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The Stacks project

87.20 Types of formal algebraic spaces

In this section we define “locally Noetherian”, “locally adic*”, “locally weakly adic”, “locally countably indexed and classical”, and “locally countably indexed” formal algebraic spaces. The types “locally adic”, “locally classical”, and “locally McQuillan” are missing as we do not know how to prove the analogue of the following lemmas for those cases (it would suffice to prove the analogue of these lemmas for étale coverings between affine formal algebraic spaces).

Lemma 87.20.1. Let S be a scheme. Let X \to Y be a morphism of affine formal algebraic spaces which is representable by algebraic spaces, surjective, and flat. Then X is countably indexed if and only if Y is countably indexed.

Proof. Assume X is countably indexed. We write X = \mathop{\mathrm{colim}}\nolimits X_ n as in Lemma 87.10.1. Write Y = \mathop{\mathrm{colim}}\nolimits Y_\lambda as in Definition 87.9.1. For every n we can pick a \lambda _ n such that X_ n \to Y factors through Y_{\lambda _ n}, see Lemma 87.9.4. On the other hand, for every \lambda the scheme Y_\lambda \times _ Y X is affine (Lemma 87.19.7) and hence Y_\lambda \times _ Y X \to X factors through X_ n for some n (Lemma 87.9.4). Picture

\xymatrix{ Y_\lambda \times _ Y X \ar[r] \ar[d] & X_ n \ar[r] \ar[d] & X \ar[d] \\ Y_\lambda \ar@{..>}[r] \ar@/_1pc/[rr] & Y_{\lambda _ n} \ar[r] & Y }

If we can show the dotted arrow exists, then we conclude that Y = \mathop{\mathrm{colim}}\nolimits Y_{\lambda _ n} and Y is countably indexed. To do this we pick a \mu with \mu \geq \lambda and \mu \geq \lambda _ n. Thus both Y_\lambda \to Y and Y_{\lambda _ n} \to Y factor through Y_\mu \to Y. Say Y_\mu = \mathop{\mathrm{Spec}}(B_\mu ), the closed subscheme Y_\lambda corresponds to J \subset B_\mu , and the closed subscheme Y_{\lambda _ n} corresponds to J' \subset B_\mu . We are trying to show that J' \subset J. By the diagram above we know J'A_\mu \subset JA_\mu where Y_\mu \times _ Y X = \mathop{\mathrm{Spec}}(A_\mu ). Since X \to Y is surjective and flat the morphism Y_\lambda \times _ Y X \to Y_\lambda is a faithfully flat morphism of affine schemes, hence B_\mu \to A_\mu is faithfully flat. Thus J' \subset J as desired.

Assume Y is countably indexed. Then X is countably indexed by Lemma 87.19.10. \square

Lemma 87.20.2. Let S be a scheme. Let X \to Y be a morphism of affine formal algebraic spaces which is representable by algebraic spaces, surjective, and flat. Then X is countably indexed and classical if and only if Y is countably indexed and classical.

Proof. We have already seen the implication in one direction in Lemma 87.19.10. For the other direction, note that by Lemma 87.20.1 we may assume both X and Y are countably indexed. Thus X = \text{Spf}(A) and Y = \text{Spf}(B) for some weakly admissible topological S-algebras A and B, see Lemma 87.10.4. By Lemma 87.9.10 the morphism X \to Y corresponds to a continuous S-algebra homomorphism \varphi : B \to A. We see from Lemma 87.19.8 that \varphi is taut. Let J \subset B be an open ideal and let I \subset A be the closure of JA. By Lemmas 87.16.4 and 87.4.11 we see that \mathop{\mathrm{Spec}}(B/J) \times _ Y X = \mathop{\mathrm{Spec}}(A/I). Hence B/J \to A/I is faithfully flat (since X \to Y is surjective and flat). This means that \varphi : B \to A is as in Section 87.8 (with the roles of A and B swapped). We conclude that the lemma holds by Lemma 87.8.2. \square

Lemma 87.20.3. Let S be a scheme. Let X \to Y be a morphism of affine formal algebraic spaces which is representable by algebraic spaces, surjective, and flat. Then X is weakly adic if and only if Y is weakly adic.

