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The Stacks project

22.27 Obtaining triangulated categories

In this section we discuss the most general setup to which the arguments proving Derived Categories, Proposition 13.10.3 and Proposition 22.10.3 apply.

Let R be a ring. Let \mathcal{A} be a differential graded category over R. To make our argument work, we impose some axioms on \mathcal{A}:

  1. \mathcal{A} has a zero object and differential graded direct sums of two objects (as in Definition 22.26.4).

  2. there are functors [n] : \mathcal{A} \longrightarrow \mathcal{A} of differential graded categories such that [0] = \text{id}_\mathcal {A} and [n + m] = [n] \circ [m] and given isomorphisms

    \mathop{\mathrm{Hom}}\nolimits _\mathcal {A}(x, y[n]) = \mathop{\mathrm{Hom}}\nolimits _\mathcal {A}(x, y)[n]

    of differential graded R-modules compatible with composition.

Given our differential graded category \mathcal{A} we say

  1. a sequence x \to y \to z of morphisms of \text{Comp}(\mathcal{A}) is an admissible short exact sequence if there exists an isomorphism y \cong x \oplus z in the underlying graded category such that x \to z and y \to z are (co)projections.

  2. a morphism x\to y of \text{Comp}(\mathcal{A}) is an admissible monomorphism if it extends to an admissible short exact sequence x\to y\to z.

  3. a morphism y\to z of \text{Comp}(\mathcal{A}) is an admissible epimorphism if it extends to an admissible short exact sequence x\to y\to z.

The next lemma tells us an admissible short exact sequence gives a triangle, provided we have axioms (A) and (B).

Lemma 22.27.1. Let \mathcal{A} be a differential graded category satisfying axioms (A) and (B). Given an admissible short exact sequence x \to y \to z we obtain (see proof) a triangle

x \to y \to z \to x[1]

in \text{Comp}(\mathcal{A}) with the property that any two compositions in z[-1] \to x \to y \to z \to x[1] are zero in K(\mathcal{A}).

Proof. Choose a diagram

\xymatrix{ x \ar[rr]_1 \ar[rd]_ a & & x \\ & y \ar[ru]_\pi \ar[rd]^ b & \\ z \ar[rr]^1 \ar[ru]^ s & & z }

giving the isomorphism of graded objects y \cong x \oplus z as in the definition of an admissible short exact sequence. Here are some equations that hold in this situation

  1. 1 = \pi a and hence \text{d}(\pi ) a = 0,

  2. 1 = b s and hence b \text{d}(s) = 0,

  3. 1 = a \pi + s b and hence a \text{d}(\pi ) + \text{d}(s) b = 0,

  4. \pi s = 0 and hence \text{d}(\pi )s + \pi \text{d}(s) = 0,

  5. \text{d}(s) = a \pi \text{d}(s) because \text{d}(s) = (a \pi + s b)\text{d}(s) and b\text{d}(s) = 0,

  6. \text{d}(\pi ) = \text{d}(\pi ) s b because \text{d}(\pi ) = \text{d}(\pi )(a \pi + s b) and \text{d}(\pi )a = 0,

  7. \text{d}(\pi \text{d}(s)) = 0 because if we postcompose it with the monomorphism a we get \text{d}(a\pi \text{d}(s)) = \text{d}(\text{d}(s)) = 0, and

  8. \text{d}(\text{d}(\pi )s) = 0 as by (4) it is the negative of \text{d}(\pi \text{d}(s)) which is 0 by (7).

We've used repeatedly that \text{d}(a) = 0, \text{d}(b) = 0, and that \text{d}(1) = 0. By (7) we see that

\delta = \pi \text{d}(s) = - \text{d}(\pi ) s : z \to x[1]

is a morphism in \text{Comp}(\mathcal{A}). By (5) we see that the composition a \delta = a \pi \text{d}(s) = \text{d}(s) is homotopic to zero. By (6) we see that the composition \delta b = - \text{d}(\pi )sb = \text{d}(-\pi ) is homotopic to zero. \square

Besides axioms (A) and (B) we need an axiom concerning the existence of cones. We formalize everything as follows.

Situation 22.27.2. Here R is a ring and \mathcal{A} is a differential graded category over R having axioms (A), (B), and

  1. given an arrow f : x \to y of degree 0 with \text{d}(f) = 0 there exists an admissible short exact sequence y \to c(f) \to x[1] in \text{Comp}(\mathcal{A}) such that the map x[1] \to y[1] of Lemma 22.27.1 is equal to f[1].

We will call c(f) a cone of the morphism f. If (A), (B), and (C) hold, then cones are functorial in a weak sense.

Lemma 22.27.3.slogan In Situation 22.27.2 suppose that

\xymatrix{ x_1 \ar[r]_{f_1} \ar[d]_ a & y_1 \ar[d]^ b \\ x_2 \ar[r]^{f_2} & y_2 }

is a diagram of \text{Comp}(\mathcal{A}) commutative up to homotopy. Then there exists a morphism c : c(f_1) \to c(f_2) which gives rise to a morphism of triangles

(a, b, c) : (x_1, y_1, c(f_1)) \to (x_1, y_1, c(f_1))

in K(\mathcal{A}).

