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The Stacks project

59.74 Constructible sheaves on Noetherian schemes

If X is a Noetherian scheme then any locally closed subset is a constructible locally closed subset (Topology, Lemma 5.16.1). Hence an abelian sheaf \mathcal{F} on X_{\acute{e}tale} is constructible if and only if there exists a finite partition X = \coprod X_ i such that \mathcal{F}|_{X_ i} is finite locally constant. (By convention a partition of a topological space has locally closed parts, see Topology, Section 5.28.) In other words, we can omit the adjective “constructible” in Definition 59.71.1. Actually, the category of constructible sheaves on Noetherian schemes has some additional properties which we will catalogue in this section.

Proposition 59.74.1. Let X be a Noetherian scheme. Let \Lambda be a Noetherian ring.

  1. Any sub or quotient sheaf of a constructible sheaf of sets is constructible.

  2. The category of constructible abelian sheaves on X_{\acute{e}tale} is a (strong) Serre subcategory of \textit{Ab}(X_{\acute{e}tale}). In particular, every sub and quotient sheaf of a constructible abelian sheaf on X_{\acute{e}tale} is constructible.

  3. The category of constructible sheaves of \Lambda -modules on X_{\acute{e}tale} is a (strong) Serre subcategory of \textit{Mod}(X_{\acute{e}tale}, \Lambda ). In particular, every submodule and quotient module of a constructible sheaf of \Lambda -modules on X_{\acute{e}tale} is constructible.

Proof. Proof of (1). Let \mathcal{G} \subset \mathcal{F} with \mathcal{F} a constructible sheaf of sets on X_{\acute{e}tale}. Let \eta \in X be a generic point of an irreducible component of X. By Noetherian induction it suffices to find an open neighbourhood U of \eta such that \mathcal{G}|_ U is locally constant. To do this we may replace X by an étale neighbourhood of \eta . Hence we may assume \mathcal{F} is constant and X is irreducible.

Say \mathcal{F} = \underline{S} for some finite set S. Then S' = \mathcal{G}_{\overline{\eta }} \subset S say S' = \{ s_1, \ldots , s_ t\} . Pick an étale neighbourhood (U, \overline{u}) of \overline{\eta } and sections \sigma _1, \ldots , \sigma _ t \in \mathcal{G}(U) which map to s_ i in \mathcal{G}_{\overline{\eta }} \subset S. Since \sigma _ i maps to an element s_ i \in S' \subset S = \Gamma (X, \mathcal{F}) we see that the two pullbacks of \sigma _ i to U \times _ X U are the same as sections of \mathcal{G}. By the sheaf condition for \mathcal{G} we find that \sigma _ i comes from a section of \mathcal{G} over the open \mathop{\mathrm{Im}}(U \to X) of X. Shrinking X we may assume \underline{S'} \subset \mathcal{G} \subset \underline{S}. Then we see that \underline{S'} = \mathcal{G} by Lemma 59.73.12.

Let \mathcal{F} \to \mathcal{Q} be a surjection with \mathcal{F} a constructible sheaf of sets on X_{\acute{e}tale}. Then set \mathcal{G} = \mathcal{F} \times _\mathcal {Q} \mathcal{F}. By the first part of the proof we see that \mathcal{G} is constructible as a subsheaf of \mathcal{F} \times \mathcal{F}. This in turn implies that \mathcal{Q} is constructible, see Lemma 59.71.6.

Proof of (3). we already know that constructible sheaves of modules form a weak Serre subcategory, see Lemma 59.71.6. Thus it suffices to show the statement on submodules.

Let \mathcal{G} \subset \mathcal{F} be a submodule of a constructible sheaf of \Lambda -modules on X_{\acute{e}tale}. Let \eta \in X be a generic point of an irreducible component of X. By Noetherian induction it suffices to find an open neighbourhood U of \eta such that \mathcal{G}|_ U is locally constant. To do this we may replace X by an étale neighbourhood of \eta . Hence we may assume \mathcal{F} is constant and X is irreducible.

Say \mathcal{F} = \underline{M} for some finite \Lambda -module M. Then M' = \mathcal{G}_{\overline{\eta }} \subset M. Pick finitely many elements s_1, \ldots , s_ t generating M' as a \Lambda -module. (This is possible as \Lambda is Noetherian and M is finite.) Pick an étale neighbourhood (U, \overline{u}) of \overline{\eta } and sections \sigma _1, \ldots , \sigma _ t \in \mathcal{G}(U) which map to s_ i in \mathcal{G}_{\overline{\eta }} \subset M. Since \sigma _ i maps to an element s_ i \in M' \subset M = \Gamma (X, \mathcal{F}) we see that the two pullbacks of \sigma _ i to U \times _ X U are the same as sections of \mathcal{G}. By the sheaf condition for \mathcal{G} we find that \sigma _ i comes from a section of \mathcal{G} over the open \mathop{\mathrm{Im}}(U \to X) of X. Shrinking X we may assume \underline{M'} \subset \mathcal{G} \subset \underline{M}. Then we see that \underline{M'} = \mathcal{G} by Lemma 59.73.12.