Proof. The proof is exactly the same as the proof of Lemma 87.20.2 except that at the end we use Lemma 87.8.4. \square

Lemma 87.20.4. Let S be a scheme. Let X \to Y be a morphism of affine formal algebraic spaces which is representable by algebraic spaces, surjective, and flat. Then X is adic* if and only if Y is adic*.

Proof. The proof is exactly the same as the proof of Lemma 87.20.2 except that at the end we use Lemma 87.8.5. \square

Lemma 87.20.5. Let S be a scheme. Let X \to Y be a morphism of affine formal algebraic spaces which is representable by algebraic spaces, surjective, flat, and (locally) of finite type. Then X is Noetherian if and only if Y is Noetherian.

Proof. Observe that a Noetherian affine formal algebraic space is adic*, see Lemma 87.10.3. Thus by Lemma 87.20.4 we may assume that both X and Y are adic*. We will use the criterion of Lemma 87.10.5 to see that the lemma holds. Namely, write Y = \mathop{\mathrm{colim}}\nolimits Y_ n as in Lemma 87.10.1. For each n set X_ n = Y_ n \times _ Y X. Then X_ n is an affine scheme (Lemma 87.19.7) and X = \mathop{\mathrm{colim}}\nolimits X_ n. Each of the morphisms X_ n \to Y_ n is faithfully flat and of finite type. Thus the lemma follows from the fact that in this situation X_ n is Noetherian if and only if Y_ n is Noetherian, see Algebra, Lemma 10.164.1 (to go down) and Algebra, Lemma 10.31.1 (to go up). \square

Lemma 87.20.6. Let S be a scheme. Let

P \in \left\{ \begin{matrix} countably\ indexed, \\ countably\ indexed\ and\ classical, \\ weakly\ adic,\ adic*,\ Noetherian \end{matrix} \right\}

Let X be a formal algebraic space over S. The following are equivalent

  1. if Y is an affine formal algebraic space and f : Y \to X is representable by algebraic spaces and étale, then Y has property P,

  2. for some \{ X_ i \to X\} _{i \in I} as in Definition 87.11.1 each X_ i has property P.

Proof. It is clear that (1) implies (2). Assume (2) and let Y \to X be as in (1). Since the fibre products X_ i \times _ X Y are formal algebraic spaces (Lemma 87.15.2) we can pick coverings \{ X_{ij} \to X_ i \times _ X Y\} as in Definition 87.11.1. Since Y is quasi-compact, there exist (i_1, j_1), \ldots , (i_ n, j_ n) such that

X_{i_1 j_1} \amalg \ldots \amalg X_{i_ n j_ n} \longrightarrow Y

is surjective and étale. Then X_{i_ kj_ k} \to X_{i_ k} is representable by algebraic spaces and étale hence X_{i_ kj_ k} has property P by Lemma 87.19.10. Then X_{i_1 j_1} \amalg \ldots \amalg X_{i_ n j_ n} is an affine formal algebraic space with property P (small detail omitted on finite disjoint unions of affine formal algebraic spaces). Hence we conclude by applying one of Lemmas 87.20.1, 87.20.2, 87.20.3, 87.20.4, and 87.20.5. \square

The previous lemma clears the way for the following definition.

Definition 87.20.7. Let S be a scheme. Let X be a formal algebraic space over S. We say X is locally countably indexed, locally countably indexed and classical, locally weakly adic, locally adic*, or locally Noetherian if the equivalent conditions of Lemma 87.20.6 hold for the corresponding property.

The formal completion of a locally Noetherian algebraic space along a closed subset is a locally Noetherian formal algebraic space.

Lemma 87.20.8. Let S be a scheme. Let X be an algebraic space over S. Let T \subset |X| be a closed subset. Let X_{/T} be the formal completion of X along T.