Proof. The assumption means there exists a morphism h : x_1 \to y_2 of degree -1 such that \text{d}(h) = b f_1 - f_2 a. Choose isomorphisms c(f_ i) = y_ i \oplus x_ i[1] of graded objects compatible with the morphisms y_ i \to c(f_ i) \to x_ i[1]. Let's denote a_ i : y_ i \to c(f_ i), b_ i : c(f_ i) \to x_ i[1], s_ i : x_ i[1] \to c(f_ i), and \pi _ i : c(f_ i) \to y_ i the given morphisms. Recall that x_ i[1] \to y_ i[1] is given by \pi _ i \text{d}(s_ i). By axiom (C) this means that

f_ i = \pi _ i \text{d}(s_ i) = - \text{d}(\pi _ i) s_ i

(we identify \mathop{\mathrm{Hom}}\nolimits (x_ i, y_ i) with \mathop{\mathrm{Hom}}\nolimits (x_ i[1], y_ i[1]) using the shift functor [1]). Set c = a_2 b \pi _1 + s_2 a b_1 + a_2hb. Then, using the equalities found in the proof of Lemma 22.27.1 we obtain

\begin{align*} \text{d}(c) & = a_2 b \text{d}(\pi _1) + \text{d}(s_2) a b_1 + a_2 \text{d}(h) b_1 \\ & = - a_2 b f_1 b_1 + a_2 f_2 a b_1 + a_2 (b f_1 - f_2 a) b_1 \\ & = 0 \end{align*}

(where we have used in particular that \text{d}(\pi _1) = \text{d}(\pi _1) s_1 b_1 = f_1 b_1 and \text{d}(s_2) = a_2 \pi _2 \text{d}(s_2) = a_2 f_2). Thus c is a degree 0 morphism c : c(f_1) \to c(f_2) of \mathcal{A} compatible with the given morphisms y_ i \to c(f_ i) \to x_ i[1]. \square

In Situation 22.27.2 we say that a triangle (x, y, z, f, g, h) in K(\mathcal{A}) is a distinguished triangle if there exists an admissible short exact sequence x' \to y' \to z' such that (x, y, z, f, g, h) is isomorphic as a triangle in K(\mathcal{A}) to the triangle (x', y', z', x' \to y', y' \to z', \delta ) constructed in Lemma 22.27.1. We will show below that

\boxed { K(\mathcal{A})\text{ is a triangulated category} }

This result, although not as general as one might think, applies to a number of natural generalizations of the cases covered so far in the Stacks project. Here are some examples:

  1. Let (X, \mathcal{O}_ X) be a ringed space. Let (A, d) be a sheaf of differential graded \mathcal{O}_ X-algebras. Let \mathcal{A} be the differential graded category of differential graded A-modules. Then K(\mathcal{A}) is a triangulated category.

  2. Let (\mathcal{C}, \mathcal{O}) be a ringed site. Let (A, d) be a sheaf of differential graded \mathcal{O}-algebras. Let \mathcal{A} be the differential graded category of differential graded A-modules. Then K(\mathcal{A}) is a triangulated category. See Differential Graded Sheaves, Proposition 24.22.4.

  3. Two examples with a different flavor may be found in Examples, Section 110.70.

The following simple lemma is a key to the construction.

Lemma 22.27.4. In Situation 22.27.2 given any object x of \mathcal{A}, and the cone C(1_ x) of the identity morphism 1_ x : x \to x, the identity morphism on C(1_ x) is homotopic to zero.

Proof. Consider the admissible short exact sequence given by axiom (C).

\xymatrix{ x \ar@<0.5ex>[r]^ a & C(1_ x) \ar@<0.5ex>[l]^{\pi } \ar@<0.5ex>[r]^ b & x[1]\ar@<0.5ex>[l]^ s }

Then by Lemma 22.27.1, identifying hom-sets under shifting, we have 1_ x=\pi d(s)=-d(\pi )s where s is regarded as a morphism in \mathop{\mathrm{Hom}}\nolimits _{\mathcal{A}}^{-1}(x,C(1_ x)). Therefore a=a\pi d(s)=d(s) using formula (5) of Lemma 22.27.1, and b=-d(\pi )sb=-d(\pi ) by formula (6) of Lemma 22.27.1. Hence

1_{C(1_ x)} = a\pi + sb = d(s)\pi - sd(\pi ) = d(s\pi )

since s is of degree -1. \square

A more general version of the above lemma will appear in Lemma 22.27.13. The following lemma is the analogue of Lemma 22.7.3.

Lemma 22.27.5. In Situation 22.27.2 given a diagram

\xymatrix{x\ar[r]^ f\ar[d]_ a & y\ar[d]^ b\\ z\ar[r]^ g & w}

in \text{Comp}(\mathcal{A}) commuting up to homotopy. Then

  1. If f is an admissible monomorphism, then b is homotopic to a morphism b' which makes the diagram commute.

  2. If g is an admissible epimorphism, then a is homotopic to a morphism a' which makes the diagram commute.

Proof. To prove (1), observe that the hypothesis implies that there is some h\in \mathop{\mathrm{Hom}}\nolimits _{\mathcal{A}}(x,w) of degree -1 such that bf-ga=d(h). Since f is an admissible monomorphism, there is a morphism \pi : y \to x in the category \mathcal{A} of degree 0. Let b' = b - d(h\pi ). Then

\begin{align*} b'f = bf - d(h\pi )f = & bf - d(h\pi f) \quad (\text{since }d(f) = 0) \\ = & bf-d(h) \\ = & ga \end{align*}

as desired. The proof for (2) is omitted. \square

The following lemma is the analogue of Lemma 22.7.4.

