad \text{and}\quad h_!f'_*\mathcal{J}^\bullet \to f_*\mathcal{K}^\bullet
are quasi-isomorphisms and these quasi-isomorphisms define the first and second arrow above. Since g_! is an exact functor (Lemma 63.3.17) we find that g_!g'_!\mathcal{I}^\bullet \to \mathcal{K}^\bullet is a quasi-ismorphism and hence the canonical map
h_!h'_!f''_*\mathcal{I}^\bullet \to f_*\mathcal{K}^\bullet
is a quasi-isomorphism and represents the map for the outer rectangle in the derived category. Clearly this map is the composition of the other two and the proof is complete.
\square
Lemma 63.8.5. Let b : Y_1 \to Y be a morphism of schemes. Consider a commutative diagram of schemes
\vcenter { \xymatrix{ X' \ar[r]_{g'} \ar[d]_{f'} & X \ar[d]^ f \\ Y' \ar[r]^ g & Y } } \quad \text{and let}\quad \vcenter { \xymatrix{ X'_1 \ar[r]_{g'_1} \ar[d]_{f'_1} & X_1 \ar[d]^{f_1} \\ Y'_1 \ar[r]^{g_1} & Y_1 } }
be the base change by b. Assume f and f' proper and g and g' separated and locally quasi-finite. For a ring \Lambda and K in D(X'_{\acute{e}tale}, \Lambda ) there is commutative diagram
\xymatrix{ b^{-1}g_!Rf'_*K \ar[d] \ar[r] & g_{1, !}(b')^{-1}Rf'_*K \ar[r] & g_{1, !}Rf'_{1, *}(a')^{-1}K \ar[d] \\ b^{-1}Rf_*g'_!K \ar[r] & Rf_{1, *}a^{-1}g'_!K \ar[r] & Rf_{1, *}g'_{1, !}(a')^{-1}K }
in D(Y_{1, {\acute{e}tale}}, \Lambda ) where a : X_1 \to X, a' : X'_1 \to X', b' : Y'_1 \to Y' are the projections, the vertical maps are the arrows of Lemma 63.8.1 and the horizontal arrows are the base change map (from Étale Cohomology, Section 59.86) and the base change map of Lemma 63.3.12.
Proof.
Represent K by a K-injective complex \mathcal{J}^\bullet of sheaves of \Lambda -modules on X'_{\acute{e}tale}. Choose a quasi-isomorphism g'_!\mathcal{J}^\bullet \to \mathcal{I}^\bullet to a K-injective complex \mathcal{I}^\bullet of sheaves of \Lambda -modules on X_{\acute{e}tale}. The proof of Lemma 63.8.1 constructs g_!Rf'_*K \to Rf_*g'_!K as
g_!f'_*\mathcal{J}^\bullet = g_!f'_!\mathcal{J}^\bullet = f_!g'_!\mathcal{J}^\bullet = f_*g'_!\mathcal{J}^\bullet \to f_*\mathcal{I}^\bullet
Choose a quasi-isomorphism (a')^{-1}\mathcal{J}^\bullet \to \mathcal{J}_1^\bullet to a K-injective complex \mathcal{J}_1^\bullet of sheaves of \Lambda -modules on X'_{1, {\acute{e}tale}}. Then we can pick a diagram of complexes
\xymatrix{ g'_{1, !}\mathcal{J}_1^\bullet \ar[rr] & & \mathcal{I}_1^\bullet \\ g'_{1, !}(a')^{-1}\mathcal{J}^\bullet \ar[u] \ar@{=}[r] & a^{-1}g'_!\mathcal{J}^\bullet \ar[r] & a^{-1}\mathcal{I}^\bullet \ar[u] }
commuting up to homotopy where all arrows are quasi-isomorphisms, the equality comes from Lemma 63.3.4, and \mathcal{I}_1^\bullet is a K-injective complex of sheaves of \Lambda -modules on X_{1, {\acute{e}tale}}. The map g_{1, !}Rf'_{1, *}(a')^{-1}K \to Rf_{1, *}g'_{1, !}(a')^{-1}K is given by
g_{1, !}f'_{1, *}\mathcal{J}_1^\bullet = g_{1, !}f'_{1, !}\mathcal{J}_1^\bullet = f_{1, !}g'_{1, !}\mathcal{J}_1^\bullet = f_{1, *}g'_{1, !}\mathcal{J}_1^\bullet \to f_{1, *}\mathcal{I}_1^\bullet
The identifications across the 3 equal signs in both arrows are compatible with pullback maps, i.e., the diagram
\xymatrix{ b^{-1}g_!f'_*\mathcal{J}^\bullet \ar@{=}[d] \ar[r] & g_{1, !}(b')^{-1}f'_*\mathcal{J}^\bullet \ar[r] & g_{1, !}f'_{1, *}(a')^{-1}\mathcal{J}^\bullet \ar@{=}[d] \\ b^{-1}f_*g'_!\mathcal{J}^\bullet \ar[r] & f_{1, *}a^{-1}g'_!\mathcal{J}^\bullet \ar[r] & f_{1, *}g'_{1, !}(a')^{-1}\mathcal{J}^\bullet }