  1. If X \setminus T \to X is quasi-compact, then X_{/T} is locally adic*.

  2. If X is locally Noetherian, then X_{/T} is locally Noetherian.

Proof. Choose a surjective étale morphism U \to X with U = \coprod U_ i a disjoint union of affine schemes, see Properties of Spaces, Lemma 66.6.1. Let T_ i \subset U_ i be the inverse image of T. We have X_{/T} \times _ X U_ i = (U_ i)_{/T_ i} (Lemma 87.14.4). Hence \{ (U_ i)_{/T_ i} \to X_{/T}\} is a covering as in Definition 87.11.1. Moreover, if X \setminus T \to X is quasi-compact, so is U_ i \setminus T_ i \to U_ i and if X is locally Noetherian, so is U_ i. Thus the lemma follows from the affine case which is Lemma 87.14.6. \square

Remark 87.20.9 (Warning). Suppose X = \mathop{\mathrm{Spec}}(A) and T \subset X is the zero locus of a finitely generated ideal I \subset A. Let J = \sqrt{I} be the radical of I. Then from the definitions we see that X_{/T} = \text{Spf}(A^\wedge ) where A^\wedge = \mathop{\mathrm{lim}}\nolimits A/I^ n is the I-adic completion of A. On the other hand, the map A^\wedge \to \mathop{\mathrm{lim}}\nolimits A/J^ n from the I-adic completion to the J-adic completion can fail to be a ring isomorphisms. As an example let

A = \bigcup \nolimits _{n \geq 1} \mathbf{C}[t^{1/n}]

and I = (t). Then J = \mathfrak m is the maximal ideal of the valuation ring A and J^2 = J. Thus the J-adic completion of A is \mathbf{C} whereas the I-adic completion is the valuation ring described in Example 87.13.2 (but in particular it is easy to see that A \subset A^\wedge ).

Lemma 87.20.10. Let S be a scheme. Let X \to Y and Z \to Y be morphisms of formal algebraic space over S. Then

  1. If X and Z are locally countably indexed, then X \times _ Y Z is locally countably indexed.

  2. If X and Z are locally countably indexed and classical, then X \times _ Y Z is locally countably indexed and classical.

  3. If X and Z are weakly adic, then X \times _ Y Z is weakly adic.

  4. If X and Z are locally adic*, then X \times _ Y Z is locally adic*.

  5. If X and Z are locally Noetherian and X_{red} \to Y_{red} is locally of finite type, then X \times _ Y Z is locally Noetherian.

Proof. Choose a covering \{ Y_ j \to Y\} as in Definition 87.11.1. For each j choose a covering \{ X_{ji} \to Y_ j \times _ Y X\} as in Definition 87.11.1. For each j choose a covering \{ Z_{jk} \to Y_ j \times _ Y Z\} as in Definition 87.11.1. Observe that X_{ji} \times _{Y_ j} Z_{jk} is an affine formal algebraic space by Lemma 87.16.4. Hence

\{ X_{ji} \times _{Y_ j} Z_{jk} \to X \times _ Y Z\}

is a covering as in Definition 87.11.1. Thus it suffices to prove (1), (2), (3), and (4) in case X, Y, and Z are affine formal algebraic spaces.

Assume X and Z are countably indexed. Say X = \mathop{\mathrm{colim}}\nolimits X_ n and Z = \mathop{\mathrm{colim}}\nolimits Z_ m as in Lemma 87.10.1. Write Y = \mathop{\mathrm{colim}}\nolimits _{\lambda \in \Lambda } Y_\lambda as in Definition 87.9.1. For each n and m we can find \lambda _{n, m} \in \Lambda such that X_ n \to Y and Z_ m \to Y factor through Y_{\lambda _{n, m}} (for example see Lemma 87.9.4). Pick \lambda _0 \in \Lambda . By induction for t \geq 1 pick an element \lambda _ t \in \Lambda such that \lambda _ t \geq \lambda _{n, m} for all 1 \leq n, m \leq t and \lambda _ t \geq \lambda _{t - 1}. Set Y' = \mathop{\mathrm{colim}}\nolimits Y_{\lambda _ t}. Then Y' \to Y is a monomorphism such that X \to Y and Z \to Y factor through Y'. Hence we may replace Y by Y', i.e., we may assume that Y is countably indexed.