Lemma 22.27.6. In Situation 22.27.2 let \alpha : x \to y be a morphism in \text{Comp}(\mathcal{A}). Then there exists a factorization in \text{Comp}(\mathcal{A}):

\xymatrix{ x \ar[r]^{\tilde{\alpha }} & \tilde{y} \ar@<0.5ex>[r]^{\pi } & y\ar@<0.5ex>[l]^ s }

such that

  1. \tilde{\alpha } is an admissible monomorphism, and \pi \tilde{\alpha }=\alpha .

  2. There exists a morphism s:y\to \tilde{y} in \text{Comp}(\mathcal{A}) such that \pi s=1_ y and s\pi is homotopic to 1_{\tilde{y}}.

Proof. By axiom (A), we may let \tilde{y} be the differential graded direct sum of y and C(1_ x), i.e., there exists a diagram

\xymatrix@C=3pc{ y \ar@<0.5ex>[r]^ s & y\oplus C(1_ x) \ar@<0.5ex>[l]^{\pi } \ar@<0.5ex>[r]^{p} & C(1_ x)\ar@<0.5ex>[l]^ t }

where all morphisms are of degree zero, and in \text{Comp}(\mathcal{A}). Let \tilde{y} = y \oplus C(1_ x). Then 1_{\tilde{y}} = s\pi + tp. Consider now the diagram

\xymatrix{ x \ar[r]^{\tilde{\alpha }} & \tilde{y} \ar@<0.5ex>[r]^{\pi } & y\ar@<0.5ex>[l]^ s }

where \tilde{\alpha } is induced by the morphism x\xrightarrow {\alpha }y and the natural morphism x\to C(1_ x) fitting in the admissible short exact sequence

\xymatrix{ x \ar@<0.5ex>[r] & C(1_ x) \ar@<0.5ex>[l] \ar@<0.5ex>[r] & x[1]\ar@<0.5ex>[l] }

So the morphism C(1_ x)\to x of degree 0 in this diagram, together with the zero morphism y\to x, induces a degree-0 morphism \beta : \tilde{y} \to x. Then \tilde{\alpha } is an admissible monomorphism since it fits into the admissible short exact sequence

\xymatrix{ x\ar[r]^{\tilde{\alpha }} & \tilde{y} \ar[r] & x[1] }

Furthermore, \pi \tilde{\alpha } = \alpha by the construction of \tilde{\alpha }, and \pi s = 1_ y by the first diagram. It remains to show that s\pi is homotopic to 1_{\tilde{y}}. Write 1_ x as d(h) for some degree -1 map. Then, our last statement follows from

\begin{align*} 1_{\tilde{y}} - s\pi = & tp \\ = & t(dh)p\quad \text{(by Lemma 09QK)} \\ = & d(thp) \end{align*}

since dt = dp = 0, and t is of degree zero. \square

The following lemma is the analogue of Lemma 22.7.5.

Lemma 22.27.7. In Situation 22.27.2 let x_1 \to x_2 \to \ldots \to x_ n be a sequence of composable morphisms in \text{Comp}(\mathcal{A}). Then there exists a commutative diagram in \text{Comp}(\mathcal{A}):

\xymatrix{x_1\ar[r] & x_2\ar[r] & \ldots \ar[r] & x_ n\\ y_1\ar[r]\ar[u] & y_2\ar[r]\ar[u] & \ldots \ar[r] & y_ n\ar[u]}

such that each y_ i\to y_{i+1} is an admissible monomorphism and each y_ i\to x_ i is a homotopy equivalence.

Proof. The case for n=1 is trivial: one simply takes y_1 = x_1 and the identity morphism on x_1 is in particular a homotopy equivalence. The case n = 2 is given by Lemma 22.27.6. Suppose we have constructed the diagram up to x_{n - 1}. We apply Lemma 22.27.6 to the composition y_{n - 1} \to x_{n-1} \to x_ n to obtain y_ n. Then y_{n - 1} \to y_ n will be an admissible monomorphism, and y_ n \to x_ n a homotopy equivalence. \square

The following lemma is the analogue of Lemma 22.7.6.

Lemma 22.27.8. In Situation 22.27.2 let x_ i \to y_ i \to z_ i be morphisms in \mathcal{A} (i=1,2,3) such that x_2 \to y_2\to z_2 is an admissible short exact sequence. Let b : y_1 \to y_2 and b' : y_2\to y_3 be morphisms in \text{Comp}(\mathcal{A}) such that

\vcenter { \xymatrix{ x_1 \ar[d]_0 \ar[r] & y_1 \ar[r] \ar[d]_ b & z_1 \ar[d]_0 \\ x_2 \ar[r] & y_2 \ar[r] & z_2 } } \quad \text{and}\quad \vcenter { \xymatrix{ x_2 \ar[d]^0 \ar[r] & y_2 \ar[r] \ar[d]^{b'} & z_2 \ar[d]^0 \\ x_3 \ar[r] & y_3 \ar[r] & z_3 } }

commute up to homotopy. Then b'\circ b is homotopic to 0.