Proof of (2). This follows in the usual manner from (3). Details omitted. \square

The following lemma tells us that every object of the abelian category of constructible sheaves on X is “Noetherian”, i.e., satisfies a.c.c. for subobjects.

Lemma 59.74.2. Let X be a Noetherian scheme. Let \Lambda be a Noetherian ring. Consider inclusions

\mathcal{F}_1 \subset \mathcal{F}_2 \subset \mathcal{F}_3 \subset \ldots \subset \mathcal{F}

in the category of sheaves of sets, abelian groups, or \Lambda -modules. If \mathcal{F} is constructible, then for some n we have \mathcal{F}_ n = \mathcal{F}_{n + 1} = \mathcal{F}_{n + 2} = \ldots .

Proof. By Proposition 59.74.1 we see that \mathcal{F}_ i and \mathop{\mathrm{colim}}\nolimits \mathcal{F}_ i are constructible. Then the lemma follows from Lemma 59.71.8. \square

Lemma 59.74.3. Let X be a Noetherian scheme.

  1. Let \mathcal{F} be a constructible sheaf of sets on X_{\acute{e}tale}. There exist an injective map of sheaves

    \mathcal{F} \longrightarrow \prod \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{E_ i}

    where f_ i : Y_ i \to X is a finite morphism and E_ i is a finite set.

  2. Let \mathcal{F} be a constructible abelian sheaf on X_{\acute{e}tale}. There exist an injective map of abelian sheaves

    \mathcal{F} \longrightarrow \bigoplus \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{M_ i}

    where f_ i : Y_ i \to X is a finite morphism and M_ i is a finite abelian group.

  3. Let \Lambda be a Noetherian ring. Let \mathcal{F} be a constructible sheaf of \Lambda -modules on X_{\acute{e}tale}. There exist an injective map of sheaves of modules

    \mathcal{F} \longrightarrow \bigoplus \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{M_ i}

    where f_ i : Y_ i \to X is a finite morphism and M_ i is a finite \Lambda -module.

Moreover, we may assume each Y_ i is irreducible, reduced, maps onto an irreducible and reduced closed subscheme Z_ i \subset X such that Y_ i \to Z_ i is finite étale over a nonempty open of Z_ i.

Proof. Proof of (1). Because we have the ascending chain condition for subsheaves of \mathcal{F} (Lemma 59.74.2), it suffices to show that for every point x \in X we can find a map \varphi : \mathcal{F} \to f_*\underline{E} where f : Y \to X is finite and E is a finite set such that \varphi _{\overline{x}} : \mathcal{F}_{\overline{x}} \to (f_*S)_{\overline{x}} is injective. (This argument can be avoided by picking a partition of X as in Lemma 59.71.2 and constructing a Y_ i \to X for each irreducible component of each part.) Let Z \subset X be the induced reduced scheme structure (Schemes, Definition 26.12.5) on \overline{\{ x\} }. Since \mathcal{F} is constructible, there is a finite separable extension K/\kappa (x) such that \mathcal{F}|_{\mathop{\mathrm{Spec}}(K)} is the constant sheaf with value E for some finite set E. Let Y \to Z be the normalization of Z in \mathop{\mathrm{Spec}}(K). By Morphisms, Lemma 29.53.13 we see that Y is a normal integral scheme. As K/\kappa (x) is a finite extension, it is clear that K is the function field of Y. Denote g : \mathop{\mathrm{Spec}}(K) \to Y the inclusion. The map \mathcal{F}|_{\mathop{\mathrm{Spec}}(K)} \to \underline{E} is adjoint to a map \mathcal{F}|_ Y \to g_*\underline{E} = \underline{E} (Lemma 59.73.13). This in turn is adjoint to a map \varphi : \mathcal{F} \to f_*\underline{E}. Observe that the stalk of \varphi at a geometric point \overline{x} is injective: we may take a lift \overline{y} \in Y of \overline{x} and the commutative diagram

\xymatrix{ \mathcal{F}_{\overline{x}} \ar@{=}[r] \ar[d] & (\mathcal{F}|_ Y)_{\overline{y}} \ar@{=}[d] \\ (f_*\underline{E})_{\overline{x}} \ar[r] & \underline{E}_{\overline{y}} }

proves the injectivity. We are not yet done, however, as the morphism f : Y \to Z is integral but in general not finite1.