of complexes of abelian sheaves commutes. To show this it is enough to show the diagram commutes with g_!, g_{1, !}, g'_!, g'_{1, !} replaced by g_*, g_{1, *}, g'_*, g'_{1, *} (because the shriek functors are defined as subfunctors of the * functors and the base change maps are defined in a manner compatible with this, see proof of Lemma 63.3.12). For this new diagram the commutativity follows from the compatibility of pullback maps with horizontal and vertical stacking of diagrams, see Sites, Remarks 7.45.3 and 7.45.4 so that going around the diagram in either direction is the pullback map for the base change of f \circ g' = g \circ f' by b. Since of course
\xymatrix{ g_{1, !}f'_{1, *}(a')^{-1}\mathcal{J}^\bullet \ar@{=}[d] \ar[r] & g_{1, !}f'_{1, *}\mathcal{J}_1^\bullet \ar@{=}[d] \\ f_{1, *}g'_{1, !}(a')^{-1}\mathcal{J}^\bullet \ar[r] & f_{1, *}g'_{1, !}\mathcal{J}_1^\bullet }
commutes, to finish the proof it suffices to show that
\xymatrix{ b^{-1}f_*g'_!\mathcal{J}^\bullet \ar[r] \ar[d] & f_{1, *}a^{-1}g'_!\mathcal{J}^\bullet \ar[r] \ar[d] & f_{1, *}g'_{1, !}(a')^{-1}\mathcal{J}^\bullet \ar[r] & f_{1, *}g'_{1, !}\mathcal{J}_1^\bullet \ar[d] \\ b^{-1}f_*\mathcal{I}^\bullet \ar[r] & f_{1, *}a^{-1}\mathcal{I}^\bullet \ar[rr] & & f_{1, *}\mathcal{I}_1^\bullet }
commutes in the derived category, which holds by our choice of maps earlier.
\square
Lemma 63.8.6. Consider a commutative diagram of schemes
\xymatrix{ X \ar[r]_ f \ar[rd]_ g & Y \ar[d]^ h \\ & Z }
with f and g locally quasi-finite and h proper. Let \Lambda be a ring. Funtorially in K \in D(X_{\acute{e}tale}, \Lambda ) there is a canonical map
g_!K \longrightarrow Rh_*(f_!K)
in D(Z_{\acute{e}tale}, \Lambda ). This map is an isomorphism if (a) K is bounded below and has torsion cohomology sheaves, or (b) \Lambda is a torsion ring.
Proof.
This is a special case of Lemma 63.8.1 if f and g are separated. We urge the reader to skip the proof in the general case as we'll mainly use the case where f and g are separated.
Represent K by a complex \mathcal{K}^\bullet of sheaves of \Lambda -modules on X_{\acute{e}tale}. Choose a quasi-isomorphism f_!\mathcal{K}^\bullet \to \mathcal{I}^\bullet into a K-injective complex \mathcal{I}^\bullet of sheaves of \Lambda -modules on Y_{\acute{e}tale}. Consider the map
g_!\mathcal{K}^\bullet = h_!f_!\mathcal{K}^\bullet = h_*f_!\mathcal{K}^\bullet \longrightarrow h_*\mathcal{I}^\bullet
where the equalities are Lemmas 63.4.11 and 63.3.4. This map of complexes determines the map g_!K \to Rh_*(f_!K) of the statement of the lemma.
Assume \Lambda is torsion, i.e., we are in case (b). To check the map is an isomorphism we may work locally on Z. Hence we may assume that the dimension of fibres of h is bounded, see Morphisms, Lemma 29.28.5. Then we see that Rh_* has finite cohomological dimension, see Étale Cohomology, Lemma 59.92.2. Hence by Derived Categories, Lemma 13.32.2, if we show that R^ qh_*(f_!\mathcal{F}) = 0 for q > 0 and any sheaf \mathcal{F} of \Lambda -modules on X_{\acute{e}tale}, then h_*f_!\mathcal{K}^\bullet \to h_*\mathcal{I}^\bullet is a quasi-isomorphism.
Observe that \mathcal{G} = f_!\mathcal{F} is a sheaf of \Lambda -modules on Y whose stalks are nonzero only at points y \in Y such that \kappa (y)/\kappa (h(y)) is a finite extension. This follows from the description of stalks of f_!\mathcal{F} in Lemma 63.4.5 and the fact that both f and g are locally quasi-finite. Hence by the proper base change theorem (Étale Cohomology, Lemma 59.91.13) it suffices to show that H^ q(Y_{\overline{z}}, \mathcal{H}) = 0 where \mathcal{H} is a sheaf on the proper scheme Y_{\overline{z}} over \kappa (\overline{z}) whose support is contained in the set of closed points. Thus the required vanishing by Étale Cohomology, Lemma 59.97.3.
Case (a) follows from case (b) by the exact same argument as used in the proof of Lemma 63.8.1 (using Lemma 63.4.5 instead of Lemma 63.3.17).
\square
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