Proof. By Lemma 22.27.5, we can replace b and b' by homotopic maps \tilde{b} and \tilde{b}', such that the right square of the left diagram commutes and the left square of the right diagram commutes. Say b = \tilde{b} + d(h) and b'=\tilde{b}'+d(h') for degree -1 morphisms h and h' in \mathcal{A}. Hence

b'b = \tilde{b}'\tilde{b} + d(\tilde{b}'h + h'\tilde{b} + h'd(h))

since d(\tilde{b})=d(\tilde{b}')=0, i.e. b'b is homotopic to \tilde{b}'\tilde{b}. We now want to show that \tilde{b}'\tilde{b}=0. Because x_2\xrightarrow {f} y_2\xrightarrow {g} z_2 is an admissible short exact sequence, there exist degree 0 morphisms \pi : y_2 \to x_2 and s : z_2 \to y_2 such that \text{id}_{y_2} = f\pi + sg. Therefore

\tilde{b}'\tilde{b} = \tilde{b}'(f\pi + sg)\tilde{b} = 0

since g\tilde{b} = 0 and \tilde{b}'f = 0 as consequences of the two commuting squares. \square

The following lemma is the analogue of Lemma 22.8.1.

Lemma 22.27.9. In Situation 22.27.2 let 0 \to x \to y \to z \to 0 be an admissible short exact sequence in \text{Comp}(\mathcal{A}). The triangle

\xymatrix{x\ar[r] & y\ar[r] & z\ar[r]^{\delta } & x[1]}

with \delta : z \to x[1] as defined in Lemma 22.27.1 is up to canonical isomorphism in K(\mathcal{A}), independent of the choices made in Lemma 22.27.1.

Proof. Suppose \delta is defined by the splitting

\xymatrix{ x \ar@<0.5ex>[r]^{a} & y \ar@<0.5ex>[r]^ b\ar@<0.5ex>[l]^{\pi } & z \ar@<0.5ex>[l]^ s }

and \delta ' is defined by the splitting with \pi ',s' in place of \pi ,s. Then

s'-s = (a\pi + sb)(s'-s) = a\pi s'

since bs' = bs = 1_ z and \pi s = 0. Similarly,

\pi ' - \pi = (\pi ' - \pi )(a\pi + sb) = \pi 'sb

Since \delta = \pi d(s) and \delta ' = \pi 'd(s') as constructed in Lemma 22.27.1, we may compute

\delta ' = \pi 'd(s') = (\pi + \pi 'sb)d(s + a\pi s') = \delta + d(\pi s')

using \pi a = 1_ x, ba = 0, and \pi 'sbd(s') = \pi 'sba\pi d(s') = 0 by formula (5) in Lemma 22.27.1. \square

The following lemma is the analogue of Lemma 22.9.1.

Lemma 22.27.10. In Situation 22.27.2 let f: x \to y be a morphism in \text{Comp}(\mathcal{A}). The triangle (y, c(f), x[1], i, p, f[1]) is the triangle associated to the admissible short exact sequence

\xymatrix{y\ar[r] & c(f) \ar[r] & x[1]}

where the cone c(f) is defined as in Lemma 22.27.1.

Proof. This follows from axiom (C). \square

The following lemma is the analogue of Lemma 22.9.2.

Lemma 22.27.11. In Situation 22.27.2 let \alpha : x \to y and \beta : y \to z define an admissible short exact sequence

\xymatrix{ x \ar[r] & y\ar[r] & z }

in \text{Comp}(\mathcal{A}). Let (x, y, z, \alpha , \beta , \delta ) be the associated triangle in K(\mathcal{A}). Then, the triangles

(z[-1], x, y, \delta [-1], \alpha , \beta ) \quad \text{and}\quad (z[-1], x, c(\delta [-1]), \delta [-1], i, p)

are isomorphic.

Proof. We have a diagram of the form

\xymatrix{ z[-1]\ar[r]^{\delta [-1]}\ar[d]^1 & x\ar@<0.5ex>[r]^{\alpha }\ar[d]^1 & y\ar@<0.5ex>[r]^{\beta }\ar@{.>}[d]\ar@<0.5ex>[l]^{\tilde{\alpha }} & z\ar[d]^1\ar@<0.5ex>[l]^{\tilde\beta } \\ z[-1] \ar[r]^{\delta [-1]} & x\ar@<0.5ex>[r]^ i & c(\delta [-1]) \ar@<0.5ex>[r]^ p\ar@<0.5ex>[l]^{\tilde i} & z\ar@<0.5ex>[l]^{\tilde p} }

with splittings to \alpha , \beta , i, and p given by \tilde{\alpha }, \tilde{\beta }, \tilde{i}, and \tilde{p} respectively. Define a morphism y \to c(\delta [-1]) by i\tilde{\alpha } + \tilde{p}\beta and a morphism c(\delta [-1]) \to y by \alpha \tilde{i} + \tilde{\beta } p. Let us first check that these define morphisms in \text{Comp}(\mathcal{A}). We remark that by identities from Lemma 22.27.1, we have the relation \delta [-1] = \tilde{\alpha }d(\tilde{\beta }) = -d(\tilde{\alpha })\tilde{\beta } and the relation \delta [-1] = \tilde{i}d(\tilde{p}). Then

\begin{align*} d(\tilde{\alpha }) & = d(\tilde{\alpha })\tilde{\beta }\beta \\ & = -\delta [-1]\beta \end{align*}