Assume X, Y, and Z are countably indexed. By Lemma 87.10.4 we can write X = \text{Spf}(A), Y = \text{Spf}(B), Z = \text{Spf}(C) for some weakly admissible topological rings A, B, and C. The morphsms X \to Y and Z \to Y are given by continuous ring maps B \to A and B \to C, see Lemma 87.9.10. By Lemma 87.16.4 we see that X \times _ Y Z = \text{Spf}(A \widehat{\otimes }_ B C) and that A \widehat{\otimes }_ B C is a weakly admissible topological ring. In particular, we see that X \times _ Y Z is countably indexed by Lemma 87.4.12 part (3). This proves (1).

Proof of (2). In this case X and Z are countably indexed and hence the arguments above show that X \times _ Y Z is the formal spectrum of A \widehat{\otimes }_ B C where A and C are admissible. Then A \widehat{\otimes }_ B C is admissible by Lemma 87.4.12 part (2).

Proof of (3). As before we conclude that X \times _ Y Z is the formal spectrum of A \widehat{\otimes }_ B C where A and C are weakly adic. Then A \widehat{\otimes }_ B C is weakly adic by Lemma 87.7.6.

Proof of (4). Arguing as above, this follows from Lemma 87.4.12 part (4).

Proof of (5). To deduce case (5) from Lemma 87.4.12 part (5) we need to show the hypotheses match. Namely, with notation as in the first parapgrah of the proof, if X_{red} \to Y_{red} is locally of finite type, then (X_{ji})_{red} \to (Y_ j)_{red} is locally of finite type. This follows from Morphisms of Spaces, Lemma 67.23.4 and the fact that in the commutative diagram

\xymatrix{ (X_{ji})_{red} \ar[d] \ar[r] & (Y_ j)_{red} \ar[d] \\ X_{red} \ar[r] & Y_{red} }

the vertical morphisms are étale. Namely, we have (X_{ji})_{red} = X_{ij} \times _ X X_{red} and (Y_ j)_{red} = Y_ j \times _ Y Y_{red} by Lemma 87.12.3. Thus as above we reduce to the case where X, Y, Z are affine formal algebraic spaces, X, Z are Noetherian, and X_{red} \to Y_{red} is of finite type. Next, in the second paragraph of the proof we replaced Y by Y' but by construction Y_{red} = Y'_{red}, hence the finite type assumption is preserved by this replacement. Then we see that X, Y, Z correspond to A, B, C and X \times _ Y Z to A \widehat{\otimes }_ B C with A, C Noetherian adic. Finally, taking the reduction corresponds to dividing by the ideal of topologically nilpotent elements (Example 87.12.2) hence the fact that X_{red} \to Y_{red} is of finite type does indeed mean that B/\mathfrak b \to A/\mathfrak a is of finite type and the proof is complete. \square

Lemma 87.20.11. Let S be a scheme. Let X be a locally Noetherian formal algebraic space over S. Then X = \mathop{\mathrm{colim}}\nolimits X_ n for a system X_1 \to X_2 \to X_3 \to \ldots of finite order thickenings of locally Noetherian algebraic spaces over S where X_1 = X_{red} and X_ n is the nth infinitesimal neighbourhood of X_1 in X_ m for all m \geq n.

Proof. We only sketch the proof and omit some of the details. Set X_1 = X_{red}. Define X_ n \subset X as the subfunctor defined by the rule: a morphism f : T \to X where T is a scheme factors through X_ n if and only if the nth power of the ideal sheaf of the closed immersion X_1 \times _ X T \to T is zero. Then X_ n \subset X is a subsheaf as vanishing of quasi-coherent modules can be checked fppf locally. We claim that X_ n \to X is representable by schemes, a closed immersion, and that X = \mathop{\mathrm{colim}}\nolimits X_ n (as fppf sheaves). To check this we may work étale locally on X. Hence we may assume X = \text{Spf}(A) is a Noetherian affine formal algebraic space. Then X_1 = \mathop{\mathrm{Spec}}(A/\mathfrak a) where \mathfrak a \subset A is the ideal of topologically nilpotent elements of the Noetherian adic topological ring A. Then X_ n = \mathop{\mathrm{Spec}}(A/\mathfrak a^ n) and we obtain what we want. \square


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