To fix the problem stated in the last sentence of the previous paragraph, we write Y = \mathop{\mathrm{lim}}\nolimits _{i \in I} Y_ i with Y_ i irreducible, integral, and finite over Z. Namely, apply Properties, Lemma 28.22.13 to f_*\mathcal{O}_ Y viewed as a sheaf of \mathcal{O}_ Z-algebras and apply the functor \underline{\mathop{\mathrm{Spec}}}_ Z. Then f_*\underline{E} = \mathop{\mathrm{colim}}\nolimits f_{i, *}\underline{E} by Lemma 59.51.7. By Lemma 59.73.8 the map \mathcal{F} \to f_*\underline{E} factors through f_{i, *}\underline{E} for some i. Since Y_ i \to Z is a finite morphism of integral schemes and since the function field extension induced by this morphism is finite separable, we see that the morphism is finite étale over a nonempty open of Z (use Algebra, Lemma 10.140.9; details omitted). This finishes the proof of (1).

The proofs of (2) and (3) are identical to the proof of (1). \square

In the following lemma we use a standard trick to reduce a very general statement to the Noetherian case.

Lemma 59.74.4.reference Let X be a quasi-compact and quasi-separated scheme.

  1. Let \mathcal{F} be a constructible sheaf of sets on X_{\acute{e}tale}. There exist an injective map of sheaves

    \mathcal{F} \longrightarrow \prod \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{E_ i}

    where f_ i : Y_ i \to X is a finite and finitely presented morphism and E_ i is a finite set.

  2. Let \mathcal{F} be a constructible abelian sheaf on X_{\acute{e}tale}. There exist an injective map of abelian sheaves

    \mathcal{F} \longrightarrow \bigoplus \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{M_ i}

    where f_ i : Y_ i \to X is a finite and finitely presented morphism and M_ i is a finite abelian group.

  3. Let \Lambda be a Noetherian ring. Let \mathcal{F} be a constructible sheaf of \Lambda -modules on X_{\acute{e}tale}. There exist an injective map of sheaves of modules

    \mathcal{F} \longrightarrow \bigoplus \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{M_ i}

    where f_ i : Y_ i \to X is a finite and finitely presented morphism and M_ i is a finite \Lambda -module.

Proof. We will reduce this lemma to the Noetherian case by absolute Noetherian approximation. Namely, by Limits, Proposition 32.5.4 we can write X = \mathop{\mathrm{lim}}\nolimits _{t \in T} X_ t with each X_ t of finite type over \mathop{\mathrm{Spec}}(\mathbf{Z}) and with affine transition morphisms. By Lemma 59.73.10 the category of constructible sheaves (of sets, abelian groups, or \Lambda -modules) on X_{\acute{e}tale} is the colimit of the corresponding categories for X_ t. Thus our constructible sheaf \mathcal{F} is the pullback of a similar constructible sheaf \mathcal{F}_ t over X_ t for some t. Then we apply the Noetherian case (Lemma 59.74.3) to find an injection

\mathcal{F}_ t \longrightarrow \prod \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{E_ i} \quad \text{or}\quad \mathcal{F}_ t \longrightarrow \bigoplus \nolimits _{i = 1, \ldots , n} f_{i, *}\underline{M_ i}

over X_ t for some finite morphisms f_ i : Y_ i \to X_ t. Since X_ t is Noetherian the morphisms f_ i are of finite presentation. Since pullback is exact and since formation of f_{i, *} commutes with base change (Lemma 59.55.3), we conclude. \square

Lemma 59.74.5. Let X be a Noetherian scheme. Let E \subset X be a subset closed under specialization.

  1. Let \mathcal{F} be a torsion abelian sheaf on X_{\acute{e}tale} whose support is contained in E. Then \mathcal{F} = \mathop{\mathrm{colim}}\nolimits \mathcal{F}_ i is a filtered colimit of constructible abelian sheaves \mathcal{F}_ i such that for each i the support of \mathcal{F}_ i is contained in a closed subset contained in E.

  2. Let \Lambda be a Noetherian ring and \mathcal{F} a sheaf of \Lambda -modules on X_{\acute{e}tale} whose support is contained in E. Then \mathcal{F} = \mathop{\mathrm{colim}}\nolimits \mathcal{F}_ i is a filtered colimit of constructible sheaves of \Lambda -modules \mathcal{F}_ i such that for each i the support of \mathcal{F}_ i is contained in a closed subset contained in E.

Proof. Proof of (1). We can write \mathcal{F} = \mathop{\mathrm{colim}}\nolimits _{i \in I} \mathcal{F}_ i with \mathcal{F}_ i constructible abelian by Lemma 59.73.2. By Proposition 59.74.1 the image \mathcal{F}'_ i \subset \mathcal{F} of the map \mathcal{F}_ i \to \mathcal{F} is constructible. Thus \mathcal{F} = \mathop{\mathrm{colim}}\nolimits \mathcal{F}'_ i and the support of \mathcal{F}'_ i is contained in E. Since the support of \mathcal{F}'_ i is constructible (by our definition of constructible sheaves), we see that its closure is also contained in E, see for example Topology, Lemma 5.23.6.

The proof in case (2) is exactly the same and we omit it. \square

[1] If X is a Nagata scheme, for example of finite type over a field, then Y \to Z is finite.

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