where we have used equation (6) of Lemma 22.27.1 for the first equality and the preceding remark for the second. Similarly, we obtain d(\tilde{p}) = i\delta [-1]. Hence

\begin{align*} d(i\tilde{\alpha } + \tilde{p}\beta ) & = d(i)\tilde{\alpha } + id(\tilde{\alpha }) + d(\tilde{p})\beta + \tilde{p}d(\beta ) \\ & = id(\tilde{\alpha }) + d(\tilde{p})\beta \\ & = -i\delta [-1]\beta + i\delta [-1]\beta \\ & = 0 \end{align*}

so i\tilde{\alpha } + \tilde{p}\beta is indeed a morphism of \text{Comp}(\mathcal{A}). By a similar calculation, \alpha \tilde{i} + \tilde{\beta } p is also a morphism of \text{Comp}(\mathcal{A}). It is immediate that these morphisms fit in the commutative diagram. We compute:

\begin{align*} (i\tilde{\alpha } + \tilde{p}\beta )(\alpha \tilde{i} + \tilde{\beta } p) & = i\tilde{\alpha }\alpha \tilde{i} + i\tilde{\alpha }\tilde{\beta }p + \tilde{p}\beta \alpha \tilde{i} + \tilde{p}\beta \tilde{\beta }p \\ & = i\tilde{i} + \tilde{p}p \\ & = 1_{c(\delta [-1])} \end{align*}

where we have freely used the identities of Lemma 22.27.1. Similarly, we compute (\alpha \tilde{i} + \tilde{\beta } p)(i\tilde{\alpha } + \tilde{p}\beta ) = 1_ y, so we conclude y \cong c(\delta [-1]). Hence, the two triangles in question are isomorphic. \square

The following lemma is the analogue of Lemma 22.9.3.

Lemma 22.27.12. In Situation 22.27.2 let f_1 : x_1 \to y_1 and f_2 : x_2 \to y_2 be morphisms in \text{Comp}(\mathcal{A}). Let

(a,b,c): (x_1,y_1,c(f_1), f_1, i_1, p_1) \to (x_2,y_2, c(f_2), f_2, i_1, p_1)

be any morphism of triangles in K(\mathcal{A}). If a and b are homotopy equivalences, then so is c.

Proof. Since a and b are homotopy equivalences, they are invertible in K(\mathcal{A}) so let a^{-1} and b^{-1} denote their inverses in K(\mathcal{A}), giving us a commutative diagram

\xymatrix{ x_2\ar[d]^{a^{-1}}\ar[r]^{f_2} & y_2\ar[d]^{b^{-1}}\ar[r]^{i_2} & c(f_2)\ar[d]^{c'} \\ x_1\ar[r]^{f_1} & y_1 \ar[r]^{i_1} & c(f_1) }

where the map c' is defined via Lemma 22.27.3 applied to the left commutative box of the above diagram. Since the diagram commutes in K(\mathcal{A}), it suffices by Lemma 22.27.8 to prove the following: given a morphism of triangle (1,1,c): (x,y,c(f),f,i,p)\to (x,y,c(f),f,i,p) in K(\mathcal{A}), the map c is an isomorphism in K(\mathcal{A}). We have the commutative diagrams in K(\mathcal{A}):

\vcenter { \xymatrix{ y\ar[d]^{1}\ar[r] & c(f)\ar[d]^{c}\ar[r] & x[1]\ar[d]^{1} \\ y\ar[r] & c(f) \ar[r] & x[1] } } \quad \Rightarrow \quad \vcenter { \xymatrix{ y\ar[d]^{0}\ar[r] & c(f)\ar[d]^{c-1}\ar[r] & x[1]\ar[d]^{0} \\ y\ar[r] & c(f) \ar[r] & x[1] } }

Since the rows are admissible short exact sequences, we obtain the identity (c-1)^2 = 0 by Lemma 22.27.8, from which we conclude that 2-c is inverse to c in K(\mathcal{A}) so that c is an isomorphism. \square

The following lemma is the analogue of Lemma 22.9.4.

Lemma 22.27.13. In Situation 22.27.2.

  1. Given an admissible short exact sequence x\xrightarrow {\alpha } y\xrightarrow {\beta } z. Then there exists a homotopy equivalence e:C(\alpha )\to z such that the diagram

    22.27.13.1
    \begin{equation} \label{dga-equation-cone-isom-triangle} \vcenter { \xymatrix{ x\ar[r]^{\alpha }\ar[d] & y\ar[r]^{b}\ar[d] & C(\alpha )\ar[r]^{-c}\ar@{.>}[d]^{e} & x[1]\ar[d] \\ x\ar[r]^{\alpha } & y\ar[r]^{\beta } & z\ar[r]^{\delta } & x[1] } } \end{equation}

    defines an isomorphism of triangles in K(\mathcal{A}). Here y\xrightarrow {b}C(\alpha )\xrightarrow {c}x[1] is the admissible short exact sequence given as in axiom (C).

  2. Given a morphism \alpha : x \to y in \text{Comp}(\mathcal{A}), let x \xrightarrow {\tilde{\alpha }} \tilde{y} \to y be the factorization given as in Lemma 22.27.6, where the admissible monomorphism x \xrightarrow {\tilde{\alpha }} y extends to the admissible short exact sequence

    \xymatrix{ x \ar[r]^{\tilde{\alpha }} & \tilde{y} \ar[r] & z }

    Then there exists an isomorphism of triangles

    \xymatrix{ x \ar[r]^{\tilde{\alpha }} \ar[d] & \tilde{y} \ar[r] \ar[d] & z \ar[r]^{\delta } \ar@{.>}[d]^{e} & x[1] \ar[d] \\ x \ar[r]^{\alpha } & y \ar[r] & C(\alpha ) \ar[r]^{-c} & x[1] }

    where the upper triangle is the triangle associated to the sequence x \xrightarrow {\tilde{\alpha }} \tilde{y} \to z.

Proof. For (1), we consider the more complete diagram, without the sign change on c:

\xymatrix{ x\ar@<0.5ex>[r]^{\alpha } \ar[d] & y\ar@<0.5ex>[l]^{\pi } \ar@<0.5ex>[r]^{b}\ar[d] & C(\alpha )\ar@<0.5ex>[l]^{p} \ar@<0.5ex>[r]^{c}\ar@{.>}@<0.5ex>[d]^{e} & x[1]\ar@<0.5ex>[l]^{\sigma } \ar[d]\ar@<0.5ex>[r]^{\alpha } & y[1]\ar@<0.5ex>[l]^{\pi } \\ x\ar@<0.5ex>[r]^{\alpha } & y\ar@<0.5ex>[r]^{\beta } \ar@<0.5ex>[l]^{\pi } & z\ar[r]^{\delta }\ar@<0.5ex>[l]^{s} \ar@{.>}@<0.5ex>[u]^{f} & x[1] }

where the admissible short exact sequence x\xrightarrow {\alpha } y\xrightarrow {\beta } z is given the splitting \pi , s, and the admissible short exact sequence y\xrightarrow {b}C(\alpha )\xrightarrow {c}x[1] is given the splitting p, \sigma . Note that (identifying hom-sets under shifting)

\alpha = pd(\sigma ) = -d(p)\sigma ,\quad \delta = \pi d(s) = -d(\pi )s

by the construction in Lemma 22.27.1.

We define e=\beta p and f=bs-\sigma \delta . We first check that they are morphisms in \text{Comp}(\mathcal{A}). To show that d(e)=\beta d(p) vanishes, it suffices to show that \beta d(p)b and \beta d(p)\sigma both vanish, whereas

\beta d(p)b = \beta d(pb) = \beta d(1_ y) = 0,\quad \beta d(p)\sigma = -\beta \alpha = 0

Similarly, to check that d(f)=bd(s)-d(\sigma )\delta vanishes, it suffices to check the post-compositions by p and c both vanish, whereas

\begin{align*} pbd(s) - pd(\sigma )\delta = & d(s)-\alpha \delta = d(s)-\alpha \pi d(s) = 0 \\ cbd(s)-cd(\sigma )\delta = & -cd(\sigma )\delta = -d(c\sigma )\delta = 0 \end{align*}

The commutativity of left two squares of the diagram 22.27.13.1 follows directly from definition. Before we prove the commutativity of the right square (up to homotopy), we first check that e is a homotopy equivalence. Clearly,

ef=\beta p (bs-\sigma \delta )=\beta s=1_ z

To check that fe is homotopic to 1_{C(\alpha )}, we first observe

b\alpha = bpd(\alpha ) = d(\sigma ),\quad \alpha c = -d(p)\sigma c = -d(p),\quad d(\pi )p = d(\pi )s\beta p = -\delta \beta p

Using these identities, we compute

\begin{align*} 1_{C(\alpha )} = & bp + \sigma c \quad (\text{from }y \xrightarrow {b} C(\alpha ) \xrightarrow {c} x[1]) \\ = & b(\alpha \pi + s\beta )p + \sigma (\pi \alpha )c \quad (\text{from }x \xrightarrow {\alpha } y \xrightarrow {\beta } z) \\ = & d(\sigma )\pi p + bs\beta p - \sigma \pi d(p) \quad (\text{by the first two identities above}) \\ = & d(\sigma )\pi p + bs\beta p - \sigma \delta \beta p + \sigma \delta \beta p - \sigma \pi d(p) \\ = & (bs - \sigma \delta )\beta p + d(\sigma )\pi p - \sigma d(\pi )p - \sigma \pi d(p)\quad (\text{by the third identity above}) \\ = & fe + d(\sigma \pi p) \end{align*}

since \sigma \in \mathop{\mathrm{Hom}}\nolimits ^{-1}(x, C(\alpha )) (cf. proof of Lemma 22.27.4). Hence e and f are homotopy inverses. Finally, to check that the right square of diagram 22.27.13.1 commutes up to homotopy, it suffices to check that -cf=\delta . This follows from

-cf = -c(bs-\sigma \delta ) = c\sigma \delta = \delta

since cb=0.

For (2), consider the factorization x\xrightarrow {\tilde{\alpha }}\tilde{y}\to y given as in Lemma 22.27.6, so the second morphism is a homotopy equivalence. By Lemmas 22.27.3 and 22.27.12, there exists an isomorphism of triangles between

x \xrightarrow {\alpha } y \to C(\alpha ) \to x[1] \quad \text{and}\quad x \xrightarrow {\tilde{\alpha }} \tilde{y} \to C(\tilde{\alpha }) \to x[1]

Since we can compose isomorphisms of triangles, by replacing \alpha by \tilde{\alpha }, y by \tilde{y}, and C(\alpha ) by C(\tilde{\alpha }), we may assume \alpha is an admissible monomorphism. In this case, the result follows from (1). \square

The following lemma is the analogue of Lemma 22.10.1.

Lemma 22.27.14. In Situation 22.27.2 the homotopy category K(\mathcal{A}) with its natural translation functors and distinguished triangles is a pre-triangulated category.

Proof. We will verify each of TR1, TR2, and TR3.

Proof of TR1. By definition every triangle isomorphic to a distinguished one is distinguished. Since

\xymatrix{x\ar[r]^{1_ x} & x\ar[r] & 0}

is an admissible short exact sequence, (x, x, 0, 1_ x, 0, 0) is a distinguished triangle. Moreover, given a morphism \alpha : x \to y in \text{Comp}(\mathcal{A}), the triangle given by (x, y, c(\alpha ), \alpha , i, -p) is distinguished by Lemma 22.27.13.

Proof of TR2. Let (x,y,z,\alpha ,\beta ,\gamma ) be a triangle and suppose (y,z,x[1],\beta ,\gamma ,-\alpha [1]) is distinguished. Then there exists an admissible short exact sequence 0 \to x' \to y' \to z' \to 0 such that the associated triangle (x',y',z',\alpha ',\beta ',\gamma ') is isomorphic to (y,z,x[1],\beta ,\gamma ,-\alpha [1]). After rotating, we conclude that (x,y,z,\alpha ,\beta ,\gamma ) is isomorphic to (z'[-1],x',y', \gamma '[-1], \alpha ',\beta '). By Lemma 22.27.11, we deduce that (z'[-1],x',y', \gamma '[-1], \alpha ',\beta ') is isomorphic to (z'[-1],x',c(\gamma '[-1]), \gamma '[-1], i, p). Composing the two isomorphisms with sign changes as indicated in the following diagram:

\xymatrix@C=3pc{ x\ar[r]^{\alpha }\ar[d] & y\ar[r]^{\beta }\ar[d] & z\ar[r]^{\gamma }\ar[d] & x[1]\ar[d] \\ z'[-1]\ar[r]^{-\gamma '[-1]}\ar[d]_{-1_{z'[-1]}} & x \ar[r]^{\alpha '}\ar@{=}[d] & y' \ar[r]^{\beta '} \ar[d] & z'\ar[d]^{-1_{z'}} \\ z'[-1]\ar[r]^{\gamma '[-1]} & x \ar[r]^{\alpha '} & c(\gamma '[-1]) \ar[r]^{-p} & z' }

We conclude that (x,y,z,\alpha ,\beta ,\gamma ) is distinguished by Lemma 22.27.13 (2). Conversely, suppose that (x,y,z,\alpha ,\beta ,\gamma ) is distinguished, so that by Lemma 22.27.13 (1), it is isomorphic to a triangle of the form (x',y', c(\alpha '), \alpha ', i, -p) for some morphism \alpha ': x' \to y' in \text{Comp}(\mathcal{A}). The rotated triangle (y,z,x[1],\beta ,\gamma , -\alpha [1]) is isomorphic to the triangle (y',c(\alpha '), x'[1], i, -p, -\alpha [1]) which is isomorphic to (y',c(\alpha '), x'[1], i, p, \alpha [1]). By Lemma 22.27.10, this triangle is distinguished, from which it follows that (y,z,x[1], \beta ,\gamma , -\alpha [1]) is distinguished.

Proof of TR3: Suppose (x,y,z, \alpha ,\beta ,\gamma ) and (x',y',z',\alpha ',\beta ',\gamma ') are distinguished triangles of \text{Comp}(\mathcal{A}) and let f: x \to x' and g: y \to y' be morphisms such that \alpha ' \circ f = g \circ \alpha . By Lemma 22.27.13, we may assume that (x,y,z,\alpha ,\beta ,\gamma )= (x,y,c(\alpha ),\alpha , i, -p) and (x',y',z', \alpha ',\beta ',\gamma ')= (x',y',c(\alpha '), \alpha ',i',-p'). Now apply Lemma 22.27.3 and we are done. \square

The following lemma is the analogue of Lemma 22.10.2.

Lemma 22.27.15. In Situation 22.27.2 given admissible monomorphisms x \xrightarrow {\alpha } y, y \xrightarrow {\beta } z in \mathcal{A}, there exist distinguished triangles (x,y,q_1,\alpha ,p_1,\delta _1), (x,z,q_2,\beta \alpha ,p_2,\delta _2) and (y,z,q_3,\beta ,p_3,\delta _3) for which TR4 holds.

Proof. Given admissible monomorphisms x\xrightarrow {\alpha } y and y\xrightarrow {\beta }z, we can find distinguished triangles, via their extensions to admissible short exact sequences,

\xymatrix{ x\ar@<0.5ex>[r]^{\alpha } & y\ar@<0.5ex>[l]^{\pi _1} \ar@<0.5ex>[r]^{p_1} & q_1 \ar[r]^{\delta _1} \ar@<0.5ex>[l]^{s_1} & x[1] }

\xymatrix{ x\ar@<0.5ex>[r]^{\beta \alpha } & z\ar@<0.5ex>[l]^{\pi _1\pi _3} \ar@<0.5ex>[r]^{p_2} & q_2 \ar[r]^{\delta _2} \ar@<0.5ex>[l]^{s_2} & x[1] }

\xymatrix{ y\ar@<0.5ex>[r]^{\beta } & z\ar@<0.5ex>[l]^{\pi _3} \ar@<0.5ex>[r]^{p_3} & q_3 \ar[r]^{\delta _3} \ar@<0.5ex>[l]^{s_3} & x[1] }

In these diagrams, the maps \delta _ i are defined as \delta _ i = \pi _ i d(s_ i) analogous to the maps defined in Lemma 22.27.1. They fit in the following solid commutative diagram

\xymatrix@C=5pc@R=3pc{ x\ar@<0.5ex>[r]^{\alpha } \ar@<0.5ex>[dr]^{\beta \alpha } & y\ar@<0.5ex>[d]^{\beta } \ar@<0.5ex>[l]^{\pi _1} \ar@<0.5ex>[r]^{p_1} & q_1 \ar[r]^{\delta _1} \ar@<0.5ex>[l]^{s_1} \ar@{.>}[dd]^{p_2\beta s_1} & x[1] \\ & z \ar@<0.5ex>[u]^{\pi _3}\ar@<0.5ex>[d]^{p_3} \ar@<0.5ex>[dr]^{p_2} \ar@<0.5ex>[ul]^{\pi _1\pi _3} & & \\ & q_3\ar@<0.5ex>[u]^{s_3} \ar[d]^{\delta _3} & q_2 \ar@{.>}[l]^{p_3s_2} \ar@<0.5ex>[ul]^{s_2} \ar[dr]^{\delta _2} \\ & y[1] & & x[1]}

where we have defined the dashed arrows as indicated. Clearly, their composition p_3s_2p_2\beta s_1 = 0 since s_2p_2 = 0. We claim that they both are morphisms of \text{Comp}(\mathcal{A}). We can check this using equations in Lemma 22.27.1:

d(p_2\beta s_1) = p_2\beta d(s_1) = p_2\beta \alpha \pi _1 d(s_1) = 0

since p_2\beta \alpha = 0, and

d(p_3s_2) = p_3d(s_2) = p_3\beta \alpha \pi _1\pi _3 d(s_2) = 0

since p_3\beta = 0. To check that q_1\to q_2\to q_3 is an admissible short exact sequence, it remains to show that in the underlying graded category, q_2 = q_1\oplus q_3 with the above two morphisms as coprojection and projection. To do this, observe that in the underlying graded category \mathcal{C}, there hold

y = x\oplus q_1,\quad z = y\oplus q_3 = x\oplus q_1\oplus q_3

where \pi _1\pi _3 gives the projection morphism onto the first factor: x\oplus q_1\oplus q_3\to z. By axiom (A) on \mathcal{A}, \mathcal{C} is an additive category, hence we may apply Homology, Lemma 12.3.10 and conclude that

\mathop{\mathrm{Ker}}(\pi _1\pi _3) = q_1\oplus q_3

in \mathcal{C}. Another application of Homology, Lemma 12.3.10 to z = x\oplus q_2 gives \mathop{\mathrm{Ker}}(\pi _1\pi _3) = q_2. Hence q_2\cong q_1\oplus q_3 in \mathcal{C}. It is clear that the dashed morphisms defined above give coprojection and projection.

Finally, we have to check that the morphism \delta : q_3 \to q_1[1] induced by the admissible short exact sequence q_1\to q_2\to q_3 agrees with p_1\delta _3. By the construction in Lemma 22.27.1, the morphism \delta is given by

\begin{align*} p_1\pi _3s_2d(p_2s_3) = & p_1\pi _3s_2p_2d(s_3) \\ = & p_1\pi _3(1-\beta \alpha \pi _1\pi _3)d(s_3) \\ = & p_1\pi _3d(s_3)\quad (\text{since }\pi _3\beta = 0) \\ = & p_1\delta _3 \end{align*}

as desired. The proof is complete. \square

Putting everything together we finally obtain the analogue of Proposition 22.10.3.

Proposition 22.27.16. In Situation 22.27.2 the homotopy category K(\mathcal{A}) with its natural translation functors and distinguished triangles is a triangulated category.

Proof. By Lemma 22.27.14 we know that K(\mathcal{A}) is pre-triangulated. Combining Lemmas 22.27.7 and 22.27.15 with Derived Categories, Lemma 13.4.15, we conclude that K(\mathcal{A}) is a triangulated category. \square

Lemma 22.27.17. Let R be a ring. Let F : \mathcal{A} \to \mathcal{B} be a functor between differential graded categories over R satisfying axioms (A), (B), and (C) such that F(x[1]) = F(x)[1]. Then F induces an exact functor K(\mathcal{A}) \to K(\mathcal{B}) of triangulated categories.

Proof. Namely, if x \to y \to z is an admissible short exact sequence in \text{Comp}(\mathcal{A}), then F(x) \to F(y) \to F(z) is an admissible short exact sequence in \text{Comp}(\mathcal{B}). Moreover, the “boundary” morphism \delta = \pi \text{d}(s) : z \to x[1] constructed in Lemma 22.27.1 produces the morphism F(\delta ) : F(z) \to F(x[1]) = F(x)[1] which is equal to the boundary map F(\pi ) \text{d}(F(s)) for the admissible short exact sequence F(x) \to F(y) \to F(z). \square


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